*ING U S INC - 45685E106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Luxor Capital Group, LP | History | Added to | 12,494,301 | 453,168 | 8.92% | 4.72% | 1 | +4,096,792 | 48.79% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Added to | 11,732,647 | 425,543 | 0.12% | 0.1% | 2 | +2,050,795 | 21.18% | Q1 2014 | May 14, 2014 |
| RRJ CAPITAL II LTD | History | Added to | 11,173,384 | 405,259 | 100.0% | 100.0% | 3 | +1,793,384 | 19.12% | Q1 2014 | Apr 24, 2014 |
| PZENA INVESTMENT MANAGEMENT LLC | History | New | 8,238,533 | 298,812 | 1.71% | — | 4 | +8,238,533 | New | Q1 2014 | May 09, 2014 |
| VANGUARD GROUP INC | History | Added to | 7,525,838 | 272,962 | 0.02% | 0.02% | 5 | +1,511,493 | 25.13% | Q1 2014 | May 13, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 6,984,648 | 253,333 | 1.74% | 1.56% | 6 | +924,611 | 15.26% | Q1 2014 | Aug 11, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 5,820,417 | 211,107 | 304.07% | 131.12% | 7 | +3,675,915 | 171.41% | Q1 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | Added to | 4,898,015 | 177,650 | 0.07% | 0.06% | 8 | +833,125 | 20.5% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Reduced | 4,816,067 | 174,669 | 0.08% | 0.09% | 9 | -621,973 | -11.44% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 4,180,660 | 151,632 | 0.05% | 0.06% | 10 | -943,835 | -18.42% | Q1 2014 | May 15, 2014 |
| GREENLIGHT CAPITAL INC | History | Reduced | 4,041,368 | 146,581 | 2.19% | 2.06% | 11 | -227,600 | -5.33% | Q1 2014 | May 16, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 3,692,782 | 133,937 | 0.13% | 0.13% | 12 | +29,106 | 0.79% | Q1 2014 | May 07, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 3,349,597 | 121,490 | 0.02% | 0.02% | 13 | -30,789 | -0.91% | Q1 2014 | May 02, 2014 |
| FMR LLC | History | Reduced | 3,200,000 | 116,064 | 0.02% | 0.02% | 14 | -55,452 | -1.7% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Added to | 3,135,697 | 113,732 | 0.43% | 0.21% | 15 | +1,614,296 | 106.11% | Q1 2014 | May 12, 2014 |
| STATE STREET CORP | History | Added to | 2,391,935 | 86,755 | 0.01% | 0.01% | 16 | +89,306 | 3.88% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 2,086,475 | 75,676 | 0.07% | 0.02% | 17 | +1,342,047 | 180.28% | Q1 2014 | May 13, 2014 |
| Huber Capital Management LLC | History | Reduced | 1,954,318 | 70,880 | 1.86% | 1.89% | 18 | -5,897 | -0.3% | Q1 2014 | May 14, 2014 |
| VIKING GLOBAL INVESTORS LP | History | New | 1,833,700 | 66,508 | 0.28% | — | 19 | +1,833,700 | New | Q1 2014 | May 15, 2014 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | Added to | 1,611,773 | 58,459 | 437.24% | 872.25% | 20 | +179,445 | 12.53% | Q1 2014 | May 16, 2014 |
| Alyeska Investment Group, L.P. | History | Added to | 1,363,544 | 49,456 | 1.39% | 145.58% | 21 | +673,275 | 97.54% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Added to | 1,077,739 | 39,089 | 0.02% | 0.02% | 22 | +244,944 | 29.41% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | Added to | 986,597 | 35,784 | 0.01% | 0.01% | 23 | +24,210 | 2.52% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 937,194 | 33,992 | 962.13% | 1008.1% | 24 | -54,574 | -5.5% | Q1 2014 | Jun 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 817,708 | 29,657 | 0.01% | 0.0% | 25 | +636,920 | 352.3% | Q1 2014 | May 15, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Added to | 805,277 | 29,207 | 0.36% | 0.34% | 26 | +34,675 | 4.5% | Q1 2014 | Apr 22, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 694,008 | 25,171 | 0.02% | 0.01% | 27 | +141,071 | 25.51% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 693,230 | 25,144 | 0.02% | 0.0% | 28 | +643,406 | 1291.36% | Q1 2014 | May 16, 2014 |
