Kayne Anderson Energy Total Re - 48660P104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | No change | 902,630 | 24,651 | 0.37% | 0.37% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 779,087 | 21,277 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SUN LIFE FINANCIAL INC | History | No change | 600,000 | 16,200 | 1.62% | 1.62% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 477,127 | 13,031 | 0.04% | 0.04% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | No change | 427,134 | 11,665 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 283,398 | 7,740 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | No change | 254,973 | 6,963 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 234,952 | 6,417 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 162,217 | 5,261 | 0.09% | 0.07% | 9 | +12,884 | 8.63% | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | Reduced | 151,496 | 4,913 | 0.03% | 0.03% | 10 | -3,568 | -2.3% | Q2 2014 | Aug 05, 2014 |
| Camelot Portfolios, LLC | History | Reduced | 114,757 | 3,722 | 2.4% | 2.24% | 11 | -6,995 | -5.75% | Q2 2014 | Aug 07, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 117,111 | 3,198 | 0.26% | 0.26% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 117,044 | 3,196 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 73,851 | 2,395 | 0.38% | 0.36% | 14 | -1,762 | -2.33% | Q2 2014 | Aug 04, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 85,882 | 2,346 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 66,166 | 2,145 | 0.65% | 0.59% | 16 | -992 | -1.48% | Q2 2014 | Jul 31, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 73,899 | 2,116 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | History | No change | 75,659 | 2,066 | 0.62% | 0.62% | 18 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CARRET ASSET MANAGEMENT, LLC | History | No change | 57,140 | 1,560 | 0.31% | 0.31% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 54,013 | 1,477 | 0.11% | 0.11% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 50,663 | 1,384 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 38,111 | 1,236 | 0.02% | 0.02% | 22 | -6,633 | -14.82% | Q2 2014 | Jul 23, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 37,861 | 1,034 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROWN ADVISORY INC | History | No change | 30,715 | 996 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BRADLEY FOSTER & SARGENT INC/CT | History | Reduced | 30,586 | 992 | 0.05% | 0.04% | 25 | -850 | -2.7% | Q2 2014 | Aug 04, 2014 |
| Stonebridge Capital Advisors LLC | History | No change | 34,185 | 934 | 0.46% | 0.46% | 26 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| TFS CAPITAL LLC | History | New | 22,997 | 746 | 0.06% | — | 27 | +22,997 | New | Q2 2014 | Jul 21, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 22,956 | 744 | 0.01% | 0.01% | 28 | +585 | 2.61% | Q2 2014 | Aug 08, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 25,446 | 694 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | No change | 23,790 | 649 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VNBTrust, National Association | History | Reduced | 17,725 | 575 | 0.28% | 0.3% | 31 | -4,800 | -21.31% | Q2 2014 | Jul 18, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 20,900 | 571 | 0.34% | 0.34% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 17,300 | 561 | 0.0% | 0.0% | 33 | +2,000 | 13.07% | Q2 2014 | Aug 01, 2014 |
| Veritable, L.P. | History | No change | 20,367 | 556 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 15,490 | 502 | 0.01% | 0.01% | 35 | -700 | -4.32% | Q2 2014 | Jul 25, 2014 |
| BEESE FULMER INVESTMENT MANAGEMENT, INC. | History | No change | 14,310 | 464 | 0.15% | 0.14% | 36 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| NORTHERN TRUST CORP | History | No change | 15,213 | 416 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DAVIDSON D A & CO | History | Added to | 12,741 | 413 | 0.01% | 0.01% | 38 | +424 | 3.44% | Q2 2014 | Jul 29, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | No change | 11,600 | 376 | 0.1% | 0.09% | 39 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| EVERETT HARRIS & CO /CA/ | History | No change | 11,226 | 364 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Bank of New York Mellon Corp | History | No change | 12,437 | 339 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,450 | 306 | 0.0% | 0.0% | 42 | +15 | 0.16% | Q2 2014 | Aug 08, 2014 |
| Fusion Investment Group, LLC | History | No change | 10,650 | 291 | 0.3% | 0.3% | 43 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | No change | 10,579 | 289 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Neuberger Berman Group LLC | History | New | 8,530 | 277 | 0.0% | — | 45 | +8,530 | New | Q2 2014 | Aug 05, 2014 |
| BECK CAPITAL MANAGEMENT, LLC | History | Reduced | 8,190 | 266 | 0.18% | 0.18% | 46 | -250 | -2.96% | Q2 2014 | Jul 31, 2014 |
| HAVERFORD TRUST CO | History | New | 8,166 | 265 | 0.01% | — | 47 | +8,166 | New | Q2 2014 | Aug 01, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 9,501 | 259 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES TRUST N.A. | History | New | 6,345 | 206 | 0.02% | — | 49 | +6,345 | New | Q2 2014 | Aug 04, 2014 |
| McKinley Carter Wealth Services, Inc. | History | New | 6,295 | 204 | 0.22% | — | 50 | +6,295 | New | Q2 2014 | Aug 08, 2014 |
| WFG Advisors, LP | History | No change | 7,030 | 192 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 4,783 | 155 | 0.0% | 0.0% | 52 | +4,450 | 1336.34% | Q2 2014 | Aug 08, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 4,900 | 133 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 4,300 | 116 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 3,175 | 103 | 0.06% | — | 55 | +3,175 | New | Q2 2014 | Aug 11, 2014 |
| CITIGROUP INC | History | No change | 2,907 | 79 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CFG Asset Management LLC | History | No change | 2,108 | 68 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Johnson Financial Group, Inc. | History | No change | 2,000 | 65 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Creative Planning | History | No change | 1,989 | 54 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,333 | 36 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 1,300 | 36 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TRUST CO OF VERMONT | History | No change | 1,026 | 33 | 0.01% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,098 | 30 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CENTRAL BANK & TRUST CO | History | No change | 1,115 | 30 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2014 | Apr 07, 2014 |
| Tower Research Capital LLC | History | No change | 1,101 | 30 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| CITY HOLDING CO | History | No change | 902 | 29 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Kistler-Tiffany Companies, LLC | History | No change | 853 | 23 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Winfield Associates, Inc. | History | No change | 500 | 16 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| FineMark National Bank & Trust | History | No change | 500 | 14 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 366 | 12 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 325 | 11 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 300 | 10 | 0.0% | — | 72 | +300 | New | Q2 2014 | Aug 05, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 171 | 5 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | No change | 135 | 3 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 94 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Ledyard National Bank | History | No change | 20 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q2 2014 | Jul 25, 2014 |