Kadmon Holdings, Inc. - 48283N106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Point72 Asset Management, L.P. | History | Added to | 14,483,586 | 126,152 | 0.55% | 0.18% | 1 | +3,971,986 | 37.79% | Q3 2021 | Nov 15, 2021 |
| Magnetar Financial LLC | History | New | 9,871,249 | 85,979 | 0.88% | — | 2 | +9,871,249 | New | Q3 2021 | Jan 14, 2022 |
| VANGUARD GROUP INC | History | Added to | 8,980,438 | 78,220 | 0.0% | 0.0% | 3 | +57,204 | 0.64% | Q3 2021 | Nov 12, 2021 |
| STATE STREET CORP | History | Reduced | 7,681,990 | 66,910 | 0.0% | 0.0% | 4 | -2,929,947 | -27.61% | Q3 2021 | Nov 15, 2021 |
| MORGAN STANLEY | History | Added to | 5,975,607 | 52,048 | 0.01% | 0.0% | 5 | +709,565 | 13.47% | Q3 2021 | Nov 15, 2021 |
| Pentwater Capital Management LP | History | New | 4,830,000 | 42,069 | 0.43% | — | 6 | +4,830,000 | New | Q3 2021 | Nov 15, 2021 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 4,439,333 | 38,667 | 0.01% | 0.0% | 7 | -37,025 | -0.83% | Q3 2021 | Jan 20, 2022 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Added to | 4,100,000 | 35,711 | 0.07% | 0.01% | 8 | +2,600,000 | 173.33% | Q3 2021 | Nov 15, 2021 |
| CNH PARTNERS LLC | History | New | 3,667,074 | 31,940 | 0.92% | — | 9 | +3,667,074 | New | Q3 2021 | Nov 15, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 3,253,724 | 28,339 | 0.01% | 0.0% | 10 | +616,650 | 23.38% | Q3 2021 | Nov 04, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 2,869,385 | 24,992 | 0.0% | 0.0% | 11 | -77,486 | -2.63% | Q3 2021 | Nov 12, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 2,690,593 | 23,435 | 0.01% | 0.0% | 12 | +2,520,593 | 1482.7% | Q3 2021 | Nov 10, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 1,867,783 | 16,268 | 0.0% | 0.0% | 13 | -19,131 | -1.01% | Q3 2021 | Nov 15, 2021 |
| GABELLI FUNDS LLC | History | New | 1,780,962 | 15,512 | 0.1% | — | 14 | +1,780,962 | New | Q3 2021 | Nov 12, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | New | 1,775,871 | 15,468 | 0.1% | — | 15 | +1,775,871 | New | Q3 2021 | Nov 15, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,739,142 | 15,148 | 0.0% | 0.0% | 16 | +1,425,856 | 455.13% | Q3 2021 | Nov 15, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | Added to | 1,500,000 | 13,065 | 0.05% | 0.0% | 17 | +1,489,525 | 14219.81% | Q3 2021 | Dec 01, 2021 |
| MIZUHO MARKETS AMERICAS LLC | History | Reduced | 1,345,864 | 11,722 | 0.93% | 1.01% | 18 | -869,500 | -39.25% | Q3 2021 | Oct 28, 2021 |
| NOMURA HOLDINGS INC | History | Added to | 1,315,500 | 11,662 | 0.03% | 0.0% | 19 | +907,800 | 222.66% | Q3 2021 | Nov 15, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 1,318,686 | 11,486 | 0.0% | 0.0% | 20 | +1,243,768 | 1660.17% | Q3 2021 | Nov 12, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 1,314,583 | 11,450 | 0.01% | 0.01% | 21 | -3,883,015 | -74.71% | Q3 2021 | Nov 15, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 1,149,111 | 10,009 | 0.0% | 0.0% | 22 | +17,819 | 1.58% | Q3 2021 | Nov 16, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 1,125,197 | 9,800 | 6.24% | 0.0% | 23 | -4,088,471 | -78.42% | Q3 2021 | Mar 11, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,079,914 | 9,406 | 0.0% | 0.0% | 24 | +980,075 | 981.66% | Q3 2021 | Nov 15, 2021 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Reduced | 1,002,886 | 8,735 | 0.2% | 0.14% | 25 | -740,102 | -42.46% | Q3 2021 | Nov 15, 2021 |
