Invesco Exchange-Traded Self-Indexed Fund Trust - 46138J601
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | History | Added to | 2,005,535 | 46,849 | 0.03% | 0.03% | 1 | +59,729 | 3.07% | Q3 2020 | Nov 17, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 784,052 | 18,315 | 0.02% | 0.02% | 2 | -238,956 | -23.36% | Q3 2020 | Oct 09, 2020 |
| UBS Group AG | History | Reduced | 655,091 | 15,302 | 0.01% | 0.01% | 3 | -35,727 | -5.17% | Q3 2020 | Nov 12, 2020 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Reduced | 645,791 | 15,086 | 0.1% | 0.16% | 4 | -328,270 | -33.7% | Q3 2020 | Nov 13, 2020 |
| MORGAN STANLEY | History | Reduced | 519,777 | 12,142 | 0.0% | 0.0% | 5 | -58,996 | -10.19% | Q3 2020 | Nov 13, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 436,157 | 10,188 | 0.0% | 0.0% | 6 | -90,299 | -17.15% | Q3 2020 | Nov 13, 2020 |
| LPL Financial LLC | History | Reduced | 422,766 | 9,876 | 0.02% | 0.02% | 7 | -77,727 | -15.53% | Q3 2020 | Nov 09, 2020 |
| ROYAL BANK OF CANADA | History | Reduced | 374,520 | 8,749 | 0.0% | 0.0% | 8 | -2,949 | -0.78% | Q3 2020 | Nov 16, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 316,423 | 7,391 | 0.0% | 0.0% | 9 | -340,416 | -51.83% | Q3 2020 | Nov 05, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 231,326 | 5,404 | 0.0% | 0.0% | 10 | +187,322 | 425.69% | Q3 2020 | Nov 16, 2020 |
| Brookstone Capital Management | History | Added to | 149,629 | 3,495 | 0.16% | 0.21% | 11 | +6,471 | 4.52% | Q3 2020 | Oct 13, 2020 |
| Integrated Wealth Concepts LLC | History | Reduced | 141,480 | 3,305 | 0.2% | 1.63% | 12 | -833,692 | -85.49% | Q3 2020 | Nov 13, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 135,167 | 3,157 | 0.01% | 0.01% | 13 | -21,992 | -13.99% | Q3 2020 | Nov 05, 2020 |
| TRUIST FINANCIAL CORP | History | Reduced | 116,948 | 2,732 | 0.01% | 0.01% | 14 | -4,570 | -3.76% | Q3 2020 | Nov 05, 2021 |
| Kestra Advisory Services, LLC | History | New | 92,455 | 2,160 | 0.04% | — | 15 | +92,455 | New | Q3 2020 | Jul 29, 2022 |
| Private Advisor Group, LLC | History | Reduced | 84,693 | 1,978 | 0.03% | 0.03% | 16 | -7,701 | -8.33% | Q3 2020 | Nov 02, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 73,177 | 1,710 | 0.01% | 0.01% | 17 | -9,839 | -11.85% | Q3 2020 | Nov 12, 2020 |
| HighTower Advisors, LLC | History | Reduced | 71,302 | 1,668 | 0.01% | 0.01% | 18 | -3,004 | -4.04% | Q3 2020 | Nov 13, 2020 |
| OLD MISSION CAPITAL LLC | History | Added to | 68,880 | 1,609 | 0.13% | 0.02% | 19 | +58,380 | 556.0% | Q3 2020 | Nov 16, 2020 |
| CITADEL ADVISORS LLC | History | Reduced | 59,335 | 1,386 | 0.0% | 0.01% | 20 | -563,564 | -90.47% | Q3 2020 | Nov 16, 2020 |
| Bank of New York Mellon Corp | History | Added to | 57,329 | 1,339 | 0.63% | 1.01% | 21 | +1,858 | 3.35% | Q3 2020 | Oct 08, 2021 |
| Stratos Wealth Partners, LTD. | History | Reduced | 56,100 | 1,311 | 0.04% | 0.05% | 22 | -540 | -0.95% | Q3 2020 | Oct 29, 2020 |
| COMERICA BANK | History | No change | 41,475 | 969 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| Sigma Planning Corp | History | Added to | 38,372 | 896 | 0.04% | 0.04% | 24 | +482 | 1.27% | Q3 2020 | Nov 03, 2020 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 34,385 | 803 | 0.01% | 0.01% | 25 | -161 | -0.47% | Q3 2020 | Nov 13, 2020 |
