HALCON RES CORP - 40537Q209
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 14,376,600 | 104,805 | 0.01% | 0.01% | 1 | +165,766 | 1.17% | Q2 2014 | Aug 11, 2014 |
| Regiment Capital Management LLC | History | No change | 8,175,300 | 59,598 | 13.57% | 7.65% | 2 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 7,155,108 | 52,161 | 0.01% | 0.01% | 3 | +107,675 | 1.53% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 6,365,221 | 46,402 | 0.01% | 0.01% | 4 | +345,602 | 5.74% | Q2 2014 | Aug 06, 2014 |
| GAM Holding AG | History | Added to | 6,000,000 | 43,710 | 0.66% | 0.28% | 5 | +2,000,000 | 50.0% | Q2 2014 | Aug 11, 2014 |
| KALMAR INVESTMENTS INC /DE/ | History | New | 5,379,515 | 39,217 | 0.67% | — | 6 | +5,379,515 | New | Q2 2014 | Jul 28, 2014 |
| OAK RIDGE INVESTMENTS LLC | History | Added to | 3,074,451 | 22,403 | 0.53% | 0.33% | 7 | +22,600 | 0.74% | Q2 2014 | Aug 04, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,971,514 | 14,369 | 0.01% | 0.0% | 8 | +616,423 | 45.49% | Q2 2014 | Aug 08, 2014 |
| PACIFIC HEIGHTS ASSET MANAGEMENT LLC | History | No change | 1,500,000 | 10,935 | 0.4% | 0.22% | 9 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| NORTHPOINTE CAPITAL LLC | History | New | 1,264,036 | 9,215 | 0.97% | — | 10 | +1,264,036 | New | Q2 2014 | Aug 07, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 1,018,949 | 7,428 | 0.22% | 0.13% | 11 | +39,500 | 4.03% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 812,510 | 5,923 | 0.01% | 0.0% | 12 | +23,982 | 3.04% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 653,473 | 4,764 | 0.01% | 0.01% | 13 | +1,990 | 0.31% | Q2 2014 | Jul 30, 2014 |
| First Eagle Investment Management, LLC | History | New | 500,000 | 3,645 | 0.01% | — | 14 | +500,000 | New | Q2 2014 | Aug 08, 2014 |
| TSP Capital Management Group, LLC | History | Added to | 460,500 | 3,357 | 1.46% | 0.87% | 15 | +15,000 | 3.37% | Q2 2014 | Aug 01, 2014 |
| GREYLIN INVESTMENT MANGEMENT INC | History | Reduced | 449,050 | 3,274 | 0.79% | 0.5% | 16 | -23,500 | -4.97% | Q2 2014 | Jul 21, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 375,000 | 2,734 | 0.38% | 0.22% | 17 | +150,000 | 66.67% | Q2 2014 | Aug 11, 2014 |
| Lee Munder Capital Group, LLC | History | New | 352,435 | 2,569 | 0.06% | — | 18 | +352,435 | New | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 309,584 | 2,257 | 0.01% | 0.0% | 19 | +41,276 | 15.38% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 284,100 | 2,071 | 0.01% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SUFFOLK CAPITAL MANAGEMENT LLC | History | Added to | 255,800 | 1,865 | 0.23% | 0.07% | 21 | +118,700 | 86.58% | Q2 2014 | Aug 07, 2014 |
| DAVIDSON D A & CO | History | Added to | 224,900 | 1,639 | 0.06% | 0.03% | 22 | +4,250 | 1.93% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 212,276 | 1,547 | 0.01% | 0.0% | 23 | +8,578 | 4.21% | Q2 2014 | Aug 08, 2014 |
| EMERALD ADVISERS INC/PA | History | New | 206,245 | 1,504 | 0.08% | — | 24 | +206,245 | New | Q2 2014 | Jul 17, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 202,955 | 1,479 | 0.0% | 0.0% | 25 | -268,418 | -56.94% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 200,239 | 1,460 | 0.01% | 0.0% | 27 | +21,643 | 12.12% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 200,225 | 1,460 | 0.01% | 0.01% | 26 | +13,731 | 7.36% | Q2 2014 | Jul 31, 2014 |
| Tradeworx Inc. | History | New | 155,333 | 1,132 | 0.92% | — | 28 | +155,333 | New | Q2 2014 | Jul 10, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 150,216 | 1,095 | 0.0% | 19.53% | 29 | -9,217 | -5.78% | Q2 2014 | Aug 06, 2014 |
| Callahan Advisors, LLC | History | Added to | 148,984 | 1,086 | 0.35% | 0.21% | 30 | +4,000 | 2.76% | Q2 2014 | Jul 25, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Reduced | 160,975 | 1,063 | 0.12% | 0.35% | 31 | -334,450 | -67.51% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | New | 143,642 | 1,047 | 0.08% | — | 32 | +143,642 | New | Q2 2014 | Jul 21, 2014 |
| VSR Financial Services, Inc. | History | Added to | 126,030 | 919 | 0.12% | 0.07% | 33 | +8,530 | 7.26% | Q2 2014 | Aug 05, 2014 |
| ProShare Advisors LLC | History | Reduced | 125,533 | 915 | 0.01% | 0.01% | 34 | -108,743 | -46.42% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 125,443 | 914 | 0.0% | 0.0% | 35 | +7,262 | 6.14% | Q2 2014 | Aug 07, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 123,335 | 899 | 0.01% | 0.0% | 36 | +57,835 | 88.3% | Q2 2014 | Jul 30, 2014 |
| Texan Capital Management | History | Reduced | 116,135 | 847 | 0.37% | 0.23% | 37 | -680 | -0.58% | Q2 2014 | Jul 30, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 97,800 | 712 | 0.01% | 0.01% | 38 | -26,253 | -21.16% | Q2 2014 | Aug 07, 2014 |