| BARCLAYS PLC | History | Added to | 784,430 | 6,832 | 0.0% | 0.0% | 26 | +783,298 | 69195.94% | Q3 2021 | Nov 09, 2021 |
| JANE STREET GROUP, LLC | History | Added to | 711,417 | 6,197 | 0.0% | 0.0% | 27 | +665,200 | 1439.3% | Q3 2021 | Nov 16, 2021 |
| Candriam Luxembourg S.C.A. | History | New | 687,970 | 5,992 | 0.04% | — | 28 | +687,970 | New | Q3 2021 | Nov 09, 2021 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 662,000 | 5,766 | 0.01% | — | 29 | +662,000 | New | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 660,375 | 5,752 | 0.01% | 0.0% | 30 | +404,971 | 158.56% | Q3 2021 | Nov 15, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 625,653 | 5,449 | 0.01% | 0.0% | 31 | +24,781 | 4.12% | Q3 2021 | Nov 16, 2021 |
| Bank of New York Mellon Corp | History | Added to | 594,834 | 5,181 | 0.0% | 0.0% | 32 | +30,246 | 5.36% | Q3 2021 | Nov 18, 2021 |
| GILDER GAGNON HOWE & CO LLC | History | Added to | 549,279 | 4,784 | 0.02% | 0.01% | 33 | +58,143 | 11.84% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Added to | 501,832 | 4,371 | 0.0% | 0.0% | 34 | +276,991 | 123.19% | Q3 2021 | Nov 15, 2021 |
| Wealthspire Advisors, LLC | History | New | 389,000 | 3,388 | 0.07% | — | 35 | +389,000 | New | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 368,748 | 3,212 | 0.0% | 0.0% | 36 | +363,959 | 7599.9% | Q3 2021 | Nov 15, 2021 |
| MARSHALL WACE, LLP | History | New | 361,486 | 3,148 | 0.01% | — | 37 | +361,486 | New | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 310,204 | 2,702 | 0.01% | 0.01% | 38 | -381,600 | -55.16% | Q3 2021 | Nov 15, 2021 |
| Swiss National Bank | History | No change | 302,400 | 2,634 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| Woodline Partners LP | History | Reduced | 297,025 | 2,587 | 0.04% | 0.05% | 40 | -346,887 | -53.87% | Q3 2021 | Nov 15, 2021 |
| Rafferty Asset Management, LLC | History | Reduced | 294,009 | 2,561 | 0.02% | 0.01% | 41 | -126,958 | -30.16% | Q3 2021 | Nov 10, 2021 |
| Walleye Trading LLC | History | New | 288,041 | 2,509 | 0.01% | — | 42 | +288,041 | New | Q3 2021 | Nov 15, 2021 |
| Calamos Advisors LLC | History | New | 276,111 | 2,405 | 0.01% | — | 43 | +276,111 | New | Q3 2021 | Oct 26, 2021 |
| GROUP ONE TRADING, L.P. | History | Added to | 267,912 | 2,334 | 0.0% | 0.0% | 44 | +251,979 | 1581.49% | Q3 2021 | Nov 12, 2021 |
| Qube Research & Technologies Ltd | History | New | 251,598 | 2,191 | 0.03% | — | 45 | +251,598 | New | Q3 2021 | Nov 12, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 240,000 | 2,090 | 0.02% | — | 46 | +240,000 | New | Q3 2021 | Nov 12, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | New | 238,292 | 2,076 | 0.02% | — | 47 | +238,292 | New | Q3 2021 | Nov 12, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 232,200 | 2,022 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| RHUMBLINE ADVISERS | History | Added to | 221,080 | 1,926 | 0.0% | 0.0% | 49 | +4,907 | 2.27% | Q3 2021 | Nov 12, 2021 |
| ALPS ADVISORS INC | History | Reduced | 212,448 | 1,850 | 0.02% | 0.01% | 50 | -14,067 | -6.21% | Q3 2021 | Nov 15, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 206,346 | 1,797 | 0.0% | 0.0% | 51 | -32,940 | -13.77% | Q3 2021 | Nov 15, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 200,000 | 1,742 | 0.01% | — | 52 | +200,000 | New | Q3 2021 | Nov 10, 2021 |