| SAC Capital Advisors LP | History | Added to | 648,990 | 23,539 | 0.12% | 0.0% | 29 | +634,797 | 4472.61% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Reduced | 638,920 | 23,174 | 0.01% | 0.01% | 30 | -39,946 | -5.88% | Q1 2014 | May 02, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 627,494 | 22,758 | 0.02% | 0.01% | 31 | +194,424 | 44.89% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 559,008 | 20,275 | 0.06% | 0.04% | 32 | +210,818 | 60.55% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 534,094 | 19,372 | 0.05% | 0.03% | 33 | +218,994 | 69.5% | Q1 2014 | May 14, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | New | 498,200 | 18,070 | 0.71% | — | 34 | +498,200 | New | Q1 2014 | May 15, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Reduced | 497,050 | 18,028 | 0.11% | 0.11% | 35 | -35,005 | -6.58% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Reduced | 491,916 | 17,842 | 0.03% | 60.03% | 36 | -151,591 | -23.56% | Q1 2014 | May 02, 2014 |
| CREDIT SUISSE AG/ | History | New | 479,007 | 17,373 | 0.02% | — | 37 | +479,007 | New | Q1 2014 | May 15, 2014 |
| Espalier Global Management LLC | History | New | 475,000 | 17,228 | 0.96% | — | 38 | +475,000 | New | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Added to | 468,672 | 16,999 | 0.15% | 0.0% | 39 | +451,906 | 2695.37% | Q1 2014 | May 19, 2014 |
| Tiger Legatus Capital Management, LLC | History | Reduced | 454,000 | 16,467 | 6.6% | 9.7% | 40 | -46,000 | -9.2% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 399,376 | 14,485 | 0.0% | 0.0% | 41 | -14,130 | -3.42% | Q1 2014 | May 14, 2014 |
| Kerrisdale Advisers, LLC | History | Added to | 397,046 | 14,401 | 7.08% | 4.59% | 42 | +100,341 | 33.82% | Q1 2014 | May 15, 2014 |
| KIRR MARBACH & CO LLC /IN/ | History | Added to | 374,908 | 13,598 | 2.39% | 2.33% | 43 | +9,888 | 2.71% | Q1 2014 | Apr 30, 2014 |
| BlackRock Japan Co. Ltd | History | Added to | 364,339 | 13,215 | 0.06% | 0.06% | 44 | +9,487 | 2.67% | Q1 2014 | May 02, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 359,715 | 13,047 | 0.01% | 0.0% | 45 | +173,899 | 93.59% | Q1 2014 | May 14, 2014 |
| Nationwide Fund Advisors | History | Added to | 336,590 | 12,208 | 0.06% | 0.04% | 46 | +46,990 | 16.23% | Q1 2014 | May 09, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | New | 317,800 | 11,527 | 0.0% | — | 47 | +317,800 | New | Q1 2014 | May 15, 2014 |
| Covey Capital Advisors, LLC | History | No change | 305,000 | 11,062 | 7.0% | 6.1% | 48 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Napier Park Global Capital LLC | History | Reduced | 271,655 | 9,853 | 2.98% | 2.57% | 49 | -136,139 | -33.38% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 251,127 | 9,108 | 0.0% | 146.69% | 50 | -25,615 | -9.26% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | New | 250,000 | 9,068 | 0.2% | — | 51 | +250,000 | New | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Added to | 243,900 | 8,846 | 0.02% | 0.01% | 52 | +144,500 | 145.37% | Q1 2014 | May 15, 2014 |
| BLOOM TREE PARTNERS, LLC | History | New | 230,652 | 8,365 | 1.26% | — | 53 | +230,652 | New | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Added to | 227,822 | 8,263 | 0.01% | 0.01% | 54 | +28,349 | 14.21% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Added to | 197,514 | 7,164 | 0.01% | 0.0% | 55 | +158,114 | 401.3% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 196,363 | 7,123 | 0.01% | 0.01% | 56 | +97,788 | 99.2% | Q1 2014 | Apr 29, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 194,594 | 7,058 | 0.03% | 0.04% | 57 | -61,943 | -24.15% | Q1 2014 | May 12, 2014 |
| CURIAN CAPITAL LLC | History | New | 193,816 | 7,030 | 0.12% | — | 58 | +193,816 | New | Q1 2014 | May 12, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Added to | 179,830 | 6,522 | 0.01% | 0.01% | 59 | +43,874 | 32.27% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 154,052 | 5,587 | 0.01% | 0.01% | 60 | +3,407 | 2.26% | Q1 2014 | May 02, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 136,260 | 4,942 | 0.01% | 0.01% | 61 | +500 | 0.37% | Q1 2014 | May 08, 2014 |
| Seawolf Capital, LLC | History | New | 115,300 | 4,184 | 1.28% | — | 62 | +115,300 | New | Q1 2014 | May 14, 2014 |
| Alistair Capital Management, L.L.C. | History | Added to | 114,022 | 4,136 | 1.67% | 1.32% | 63 | +30,100 | 35.87% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 112,699 | 4,088 | 0.0% | 0.0% | 64 | +89,035 | 376.25% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Reduced | 112,523 | 4,081 | 0.01% | 0.01% | 65 | -33,002 | -22.68% | Q1 2014 | May 16, 2014 |
