ING GLBL ADV & PREM OPP FUND - 44982N109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | No change | 2,001,110 | 23,933 | 0.36% | 0.36% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 963,612 | 11,525 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | No change | 623,008 | 7,452 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 281,984 | 3,372 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Jacobus Wealth Management, Inc. | History | Added to | 112,659 | 1,389 | 0.36% | 0.32% | 5 | +3,882 | 3.57% | Q2 2014 | Aug 06, 2014 |
| Karpus Management, Inc. | History | No change | 105,096 | 1,257 | 0.07% | 0.07% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 64,489 | 771 | 0.18% | 0.18% | 7 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | No change | 54,802 | 655 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 34,012 | 406 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 31,401 | 376 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 19,692 | 236 | 0.16% | 0.16% | 11 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 12,582 | 150 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 11,915 | 143 | 0.19% | 0.19% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 11,368 | 136 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 9,088 | 109 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 7,949 | 95 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 7,189 | 86 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | No change | 5,843 | 70 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | No change | 1,679 | 20 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 1,000 | 12 | 0.01% | — | 20 | +1,000 | New | Q2 2014 | Jul 29, 2014 |
| Creative Planning | History | No change | 700 | 8 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| Tower Research Capital LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 1.65% | — | -209,420 | -100.0% | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.08% | — | -167,339 | -100.0% | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,200 | -100.0% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,600 | -100.0% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,775 | -100.0% | Q2 2014 | Aug 08, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q2 2014 | Jul 16, 2014 |