| CITIGROUP INC | History | Reduced | 187,016 | 1,629 | 0.0% | 0.0% | 53 | -470,298 | -71.55% | Q3 2021 | Nov 10, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 165,491 | 1,441 | 0.03% | 0.0% | 54 | -11,563 | -6.53% | Q3 2021 | Dec 14, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 131,116 | 1,141 | 0.0% | 0.0% | 55 | +114,700 | 698.71% | Q3 2021 | Nov 15, 2021 |
| ExodusPoint Capital Management, LP | History | Added to | 116,874 | 1,018 | 0.01% | 0.0% | 56 | +55,377 | 90.05% | Q3 2021 | Nov 15, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 113,743 | 991 | 0.0% | 0.0% | 57 | -28,268 | -19.91% | Q3 2021 | Nov 02, 2021 |
| HSBC HOLDINGS PLC | History | New | 110,072 | 968 | 0.0% | — | 58 | +110,072 | New | Q3 2021 | Nov 12, 2021 |
| Verition Fund Management LLC | History | Reduced | 100,402 | 875 | 0.01% | 0.03% | 59 | -834,339 | -89.26% | Q3 2021 | Nov 15, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 99,160 | 864 | 0.0% | — | 60 | +99,160 | New | Q3 2021 | Nov 15, 2021 |
| Allianz Asset Management GmbH | History | Added to | 97,230 | 847 | 0.24% | 0.01% | 61 | +81,715 | 526.68% | Q3 2021 | May 23, 2024 |
| OPPENHEIMER & CO INC | History | Reduced | 92,195 | 803 | 0.02% | 0.01% | 62 | -1,533 | -1.64% | Q3 2021 | Nov 12, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 90,527 | 788 | 0.0% | 0.0% | 63 | -11,089 | -10.91% | Q3 2021 | Nov 12, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | New | 81,732 | 712 | 0.01% | — | 64 | +81,732 | New | Q3 2021 | Nov 17, 2021 |
| Invesco Ltd. | History | Reduced | 78,839 | 687 | 0.0% | 0.0% | 65 | -1,289,738 | -94.24% | Q3 2021 | Nov 15, 2021 |
| GUGGENHEIM CAPITAL LLC | History | New | 75,210 | 655 | 0.0% | — | 66 | +75,210 | New | Q3 2021 | Nov 15, 2021 |
| Legal & General Group Plc | History | Added to | 73,732 | 642 | 0.0% | 0.0% | 67 | +27,118 | 58.18% | Q3 2021 | Nov 15, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 70,421 | 614 | 0.0% | 0.0% | 68 | +3,112 | 4.62% | Q3 2021 | Nov 09, 2021 |
| Walleye Capital LLC | History | New | 69,374 | 604 | 0.02% | — | 69 | +69,374 | New | Q3 2021 | Nov 15, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 69,284 | 603 | 0.0% | 0.0% | 70 | -2,810 | -3.9% | Q3 2021 | Nov 15, 2021 |
| Belvedere Trading LLC | History | Added to | 64,388 | 553 | 0.01% | 0.01% | 71 | +14,361 | 28.71% | Q3 2021 | Oct 19, 2021 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 60,629 | 528 | 0.01% | 0.03% | 72 | -698,180 | -92.01% | Q3 2021 | Nov 16, 2021 |
| ProShare Advisors LLC | History | Reduced | 59,046 | 514 | 0.0% | 0.0% | 73 | -16,822 | -22.17% | Q3 2021 | Nov 12, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 57,368 | 499 | 0.14% | 0.07% | 74 | -9,310 | -13.96% | Q3 2021 | May 17, 2024 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | New | 55,900 | 487 | 0.0% | — | 75 | +55,900 | New | Q3 2021 | Nov 15, 2021 |
| Squarepoint Ops LLC | History | Reduced | 50,235 | 438 | 0.0% | 0.0% | 76 | -185,117 | -78.66% | Q3 2021 | Nov 15, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 42,525 | 370 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| Arizona State Retirement System | History | Added to | 37,475 | 326 | 0.0% | 0.0% | 78 | +177 | 0.47% | Q3 2021 | Nov 12, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 36,646 | 319 | 0.01% | 0.0% | 79 | +12,450 | 51.45% | Q3 2021 | Nov 15, 2021 |
| Centiva Capital, LP | History | New | 35,000 | 305 | 0.02% | — | 80 | +35,000 | New | Q3 2021 | Nov 17, 2021 |