| Marathon Partners Equity Management, LLC | History | No change | 107,500 | 3,899 | 1.78% | 2.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Three Corner Global Investors LP | History | New | 106,600 | 3,866 | 2.43% | — | 67 | +106,600 | New | Q1 2014 | May 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | New | 86,324 | 3,131 | 0.04% | — | 68 | +86,324 | New | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Added to | 79,025 | 2,866 | 0.01% | 0.01% | 69 | +16,180 | 25.75% | Q1 2014 | May 13, 2014 |
| JBF Capital, Inc. | History | No change | 79,000 | 2,865 | 0.44% | 0.44% | 70 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| NLI INTERNATIONAL INC | History | Reduced | 78,650 | 2,852 | 0.28% | 0.57% | 71 | -84,700 | -51.85% | Q1 2014 | May 07, 2014 |
| CNA FINANCIAL CORP | History | No change | 74,875 | 2,716 | 0.54% | 0.51% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Added to | 74,402 | 2,699 | 0.07% | 0.07% | 73 | +4,517 | 6.46% | Q1 2014 | May 06, 2014 |
| GAM Holding AG | History | Reduced | 67,176 | 2,436 | 0.04% | 0.06% | 74 | -24,882 | -27.03% | Q1 2014 | May 15, 2014 |
| Ancora Advisors, LLC | History | Added to | 61,877 | 2,244 | 0.32% | 0.32% | 75 | +1,516 | 2.51% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Added to | 60,978 | 2,211 | 0.12% | 0.01% | 76 | +53,779 | 747.03% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 60,846 | 2,207 | 0.01% | 0.02% | 77 | -100,754 | -62.35% | Q1 2014 | May 09, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 58,534 | 2,123 | 0.01% | 0.0% | 78 | +49,358 | 537.9% | Q1 2014 | May 16, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 55,203 | 2,002 | 0.01% | — | 79 | +55,203 | New | Q1 2014 | Apr 22, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 53,590 | 1,944 | 0.01% | 0.01% | 80 | +230 | 0.43% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Added to | 50,923 | 1,834 | 0.0% | 0.0% | 81 | +21,968 | 75.87% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Added to | 47,125 | 1,709 | 0.01% | 0.01% | 82 | +22,060 | 88.01% | Q1 2014 | May 14, 2014 |
| CLINTON GROUP INC | History | New | 45,857 | 1,663 | 0.62% | — | 83 | +45,857 | New | Q1 2014 | May 14, 2014 |
| Absolute Return Capital, LLC | History | New | 45,181 | 1,639 | 0.02% | — | 84 | +45,181 | New | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | New | 44,790 | 1,625 | 0.04% | — | 85 | +44,790 | New | Q1 2014 | May 15, 2014 |
| AMG National Trust Bank | History | New | 44,063 | 1,598 | 0.17% | — | 86 | +44,063 | New | Q1 2014 | Apr 24, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Reduced | 43,600 | 1,581 | 0.05% | 0.05% | 87 | -200 | -0.46% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Added to | 43,000 | 1,560 | 0.0% | 0.0% | 88 | +12,600 | 41.45% | Q1 2014 | May 23, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 41,900 | 1,520 | 0.0% | 0.0% | 89 | -18,500 | -30.63% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Reduced | 40,100 | 1,455 | 0.01% | 0.17% | 91 | -460,000 | -91.98% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Added to | 40,100 | 1,455 | 0.0% | 0.0% | 90 | +470 | 1.19% | Q1 2014 | May 15, 2014 |
| SOROS FUND MANAGEMENT LLC | History | New | 39,100 | 1,418 | 0.01% | — | 92 | +39,100 | New | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Added to | 34,316 | 1,244 | 0.0% | 0.0% | 93 | +34,266 | 68532.0% | Q1 2014 | May 14, 2014 |
| WHITEBOX ADVISORS LLC | History | Added to | 34,238 | 1,242 | 0.05% | 0.03% | 94 | +16,965 | 98.22% | Q1 2014 | May 14, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 33,993 | 1,233 | 0.0% | 0.0% | 95 | +5,785 | 20.51% | Q1 2014 | Apr 24, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Added to | 30,844 | 1,119 | 0.01% | 0.01% | 96 | +6,329 | 25.82% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Reduced | 28,388 | 1,030 | 0.0% | 0.0% | 97 | -2,618 | -8.44% | Q1 2014 | May 15, 2014 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 27,950 | 1,014 | 0.01% | — | 98 | +27,950 | New | Q1 2014 | May 06, 2014 |
