ING GLBL ADV & PREM OPP FUND - 44982N109
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | Reduced | 2,001,110 | 23,933 | 0.36% | 0.4% | 1 | -105,578 | -5.01% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 963,612 | 11,525 | 0.03% | 0.04% | 2 | -49,422 | -4.88% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Reduced | 623,008 | 7,452 | 0.0% | 0.0% | 3 | -209,792 | -25.19% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 281,984 | 3,372 | 0.0% | 0.0% | 4 | +12,967 | 4.82% | Q1 2014 | May 13, 2014 |
| Shaker Financial Services, LLC | History | Added to | 209,420 | 2,505 | 1.65% | 1.49% | 5 | +27,838 | 15.33% | Q1 2014 | May 07, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 167,339 | 2,001 | 0.08% | 0.06% | 6 | +57,045 | 51.72% | Q1 2014 | May 15, 2014 |
| Jacobus Wealth Management, Inc. | History | Added to | 108,777 | 1,301 | 0.32% | 0.32% | 7 | +15,492 | 16.61% | Q1 2014 | May 14, 2014 |
| Karpus Management, Inc. | History | New | 105,096 | 1,257 | 0.07% | — | 8 | +105,096 | New | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | Added to | 64,489 | 771 | 0.18% | 0.11% | 9 | +26,413 | 69.37% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Added to | 54,802 | 655 | 0.0% | 0.0% | 10 | +874 | 1.62% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 34,012 | 406 | 0.0% | 0.0% | 11 | +12,195 | 55.9% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Added to | 31,401 | 376 | 0.0% | 0.0% | 12 | +752 | 2.45% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 31,200 | 373 | 0.0% | 0.0% | 13 | +709 | 2.33% | Q1 2014 | May 12, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Reduced | 19,692 | 236 | 0.16% | 0.45% | 14 | -40,305 | -67.18% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 18,600 | 222 | 0.0% | — | 15 | +18,600 | New | Q1 2014 | May 12, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 12,582 | 150 | 0.0% | — | 16 | +12,582 | New | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 11,915 | 143 | 0.19% | 0.24% | 17 | -10,623 | -47.13% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Reduced | 11,368 | 136 | 0.0% | 0.0% | 18 | -956 | -7.76% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 9,088 | 109 | 0.0% | 1.64% | 19 | -210 | -2.26% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 7,949 | 95 | 0.0% | 0.0% | 20 | -11,658 | -59.46% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 7,189 | 86 | 0.0% | 0.0% | 21 | -874 | -10.84% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | No change | 5,843 | 70 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 3,775 | 45 | 0.0% | — | 23 | +3,775 | New | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | Added to | 1,679 | 20 | 0.0% | 0.0% | 24 | +39 | 2.38% | Q1 2014 | Apr 24, 2014 |
| Creative Planning | History | No change | 700 | 8 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 400 | 5 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | Apr 23, 2014 |
| Tower Research Capital LLC | History | Reduced | 100 | 1 | 0.0% | 0.0% | 27 | -436 | -81.34% | Q1 2014 | May 02, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -229,815 | -100.0% | Q4 2013 | Feb 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -42,367 | -100.0% | Q4 2013 | Feb 07, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,104 | -100.0% | Q4 2013 | Feb 12, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.07% | — | -28,215 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -15,810 | -100.0% | Q4 2013 | Feb 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,335 | -100.0% | Q4 2013 | Feb 13, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,100 | -100.0% | Q4 2013 | Feb 10, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q4 2013 | Mar 06, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q4 2013 | Feb 10, 2014 |
| DUNCKER STREETT & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q4 2013 | Jan 22, 2014 |