ION GEOPHYSICAL CORP - 462044108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 8,574,437 | 36,184 | 0.0% | 0.0% | 1 | -141,419 | -1.62% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 6,917,806 | 29,193 | 0.01% | 0.01% | 2 | -485,263 | -6.55% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 4,331,262 | 18,278 | 0.01% | 0.01% | 3 | +742,955 | 20.7% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 3,716,468 | 15,683 | 0.0% | 0.0% | 4 | -208,491 | -5.31% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 2,882,360 | 12,164 | 0.01% | 0.01% | 5 | -51,242 | -1.75% | Q2 2014 | Aug 05, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 1,178,200 | 4,972 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 1,108,915 | 4,680 | 0.01% | 0.01% | 7 | +408,906 | 58.41% | Q2 2014 | Jul 30, 2014 |
| TFS CAPITAL LLC | History | Added to | 1,089,028 | 4,596 | 0.36% | 0.11% | 8 | +709,825 | 187.19% | Q2 2014 | Jul 21, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 642,670 | 2,712 | 0.0% | 81.74% | 9 | -43,331 | -6.32% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 615,475 | 2,597 | 0.0% | — | 10 | +615,475 | New | Q2 2014 | Aug 04, 2014 |
| Counsel Portfolio Services Inc. | History | No change | 577,175 | 2,436 | 0.23% | 0.24% | 11 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 468,324 | 1,976 | 0.0% | 0.0% | 12 | -39,154 | -7.72% | Q2 2014 | Aug 06, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 464,850 | 1,960 | 0.02% | 0.0% | 13 | +380,950 | 454.05% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 415,082 | 1,752 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 365,223 | 1,541 | 0.0% | 0.0% | 15 | +147,700 | 67.9% | Q2 2014 | Aug 11, 2014 |
| DEERE & CO | History | Reduced | 317,098 | 1,338 | 0.07% | 0.08% | 16 | -15,301 | -4.6% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 294,165 | 1,241 | 0.0% | 0.0% | 17 | +22,000 | 8.08% | Q2 2014 | Aug 05, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 275,000 | 1,161 | 0.0% | — | 18 | +275,000 | New | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 225,842 | 953 | 0.0% | 0.0% | 19 | +122,975 | 119.55% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Added to | 224,766 | 949 | 0.0% | 0.0% | 20 | +27,759 | 14.09% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 184,431 | 778 | 0.0% | 0.0% | 21 | -4,118 | -2.18% | Q2 2014 | Aug 06, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 173,295 | 731 | 0.08% | 0.08% | 22 | -165 | -0.1% | Q2 2014 | Jul 18, 2014 |
| Swiss National Bank | History | No change | 144,600 | 610 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 129,368 | 546 | 0.01% | 0.01% | 24 | +455 | 0.35% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 111,564 | 471 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 98,516 | 415 | 0.0% | 0.0% | 26 | -4,939 | -4.77% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 92,566 | 390 | 0.0% | 0.0% | 27 | +1,200 | 1.31% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 83,334 | 352 | 0.0% | 0.0% | 28 | -24,668 | -22.84% | Q2 2014 | Jul 31, 2014 |
| NCM Capital Advisers, Inc. | History | No change | 77,200 | 326 | 0.48% | 0.51% | 29 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 75,689 | 319 | 0.01% | 0.01% | 30 | +12,658 | 20.08% | Q2 2014 | Jul 23, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 68,065 | 287 | 0.0% | 0.0% | 31 | +10,294 | 17.82% | Q2 2014 | Jul 23, 2014 |
| ProShare Advisors LLC | History | Reduced | 67,441 | 285 | 0.0% | 0.01% | 32 | -70,015 | -50.94% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 59,400 | 251 | 0.01% | 0.01% | 33 | +200 | 0.34% | Q2 2014 | Jul 30, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 58,738 | 248 | 0.01% | 0.01% | 34 | -143 | -0.24% | Q2 2014 | Jul 11, 2014 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 56,941 | 240 | 0.16% | 0.15% | 35 | +3,752 | 7.05% | Q2 2014 | Jul 23, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 55,300 | 233 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| WealthTrust Axiom LLC | History | Reduced | 51,855 | 218 | 0.07% | 0.08% | 37 | -2,000 | -3.71% | Q2 2014 | Aug 01, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | No change | 46,523 | 196 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 43,800 | 185 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Airain ltd | History | New | 40,969 | 173 | 0.01% | — | 40 | +40,969 | New | Q2 2014 | Aug 05, 2014 |
| Aperio Group, LLC | History | Added to | 40,354 | 170 | 0.0% | 0.0% | 41 | +2,348 | 6.18% | Q2 2014 | Jul 23, 2014 |
| Princeton Alpha Management LP | History | Added to | 36,137 | 152 | 0.03% | 0.03% | 42 | +14,310 | 65.56% | Q2 2014 | Jul 17, 2014 |
| DEARBORN PARTNERS LLC | History | No change | 32,300 | 136 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 31,600 | 133 | 0.01% | 0.01% | 44 | +1,900 | 6.4% | Q2 2014 | Aug 04, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 29,599 | 125 | 0.01% | 0.01% | 45 | -2,138 | -6.74% | Q2 2014 | Aug 08, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 16,085 | 68 | 0.0% | 0.0% | 46 | +490 | 3.14% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 15,155 | 64 | 0.0% | 0.0% | 47 | -14,115 | -48.22% | Q2 2014 | Jul 25, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 12,593 | 53 | 0.0% | 0.0% | 49 | -23,927 | -65.52% | Q2 2014 | Aug 06, 2014 |
| CIBC Asset Management Inc | History | No change | 12,477 | 53 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Mraz, Amerine & Associates, Inc. | History | No change | 11,900 | 50 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 11,605 | 49 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| RidgeWorth Capital Management LLC | History | New | 11,026 | 47 | 0.0% | — | 52 | +11,026 | New | Q2 2014 | Jul 31, 2014 |
| World Asset Management Inc | History | Reduced | 10,454 | 44 | 0.0% | 0.0% | 53 | -857 | -7.58% | Q2 2014 | Jul 28, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 4,855 | 20 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 5,000 | 20 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Reduced | 3,998 | 17 | 0.0% | 0.0% | 57 | -349 | -8.03% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 4,075 | 17 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Wunderlich Securities, Inc. | History | No change | 1,000 | 4 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 489 | 2 | 0.0% | 0.0% | 59 | -31 | -5.96% | Q2 2014 | Aug 08, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | No change | 576 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 228 | 1 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 300 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -32,588,760 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -7,675,453 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,426,364 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,313,057 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -2,022,148 | -100.0% | Q1 2014 | May 28, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,789,433 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,480,682 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,102,988 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -984,257 | -100.0% | Q1 2014 | May 14, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.26% | — | -916,950 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -845,437 | -100.0% | Q1 2014 | May 13, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -800,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -774,236 | -100.0% | Q1 2014 | May 13, 2014 |