| BAR HARBOR TRUST SERVICES | History | New | 26,860 | 974 | 0.43% | — | 99 | +26,860 | New | Q1 2014 | Apr 24, 2014 |
| ProShare Advisors LLC | History | Added to | 26,801 | 972 | 0.01% | 0.01% | 100 | +6,868 | 34.46% | Q1 2014 | May 07, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 26,500 | 961 | 0.0% | 0.0% | 101 | +5,600 | 26.79% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 26,447 | 959 | 0.0% | — | 102 | +26,447 | New | Q1 2014 | May 15, 2014 |
| Schonfeld Group Holdings LLC | History | Added to | 24,273 | 880 | 0.22% | 0.09% | 103 | +17,778 | 273.72% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | New | 23,171 | 841 | 0.0% | — | 104 | +23,171 | New | Q1 2014 | May 13, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 21,966 | 792 | 0.0% | — | 105 | +21,966 | New | Q1 2014 | May 01, 2014 |
| WESTPAC BANKING CORP | History | New | 21,830 | 791 | 0.01% | — | 106 | +21,830 | New | Q1 2014 | May 12, 2014 |
| WILMINGTON TRUST CO | History | Added to | 20,845 | 756 | 0.01% | 0.01% | 107 | +25 | 0.12% | Q1 2014 | May 14, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | History | No change | 20,320 | 737 | 0.02% | 0.02% | 108 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| IBM Retirement Fund | History | Reduced | 18,451 | 676 | 0.01% | 0.01% | 109 | -10,634 | -36.56% | Q1 2014 | May 19, 2014 |
| Tradeworx Inc. | History | New | 18,385 | 667 | 0.58% | — | 110 | +18,385 | New | Q1 2014 | Jun 02, 2014 |
| JANE STREET GROUP, LLC | History | New | 18,338 | 665 | 0.01% | — | 111 | +18,338 | New | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 17,980 | 652 | 0.0% | 0.0% | 112 | -4,045 | -18.37% | Q1 2014 | May 12, 2014 |
| HighTower Advisors, LLC | History | New | 16,375 | 630 | 0.01% | — | 113 | +16,375 | New | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | New | 17,300 | 627 | 0.01% | — | 114 | +17,300 | New | Q1 2014 | May 15, 2014 |
| GENESEE VALLEY TRUST CO | History | Added to | 16,631 | 603 | 0.38% | 0.35% | 115 | +1,787 | 12.04% | Q1 2014 | May 07, 2014 |
| Man Investments Ltd | History | Reduced | 16,399 | 595 | 0.05% | 0.21% | 116 | -36,648 | -69.09% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | Added to | 15,480 | 561 | 0.18% | 0.17% | 117 | +1,735 | 12.62% | Q1 2014 | May 13, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 14,569 | 528 | 0.01% | — | 118 | +14,569 | New | Q1 2014 | May 15, 2014 |
| Quantitative Systematic Strategies LLC | History | New | 13,857 | 492 | 0.4% | — | 119 | +13,857 | New | Q1 2014 | Apr 07, 2014 |
| Utah Retirement Systems | History | Added to | 13,400 | 486 | 0.01% | 0.01% | 120 | +100 | 0.75% | Q1 2014 | May 08, 2014 |
| KCG Holdings, Inc. | History | Added to | 12,820 | 465 | 0.01% | 0.0% | 121 | +5,068 | 65.38% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 12,049 | 437 | 0.01% | 0.01% | 122 | +2 | 0.02% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | Added to | 11,666 | 424 | 0.0% | 0.0% | 123 | +5,176 | 79.75% | Q1 2014 | May 15, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 11,500 | 417 | 0.01% | 0.02% | 124 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| CIBC Asset Management Inc | History | New | 10,815 | 392 | 0.0% | — | 125 | +10,815 | New | Q1 2014 | May 09, 2014 |
| PUTNAM INVESTMENTS LLC | History | New | 10,783 | 391 | 0.0% | — | 126 | +10,783 | New | Q1 2014 | May 15, 2014 |
| Princeton Alpha Management LP | History | Reduced | 10,723 | 389 | 0.12% | 0.29% | 127 | -558 | -4.95% | Q1 2014 | Apr 17, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 10,506 | 381 | 0.03% | 0.06% | 128 | -11,864 | -53.04% | Q1 2014 | May 14, 2014 |
| Quantbot Technologies LP | History | New | 10,499 | 380 | 0.09% | — | 129 | +10,499 | New | Q1 2014 | May 21, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | New | 10,350 | 375 | 0.0% | — | 130 | +10,350 | New | Q1 2014 | May 14, 2014 |