| GWM Advisors LLC | History | Added to | 24,478 | 572 | 0.02% | 0.02% | 26 | +606 | 2.54% | Q3 2020 | Nov 03, 2020 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 23,700 | 554 | 0.05% | 0.05% | 27 | -101 | -0.42% | Q3 2020 | Nov 12, 2020 |
| STIFEL FINANCIAL CORP | History | Reduced | 20,216 | 472 | 0.0% | 0.0% | 28 | -24,534 | -54.82% | Q3 2020 | Nov 16, 2020 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 16,052 | 375 | 0.02% | 0.03% | 29 | -198 | -1.22% | Q3 2020 | Oct 13, 2020 |
| LINCOLN NATIONAL CORP | History | Added to | 15,006 | 351 | 0.01% | 0.01% | 30 | +10 | 0.07% | Q3 2020 | Nov 09, 2020 |
| Global Retirement Partners, LLC | History | No change | 14,108 | 330 | 0.05% | 0.05% | 31 | 0 | 0.0% | Q3 2020 | Oct 09, 2020 |
| BENJAMIN EDWARDS INC | History | Reduced | 13,915 | 325 | 0.27% | 0.29% | 32 | -1,030 | -6.89% | Q3 2020 | Nov 16, 2020 |
| STEPHENS INC /AR/ | History | Reduced | 11,795 | 276 | 0.01% | 0.01% | 33 | -205 | -1.71% | Q3 2020 | Nov 13, 2020 |
| DEUTSCHE BANK AG\ | History | Reduced | 10,699 | 250 | 0.0% | 0.0% | 34 | -1,946 | -15.39% | Q3 2020 | Nov 12, 2020 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 7,308 | 171 | 0.0% | 0.0% | 35 | -1,389 | -15.97% | Q3 2020 | Nov 17, 2020 |
| Gradient Investments LLC | History | Reduced | 6,873 | 161 | 0.01% | 0.01% | 36 | -1,914 | -21.78% | Q3 2020 | Oct 06, 2020 |
| Advisory Services Network, LLC | History | New | 5,395 | 126 | 0.01% | — | 37 | +5,395 | New | Q3 2020 | Nov 16, 2020 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,240 | 52 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2020 | Aug 30, 2024 |
| Rockefeller Capital Management L.P. | History | No change | 2,114 | 49 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| Prospera Financial Services Inc | History | Reduced | 1,600 | 37 | 0.01% | 0.24% | 40 | -116,016 | -98.64% | Q3 2020 | Nov 04, 2020 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,165 | 27 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| US BANCORP \DE\ | History | No change | 700 | 16 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 624 | 15 | 0.0% | — | 43 | +624 | New | Q3 2020 | Nov 06, 2020 |
| JPMORGAN CHASE & CO | History | No change | 414 | 10 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| Tower Research Capital LLC (TRC) | History | Added to | 300 | 7 | 0.0% | 0.0% | 45 | +200 | 200.0% | Q3 2020 | Nov 16, 2020 |
| IFP Advisors, Inc | History | No change | 338 | 7 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q3 2020 | Oct 29, 2020 |
| FMR LLC | History | New | 200 | 5 | 0.0% | — | 47 | +200 | New | Q3 2020 | Nov 13, 2020 |
| Valeo Financial Advisors, LLC | History | No change | 200 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2020 | Oct 28, 2020 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.02% | — | -39,282 | -100.0% | Q2 2020 | Aug 10, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,550 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Carnegie Capital Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,252 | -100.0% | Q2 2020 | Jul 09, 2020 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q2 2020 | Aug 05, 2020 |