GUGGENHEIM EQ WEIGHT ENHANC - 40167M106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | No change | 119,326 | 2,246 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 115,624 | 2,176 | 0.51% | 0.51% | 2 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| MORGAN STANLEY | History | No change | 81,825 | 1,540 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Detwiler Fenton Investment Management LLC | History | Reduced | 69,499 | 1,392 | 1.12% | 1.51% | 4 | -23,661 | -25.4% | Q2 2014 | Aug 07, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 67,856 | 1,359 | 0.83% | 2.12% | 5 | -103,580 | -60.42% | Q2 2014 | Aug 04, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 71,211 | 1,340 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 36,343 | 684 | 0.45% | 0.45% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| 1607 Capital Partners, LLC | History | No change | 36,115 | 680 | 0.05% | 0.05% | 8 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 20,332 | 383 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 20,033 | 377 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Janney Montgomery Scott LLC | History | No change | 19,419 | 365 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 18,602 | 350 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LPL Financial LLC | History | Added to | 15,835 | 317 | 0.0% | 0.0% | 13 | +5,600 | 54.71% | Q2 2014 | Aug 05, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 11,155 | 210 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 10,752 | 202 | 0.12% | 0.12% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 10,400 | 196 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | No change | 10,000 | 188 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 5,892 | 118 | 0.07% | 0.01% | 18 | +5,392 | 1078.4% | Q2 2014 | Jul 29, 2014 |
| CITIGROUP INC | History | No change | 5,989 | 113 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 5,625 | 106 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 4,210 | 79 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | New | 1,000 | 20 | 0.01% | — | 22 | +1,000 | New | Q2 2014 | Jul 21, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 660 | 13 | 0.0% | — | 23 | +660 | New | Q2 2014 | Aug 08, 2014 |
| Hanson & Doremus Investment Management | History | No change | 142 | 12 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 550 | 11 | 0.0% | — | 25 | +550 | New | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 120 | 2 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 02, 2014 |