| INTRUST BANK NA | History | Reduced | 10,300 | 374 | 0.15% | 0.16% | 131 | -87 | -0.84% | Q1 2014 | Apr 28, 2014 |
| Cipher Capital LP | History | Added to | 8,892 | 323 | 0.14% | 0.16% | 132 | +2,366 | 36.25% | Q1 2014 | May 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 7,613 | 276 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Added to | 7,379 | 268 | 0.0% | 0.0% | 134 | +364 | 5.19% | Q1 2014 | May 15, 2014 |
| SUMIT CAPITAL, LLC | History | New | 7,273 | 264 | 1.0% | — | 135 | +7,273 | New | Q1 2014 | May 07, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 6,960 | 253 | 0.0% | 0.0% | 136 | -5,426 | -43.81% | Q1 2014 | May 15, 2014 |
| Mitsubishi UFJ Trust & Banking Corp | History | No change | 6,965 | 253 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Added to | 5,846 | 212 | 0.0% | 0.0% | 138 | +4,846 | 484.6% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | No change | 5,000 | 181 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Reduced | 4,954 | 180 | 0.03% | 0.03% | 140 | -126 | -2.48% | Q1 2014 | May 08, 2014 |
| SG Americas Securities, LLC | History | New | 4,246 | 154 | 0.0% | — | 141 | +4,246 | New | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Added to | 3,399 | 124 | 0.0% | 0.0% | 142 | +711 | 26.45% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 2,880 | 104 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| CREDIT AGRICOLE S A | History | Reduced | 2,846 | 103 | 0.0% | 0.0% | 144 | -3,273 | -53.49% | Q1 2014 | May 12, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | No change | 2,799 | 101 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 2,492 | 90 | 0.0% | 0.0% | 146 | -8 | -0.32% | Q1 2014 | May 02, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 2,164 | 78 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| DekaBank Deutsche Girozentrale | History | New | 1,400 | 51 | 0.0% | — | 148 | +1,400 | New | Q1 2014 | May 15, 2014 |
| KBC Group NV | History | Reduced | 1,256 | 46 | 0.0% | 0.04% | 149 | -67,829 | -98.18% | Q1 2014 | Apr 30, 2014 |
| SEI TRUST CO | History | New | 754 | 27 | 0.0% | — | 150 | +754 | New | Q1 2014 | Apr 28, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 362 | 13 | 0.0% | — | 151 | +362 | New | Q1 2014 | May 12, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 210 | 8 | 0.0% | 0.0% | 152 | +5 | 2.44% | Q1 2014 | Apr 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | New | 206 | 7 | 0.0% | — | 153 | +206 | New | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | New | 137 | 5 | 0.0% | — | 154 | +137 | New | Q1 2014 | May 15, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 104 | 4 | 0.0% | 0.0% | 155 | -16,622 | -99.38% | Q1 2014 | May 06, 2014 |
| Tower Research Capital LLC | History | Reduced | 47 | 2 | 0.0% | 0.0% | 157 | -253 | -84.33% | Q1 2014 | May 02, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 45 | 2 | 0.0% | 0.0% | 156 | -113 | -71.52% | Q1 2014 | May 09, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 16 | 1 | 0.0% | — | 158 | +16 | New | Q1 2014 | May 21, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.96% | — | -1,750,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,114,736 | -100.0% | Q4 2013 | Feb 10, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -1,019,093 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.04% | — | -856,570 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SCOGGIN LLC | History | Closed out | 0 | 0 | — | 1.68% | — | -568,500 | -100.0% | Q4 2013 | Feb 14, 2014 |
| OVERBROOK MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 2.8% | — | -419,267 | -100.0% | Q4 2013 | Feb 13, 2014 |
| NORGES BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -412,783 | -100.0% | Q4 2013 | May 12, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -306,673 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -304,171 | -100.0% | Q4 2013 | Feb 21, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -300,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.06% | — | -299,714 | -100.0% | Q4 2013 | Feb 14, 2014 |
