LEGACY RESVS LP - 524707304
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Added to | 259,574 | 8,109 | 0.03% | 0.02% | 1 | +41,514 | 19.04% | Q2 2014 | Aug 11, 2014 |
| CANNELL PETER B & CO INC | History | Added to | 256,704 | 8,019 | 0.25% | 0.2% | 2 | +9,289 | 3.75% | Q2 2014 | Aug 08, 2014 |
| GRAND JEAN CAPITAL MANAGEMENT INC | History | Reduced | 212,950 | 6,653 | 2.19% | 2.07% | 3 | -18,125 | -7.84% | Q2 2014 | Aug 06, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Reduced | 107,550 | 3,360 | 0.09% | 0.09% | 4 | -16,400 | -13.23% | Q2 2014 | Jul 28, 2014 |
| Adams Asset Advisors, LLC | History | No change | 107,036 | 3,343 | 0.58% | 0.46% | 5 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Stanley-Laman Group, Ltd. | History | Reduced | 95,651 | 2,988 | 0.55% | 0.42% | 6 | -1,885 | -1.93% | Q2 2014 | Jul 02, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 89,379 | 2,792 | 0.0% | 0.0% | 7 | -7,908 | -8.13% | Q2 2014 | Aug 11, 2014 |
| Penbrook Management LLC | History | Reduced | 62,240 | 1,944 | 1.72% | 1.66% | 8 | -250 | -0.4% | Q2 2014 | Aug 04, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 59,850 | 1,870 | 0.0% | 0.0% | 9 | -300 | -0.5% | Q2 2014 | Aug 05, 2014 |
| First Western Capital Management Co | History | Added to | 51,149 | 1,598 | 0.53% | 0.42% | 10 | +3,454 | 7.24% | Q2 2014 | Jul 23, 2014 |
| KLINGENSTEIN FIELDS & CO LLC | History | Reduced | 49,532 | 1,547 | 0.07% | 0.07% | 11 | -8,990 | -15.36% | Q2 2014 | Jul 24, 2014 |
| Oxbow Advisors, LLC | History | Added to | 42,498 | 1,328 | 0.18% | 0.1% | 12 | +16,025 | 60.53% | Q2 2014 | Jul 18, 2014 |
| Arrow Investment Advisors, LLC | History | Added to | 38,645 | 1,207 | 0.22% | 0.12% | 13 | +12,096 | 45.56% | Q2 2014 | Aug 08, 2014 |
| ProVise Management Group, LLC | History | No change | 30,800 | 962 | 0.21% | 0.19% | 14 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Global X Management CO LLC | History | Added to | 29,193 | 912 | 0.05% | 0.05% | 15 | +1,478 | 5.33% | Q2 2014 | Jul 31, 2014 |
| Estabrook Capital Management | History | Reduced | 28,200 | 880 | 0.09% | 0.07% | 16 | -500 | -1.74% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 27,660 | 864 | 0.01% | 0.01% | 17 | -875 | -3.07% | Q2 2014 | Jul 23, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 21,100 | 659 | 0.02% | — | 18 | +21,100 | New | Q2 2014 | Aug 11, 2014 |
| BEACON TRUST CO | History | No change | 20,000 | 625 | 0.1% | 0.08% | 19 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Grassi Investment Management | History | New | 18,317 | 572 | 0.13% | — | 20 | +18,317 | New | Q2 2014 | Jul 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 17,564 | 549 | 0.02% | — | 21 | +17,564 | New | Q2 2014 | Aug 08, 2014 |
| Montecito Bank & Trust | History | Reduced | 14,000 | 437 | 0.26% | 0.24% | 22 | -1,500 | -9.68% | Q2 2014 | Jul 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 11,740 | 367 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | Reduced | 11,377 | 355 | 0.11% | 0.1% | 24 | -990 | -8.01% | Q2 2014 | Jul 30, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 10,000 | 312 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| RMB Capital Management, LLC | History | No change | 10,000 | 312 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | Reduced | 8,200 | 256 | 0.04% | 0.03% | 27 | -50 | -0.61% | Q2 2014 | Jul 24, 2014 |
| BALDWIN BROTHERS INC/MA | History | New | 6,500 | 203 | 0.03% | — | 28 | +6,500 | New | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 5,000 | 156 | 0.02% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 2,895 | 90 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 2,503 | 78 | 0.01% | 0.0% | 31 | +57 | 2.33% | Q2 2014 | Jul 22, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 2,220 | 69 | 0.04% | 0.03% | 32 | +450 | 25.42% | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,700 | 53 | 0.0% | 0.0% | 33 | -7,100 | -80.68% | Q2 2014 | Aug 08, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | No change | 1,600 | 50 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| MetLife Securities, Inc | History | Reduced | 1,500 | 47 | 0.01% | 0.02% | 35 | -3,773 | -71.55% | Q2 2014 | Aug 04, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 1,000 | 32 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FIRST NATIONAL BANK SIOUX FALLS | History | No change | 1,000 | 31 | 0.08% | 0.07% | 37 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 722 | 23 | 0.01% | 0.01% | 38 | +6 | 0.84% | Q2 2014 | Jul 18, 2014 |