| Old West Investment Management, LLC | History | New | 94,701 | 690 | 0.41% | — | 39 | +94,701 | New | Q2 2014 | Aug 11, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 90,302 | 658 | 0.01% | 0.0% | 40 | +14,743 | 19.51% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 89,119 | 650 | 0.0% | 0.0% | 41 | -25,338 | -22.14% | Q2 2014 | Aug 06, 2014 |
| Moors & Cabot, Inc. | History | Added to | 84,733 | 618 | 0.1% | 0.08% | 42 | +11,733 | 16.07% | Q2 2014 | Aug 11, 2014 |
| Cipher Capital LP | History | New | 74,709 | 545 | 0.18% | — | 43 | +74,709 | New | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 72,251 | 527 | 0.0% | — | 44 | +72,251 | New | Q2 2014 | Jul 31, 2014 |
| SEI TRUST CO | History | New | 70,971 | 517 | 0.0% | — | 45 | +70,971 | New | Q2 2014 | Jul 22, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 68,260 | 498 | 0.02% | 0.01% | 47 | +1,150 | 1.71% | Q2 2014 | Jul 25, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | No change | 68,331 | 498 | 0.07% | 0.04% | 46 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Added to | 65,000 | 474 | 0.01% | 0.0% | 48 | +40,000 | 160.0% | Q2 2014 | Jul 30, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 62,161 | 453 | 0.0% | 0.0% | 49 | +34,920 | 128.19% | Q2 2014 | Jul 16, 2014 |
| Commonwealth Equity Services, Inc | History | New | 57,305 | 418 | 0.01% | — | 50 | +57,305 | New | Q2 2014 | Jul 23, 2014 |
| STONEBRIDGE CAPITAL MANAGEMENT INC | History | Reduced | 54,990 | 401 | 0.15% | 0.28% | 51 | -103,725 | -65.35% | Q2 2014 | Jul 16, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 53,680 | 391 | 0.03% | 0.01% | 52 | +21,913 | 68.98% | Q2 2014 | Aug 08, 2014 |
| D L CARLSON INVESTMENT GROUP INC | History | New | 53,000 | 386 | 0.14% | — | 53 | +53,000 | New | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Added to | 50,895 | 371 | 0.0% | 0.0% | 54 | +7,648 | 17.68% | Q2 2014 | Aug 05, 2014 |
| BROWN ADVISORY INC | History | Reduced | 43,800 | 319 | 0.0% | 0.0% | 55 | -6,200 | -12.4% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Added to | 42,127 | 307 | 0.0% | 0.0% | 56 | +530 | 1.27% | Q2 2014 | Jul 23, 2014 |
| CORTLAND ASSOCIATES INC/MO | History | No change | 40,000 | 292 | 0.06% | 0.04% | 57 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 36,767 | 269 | 0.0% | 0.0% | 58 | +30,159 | 456.4% | Q2 2014 | Aug 08, 2014 |
| Manchester Capital Management LLC | History | New | 33,800 | 246 | 0.03% | — | 59 | +33,800 | New | Q2 2014 | Jul 31, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | No change | 33,334 | 243 | 0.02% | 0.01% | 60 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | Reduced | 31,915 | 233 | 0.02% | 0.02% | 61 | -24,417 | -43.34% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 31,801 | 231 | 0.04% | — | 62 | +31,801 | New | Q2 2014 | Jul 08, 2014 |
| Teton Advisors, Inc. | History | No change | 24,334 | 177 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | No change | 21,592 | 157 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 19,980 | 146 | 0.01% | 0.0% | 65 | +1,380 | 7.42% | Q2 2014 | Aug 08, 2014 |
| WESBANCO BANK INC | History | Reduced | 14,776 | 108 | 0.01% | 0.0% | 66 | -20 | -0.14% | Q2 2014 | Jul 14, 2014 |
| Clear Harbor Asset Management, LLC | History | No change | 25,000 | 105 | 0.02% | 0.01% | 67 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Private Advisor Group, LLC | History | Added to | 13,573 | 99 | 0.01% | 0.01% | 69 | +480 | 3.67% | Q2 2014 | Aug 08, 2014 |
| CIBC Asset Management Inc | History | No change | 13,534 | 99 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| VAUGHAN DAVID INVESTMENTS INC/IL | History | No change | 13,202 | 96 | 0.01% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| CITY NATIONAL BANK | History | Added to | 12,081 | 88 | 0.0% | 0.0% | 71 | +81 | 0.68% | Q2 2014 | Jul 28, 2014 |
| World Asset Management Inc | History | Reduced | 11,382 | 83 | 0.0% | 0.0% | 72 | -1,664 | -12.75% | Q2 2014 | Jul 28, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 10,590 | 77 | 0.03% | — | 73 | +10,590 | New | Q2 2014 | Aug 04, 2014 |
| National Planning Corp | History | New | 10,317 | 75 | 0.01% | — | 74 | +10,317 | New | Q2 2014 | Jul 16, 2014 |
| HAP Trading, LLC | History | Added to | 81,200 | 73 | 0.0% | 0.0% | 75 | +56,200 | 224.8% | Q2 2014 | Aug 11, 2014 |
| KANALY TRUST CO | History | Added to | 9,500 | 69 | 0.01% | 0.0% | 76 | +9,000 | 1800.0% | Q2 2014 | Jul 28, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 9,420 | 68 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 8,697 | 63 | 0.0% | 0.0% | 78 | -117 | -1.33% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 6,758 | 50 | 0.0% | 0.0% | 79 | +431 | 6.81% | Q2 2014 | Aug 06, 2014 |