| White River Investment Partners, LLC | History | Closed out | 0 | 0 | — | 11.36% | — | -298,192 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SEVEN LOCKS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.87% | — | -186,300 | -100.0% | Q4 2013 | Feb 14, 2014 |
| MERITAGE PORTFOLIO MANAGEMENT | History | Closed out | 0 | 0 | — | 0.65% | — | -148,485 | -100.0% | Q4 2013 | Jan 31, 2014 |
| Perennial Investment Partners LTD | History | Closed out | 0 | 0 | — | 0.96% | — | -95,158 | -100.0% | Q4 2013 | Feb 13, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -87,000 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Tillar-Wenstrup Advisors, LLC | History | Closed out | 0 | 0 | — | 2.94% | — | -81,290 | -100.0% | Q4 2013 | Feb 07, 2014 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.34% | — | -58,204 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Norman Fields, Gottscho Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.36% | — | -57,540 | -100.0% | Q4 2013 | Jan 13, 2014 |
| Capital Returns Management, LLC | History | Closed out | 0 | 0 | — | 1.83% | — | -56,800 | -100.0% | Q4 2013 | Feb 14, 2014 |
| EDMUNDS WHITE PARTNERS LLC | History | Closed out | 0 | 0 | — | 2.66% | — | -55,135 | -100.0% | Q4 2013 | Feb 05, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -51,118 | -100.0% | Q4 2013 | Jan 31, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,024 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PGGM Investments | History | Closed out | 0 | 0 | — | 0.01% | — | -46,736 | -100.0% | Q4 2013 | Mar 06, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -43,775 | -100.0% | Q4 2013 | Feb 03, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,900 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Wilmington Trust, National Association | History | Closed out | 0 | 0 | — | 0.05% | — | -41,400 | -100.0% | Q4 2013 | Feb 12, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -36,221 | -100.0% | Q4 2013 | Feb 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -27,200 | -100.0% | Q4 2013 | Feb 14, 2014 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -26,708 | -100.0% | Q4 2013 | Jan 27, 2014 |
| Talkot Capital, LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -25,500 | -100.0% | Q4 2013 | Feb 12, 2014 |
| TWIN CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -21,720 | -100.0% | Q4 2013 | Feb 07, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q4 2013 | Feb 18, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Closed out | 0 | 0 | — | 0.01% | — | -16,680 | -100.0% | Q4 2013 | Feb 06, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -16,414 | -100.0% | Q4 2013 | Apr 02, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q4 2013 | Feb 11, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -15,000 | -100.0% | Q4 2013 | Feb 07, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,317 | -100.0% | Q4 2013 | Jan 31, 2014 |
| Brown Advisory Securities, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -14,000 | -100.0% | Q4 2013 | Feb 07, 2014 |
| ROYCE & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,500 | -100.0% | Q4 2013 | Feb 10, 2014 |
| Quotient Investors, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -11,718 | -100.0% | Q4 2013 | Jan 17, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,435 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Clearline Capital LP | History | Closed out | 0 | 0 | — | 0.12% | — | -11,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,825 | -100.0% | Q4 2013 | Feb 13, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,615 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,900 | -100.0% | Q4 2013 | Feb 11, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,200 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Parkwood LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,945 | -100.0% | Q4 2013 | Jan 31, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Jan 21, 2014 |
| Gary Goldberg Planning Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q4 2013 | Feb 05, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q4 2013 | Feb 12, 2014 |