| Focused Wealth Management, Inc | History | New | 500 | 16 | 0.01% | — | 39 | +500 | New | Q2 2014 | Jul 30, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 375 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 400 | 12 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 400 | 12 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| ADIRONDACK TRUST CO | History | No change | 200 | 6 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.26% | — | -2,309,547 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,296,300 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.83% | — | -1,139,073 | -100.0% | Q1 2014 | May 20, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -1,035,969 | -100.0% | Q1 2014 | May 15, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.13% | — | -751,075 | -100.0% | Q1 2014 | May 07, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 0.11% | — | -677,908 | -100.0% | Q1 2014 | May 09, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.2% | — | -535,699 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 2.06% | — | -513,074 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -431,044 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.07% | — | -354,750 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -337,836 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -271,435 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -241,467 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -205,217 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.14% | — | -194,212 | -100.0% | Q1 2014 | May 09, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -178,732 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -163,698 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -145,200 | -100.0% | Q1 2014 | Apr 18, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -113,417 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -97,121 | -100.0% | Q1 2014 | May 15, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -95,080 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -84,532 | -100.0% | Q1 2014 | May 14, 2014 |
| SALIENT TRUST CO LTA | History | Closed out | 0 | 0 | — | 0.28% | — | -81,764 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -76,879 | -100.0% | Q1 2014 | May 15, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.22% | — | -64,730 | -100.0% | Q1 2014 | Aug 04, 2014 |
| YORKVILLE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -50,030 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -46,520 | -100.0% | Q1 2014 | May 19, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | Closed out | 0 | 0 | — | 0.04% | — | -41,191 | -100.0% | Q1 2014 | May 13, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -40,616 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,468 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -34,396 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,928 | -100.0% | Q1 2014 | May 15, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.17% | — | -28,795 | -100.0% | Q1 2014 | Apr 25, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,236 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,786 | -100.0% | Q1 2014 | May 14, 2014 |
| GRASSI INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -18,513 | -100.0% | Q1 2014 | Apr 30, 2014 |
| HL FINANCIAL SERVICES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,910 | -100.0% | Q1 2014 | Apr 21, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -13,242 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.06% | — | -11,934 | -100.0% | Q1 2014 | Apr 15, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,449 | -100.0% | Q1 2014 | May 05, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,660 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -10,537 | -100.0% | Q1 2014 | Apr 24, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,442 | -100.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,327 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -8,995 | -100.0% | Q1 2014 | Apr 11, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,200 | -100.0% | Q1 2014 | May 16, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,974 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,768 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,140 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,028 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,792 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,752 | -100.0% | Q1 2014 | May 15, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q1 2014 | May 05, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,385 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,252 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -650 | -100.0% | Q1 2014 | May 14, 2014 |
| LifePlan Financial Group, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q1 2014 | Apr 03, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -111 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q1 2014 | May 07, 2014 |