| Horrell Capital Management, Inc. | History | No change | 5,000 | 36 | 0.02% | 0.01% | 80 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| SOUTH GEORGIA CAPITAL, LLC | History | No change | 5,000 | 36 | 0.04% | 0.02% | 81 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| STRS OHIO | History | New | 3,400 | 25 | 0.0% | — | 82 | +3,400 | New | Q2 2014 | Jul 24, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,666 | 19 | 0.0% | 0.0% | 83 | -17,660 | -86.88% | Q2 2014 | Aug 05, 2014 |
| WealthTrust-Arizona, LLC | History | Reduced | 1,400 | 10 | 0.01% | 0.01% | 84 | -953 | -40.5% | Q2 2014 | Jul 22, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | New | 1,000 | 7 | 0.0% | — | 85 | +1,000 | New | Q2 2014 | Jul 09, 2014 |
| WASHINGTON TRUST BANK | History | New | 700 | 5 | 0.0% | — | 86 | +700 | New | Q2 2014 | Aug 08, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 618 | 5 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| MetLife Securities, Inc | History | No change | 500 | 4 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TOMPKINS FINANCIAL CORP | History | New | 367 | 3 | 0.0% | — | 89 | +367 | New | Q2 2014 | Jul 11, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | New | 150 | 1 | 0.0% | — | 90 | +150 | New | Q2 2014 | Jul 18, 2014 |
| PRIVATE TRUST CO NA | History | New | 125 | 1 | 0.0% | — | 91 | +125 | New | Q2 2014 | Jul 22, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 135 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.85% | — | -49,498,596 | -100.0% | Q1 2014 | May 09, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,902,783 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,176,556 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,691,831 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,430,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,124,838 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,853,942 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -1,658,221 | -100.0% | Q1 2014 | May 15, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 1.44% | — | -1,439,100 | -100.0% | Q1 2014 | May 15, 2014 |
| SANDLER CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.21% | — | -1,357,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,293,548 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,185,257 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,167,097 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -1,117,801 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,111,320 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,089,313 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,078,682 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,061,119 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -1,015,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,010,634 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.02% | — | -957,392 | -100.0% | Q1 2014 | May 14, 2014 |
| Napier Park Global Capital LLC | History | Closed out | 0 | 0 | — | 1.11% | — | -846,379 | -100.0% | Q1 2014 | May 13, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 3.06% | — | -830,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -786,137 | -100.0% | Q1 2014 | May 12, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.02% | — | -778,669 | -100.0% | Q1 2014 | May 13, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.93% | — | -731,738 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -696,272 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -640,044 | -100.0% | Q1 2014 | May 07, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -499,846 | -100.0% | Q1 2014 | May 15, 2014 |
| SALIENT TRUST CO LTA | History | Closed out | 0 | 0 | — | 0.28% | — | -466,666 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -420,966 | -100.0% | Q1 2014 | May 08, 2014 |
| RAFFLES ASSOCIATES LP | History | Closed out | 0 | 0 | — | 1.73% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -359,374 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -343,574 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -325,000 | -100.0% | Q1 2014 | May 14, 2014 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -314,823 | -100.0% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.18% | — | -306,425 | -100.0% | Q1 2014 | Aug 04, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -275,900 | -100.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -266,155 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -256,917 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.01% | — | -232,408 | -100.0% | Q1 2014 | May 14, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -223,589 | -100.0% | Q1 2014 | May 09, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -216,622 | -100.0% | Q1 2014 | May 15, 2014 |
| Kamunting Street Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.85% | — | -212,650 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -185,519 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -180,889 | -100.0% | Q1 2014 | May 15, 2014 |