| BANK OF MONTREAL /CAN/ | History | New | 30,868 | 270 | 0.0% | — | 81 | +30,868 | New | Q3 2021 | Nov 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 27,038 | 235 | 0.0% | 0.0% | 82 | +14,698 | 119.11% | Q3 2021 | Oct 29, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 24,776 | 216 | 0.0% | — | 83 | +24,776 | New | Q3 2021 | Nov 15, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 23,553 | 205 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 22,088 | 192 | 0.0% | 0.0% | 85 | +5,693 | 34.72% | Q3 2021 | Nov 09, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 20,222 | 176 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| Global Retirement Partners, LLC | History | New | 16,750 | 146 | 0.01% | — | 87 | +16,750 | New | Q3 2021 | Oct 22, 2021 |
| JANUS HENDERSON GROUP PLC | History | New | 13,925 | 121 | 0.0% | — | 88 | +13,925 | New | Q3 2021 | Nov 16, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 11,960 | 104 | 0.13% | 0.03% | 89 | +520 | 4.55% | Q3 2021 | Jun 14, 2024 |
| Capital Investment Advisors, LLC | History | Reduced | 11,000 | 96 | 0.0% | 0.0% | 90 | -17,125 | -60.89% | Q3 2021 | Oct 13, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 10,000 | 87 | 0.0% | — | 91 | +10,000 | New | Q3 2021 | Nov 16, 2021 |
| Russell Investments Group, Ltd. | History | New | 5,275 | 45 | 0.0% | — | 92 | +5,275 | New | Q3 2021 | Nov 08, 2021 |
| Brinker Capital Investments, LLC | History | No change | 10,779 | 42 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| MACQUARIE GROUP LTD | History | No change | 3,575 | 31 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,000 | 26 | 0.0% | 0.0% | 95 | -3,000 | -50.0% | Q3 2021 | Nov 12, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 2,750 | 24 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2021 | Oct 18, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 1,155 | 10 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 512 | 4 | 0.0% | 0.0% | 98 | +52 | 11.3% | Q3 2021 | Nov 05, 2021 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.79% | — | -15,711,334 | -100.0% | Q2 2021 | Aug 17, 2021 |
| Third Point LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -7,601,115 | -100.0% | Q2 2021 | Aug 16, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -885,575 | -100.0% | Q2 2021 | Aug 11, 2021 |
| Maven Securities LTD | History | Closed out | 0 | 0 | — | 0.13% | — | -829,308 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Assenagon Asset Management S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -642,098 | -100.0% | Q2 2021 | Jul 15, 2021 |
| FRED ALGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -562,531 | -100.0% | Q2 2021 | Aug 16, 2021 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.06% | — | -419,608 | -100.0% | Q2 2021 | Aug 16, 2021 |
| MAVERICK CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -193,055 | -100.0% | Q2 2021 | Aug 18, 2021 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -167,777 | -100.0% | Q2 2021 | Aug 17, 2021 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -67,359 | -100.0% | Q2 2021 | Aug 12, 2021 |
| Diversified Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -33,507 | -100.0% | Q2 2021 | Jul 20, 2021 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -22,524 | -100.0% | Q2 2021 | Aug 12, 2021 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,730 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -1,833 | -100.0% | Q2 2021 | Aug 30, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -296 | -100.0% | Q2 2021 | Aug 16, 2021 |