| Archer Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.37% | — | -736,200 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -697,131 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -613,151 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -483,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -477,643 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -462,124 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.63% | — | -433,647 | -100.0% | Q1 2014 | Aug 08, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -412,438 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -355,909 | -100.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -348,101 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -347,304 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -325,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -321,710 | -100.0% | Q1 2014 | May 12, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -302,147 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -301,688 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -286,447 | -100.0% | Q1 2014 | May 13, 2014 |
| VILLERE ST DENIS J & CO LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -284,186 | -100.0% | Q1 2014 | Apr 29, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -275,000 | -100.0% | Q1 2014 | May 05, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -268,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -262,462 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -257,658 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -242,017 | -100.0% | Q1 2014 | May 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -239,100 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -238,192 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -224,700 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -205,795 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -159,938 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -155,693 | -100.0% | Q1 2014 | May 15, 2014 |
| New Jersey Better Educational Savings Trust | History | Closed out | 0 | 0 | — | 0.3% | — | -150,000 | -100.0% | Q1 2014 | May 05, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -145,527 | -100.0% | Q1 2014 | May 12, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -128,974 | -100.0% | Q1 2014 | May 15, 2014 |
| OAK ASSOCIATES LTD /OH/ | History | Closed out | 0 | 0 | — | 0.06% | — | -118,700 | -100.0% | Q1 2014 | Jun 03, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.0% | — | -110,600 | -100.0% | Q1 2014 | May 30, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -103,507 | -100.0% | Q1 2014 | May 15, 2014 |
| SECOR Capital Advisors, LP | History | Closed out | 0 | 0 | — | 0.21% | — | -100,745 | -100.0% | Q1 2014 | Apr 28, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -96,948 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -89,182 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -88,511 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,580 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -81,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,790 | -100.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -61,300 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,000 | -100.0% | Q1 2014 | May 09, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -55,966 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,057 | -100.0% | Q1 2014 | May 16, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.03% | — | -53,681 | -100.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,698 | -100.0% | Q1 2014 | May 16, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -49,246 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -46,550 | -100.0% | Q1 2014 | May 14, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -45,100 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,196 | -100.0% | Q1 2014 | May 23, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -37,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -36,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,696 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -32,172 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -30,128 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,987 | -100.0% | Q1 2014 | May 07, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,441 | -100.0% | Q1 2014 | May 06, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -28,400 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -26,692 | -100.0% | Q1 2014 | May 16, 2014 |
| TRUST CO OF TOLEDO NA /OH/ | History | Closed out | 0 | 0 | — | 0.03% | — | -25,175 | -100.0% | Q1 2014 | Apr 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,718 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,287 | -100.0% | Q1 2014 | May 19, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -22,009 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -21,491 | -100.0% | Q1 2014 | May 13, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,260 | -100.0% | Q1 2014 | Apr 22, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -19,219 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -16,823 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,662 | -100.0% | Q1 2014 | May 14, 2014 |
| MENTA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,500 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -13,060 | -100.0% | Q1 2014 | Jun 02, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,270 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,881 | -100.0% | Q1 2014 | May 13, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.0% | — | -11,880 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,401 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,098 | -100.0% | Q1 2014 | May 14, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.0% | — | -10,054 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 02, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,300 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,788 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,600 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 07, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -856 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -116 | -100.0% | Q1 2014 | May 23, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | — | — | -90 | -100.0% | Q1 2014 | May 14, 2014 |