| BLUESTEIN R H & CO | History | Closed out | 0 | 0 | — | 0.05% | — | -165,000 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -164,238 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -155,181 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -149,794 | -100.0% | Q1 2014 | May 12, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -135,451 | -100.0% | Q1 2014 | May 15, 2014 |
| STALEY CAPITAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.07% | — | -130,750 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -122,094 | -100.0% | Q1 2014 | May 23, 2014 |
| Integre Advisors | History | Closed out | 0 | 0 | — | 0.11% | — | -118,978 | -100.0% | Q1 2014 | May 14, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 1.45% | — | -113,400 | -100.0% | Q1 2014 | Aug 06, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -101,567 | -100.0% | Q1 2014 | May 15, 2014 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -98,900 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,140 | -100.0% | Q1 2014 | May 15, 2014 |
| Signature Financial Management, Inc. | History | Closed out | 0 | 0 | — | 0.33% | — | -89,499 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -88,534 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,889 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -75,302 | -100.0% | Q1 2014 | May 19, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -73,979 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -66,569 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -63,874 | -100.0% | Q1 2014 | May 14, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -54,992 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,938 | -100.0% | Q1 2014 | May 13, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.37% | — | -51,700 | -100.0% | Q1 2014 | May 09, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -50,711 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,729 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -31,880 | -100.0% | Q1 2014 | Aug 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -31,531 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,736 | -100.0% | Q1 2014 | May 16, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -30,491 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,463 | -100.0% | Q1 2014 | May 14, 2014 |
| Parkwood LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -27,662 | -100.0% | Q1 2014 | May 09, 2014 |
| KEY GROUP HOLDINGS (CAYMAN), LTD. | History | Closed out | 0 | 0 | — | 0.28% | — | -23,805 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,100 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,671 | -100.0% | Q1 2014 | May 15, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,001 | -100.0% | Q1 2014 | May 13, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -19,991 | -100.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,769 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,302 | -100.0% | Q1 2014 | May 14, 2014 |
| Southeast Asset Advisors Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -19,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WHALEROCK POINT PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -18,500 | -100.0% | Q1 2014 | May 29, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,791 | -100.0% | Q1 2014 | May 14, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,914 | -100.0% | Q1 2014 | May 13, 2014 |
| SUMIT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -16,190 | -100.0% | Q1 2014 | May 07, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,734 | -100.0% | Q1 2014 | May 12, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -14,466 | -100.0% | Q1 2014 | May 06, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -13,111 | -100.0% | Q1 2014 | Apr 22, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,500 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,292 | -100.0% | Q1 2014 | May 14, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,839 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -10,487 | -100.0% | Q1 2014 | Apr 24, 2014 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,329 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | Apr 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,764 | -100.0% | Q1 2014 | May 13, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,350 | -100.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,115 | -100.0% | Q1 2014 | May 02, 2014 |
| Hartford Financial Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 07, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -360 | -100.0% | Q1 2014 | May 14, 2014 |
| DINSMORE CAPITAL MANAGEMENT CO/NJ | History | Closed out | 0 | 0 | — | 0.0% | — | -136 | -100.0% | Q1 2014 | May 14, 2014 |