MVC CAPITAL, INC. - 553829102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Added to | 636,228 | 4,969 | 0.14% | 0.1% | 1 | +99,510 | 18.54% | Q3 2020 | Nov 16, 2020 |
| ROYCE & ASSOCIATES LP | History | No change | 415,588 | 3,246 | 0.04% | 0.03% | 2 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| Advisors Asset Management, Inc. | History | Added to | 187,380 | 1,463 | 0.03% | 0.02% | 3 | +67,926 | 56.86% | Q3 2020 | Nov 16, 2020 |
| Skandinaviska Enskilda Banken AB (publ) | History | No change | 144,360 | 1,127 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 129,861 | 1,014 | 0.06% | — | 5 | +129,861 | New | Q3 2020 | Nov 16, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 122,039 | 953 | 0.0% | 0.0% | 6 | -19,067 | -13.51% | Q3 2020 | Nov 12, 2020 |
| Legal & General Group Plc | History | Added to | 120,715 | 949 | 0.0% | 0.0% | 7 | +12,282 | 11.33% | Q3 2020 | Nov 13, 2020 |
| GABELLI FUNDS LLC | History | Added to | 102,000 | 797 | 0.01% | 0.01% | 8 | +2,000 | 2.0% | Q3 2020 | Nov 06, 2020 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | New | 100,000 | 781 | 0.01% | — | 9 | +100,000 | New | Q3 2020 | Nov 13, 2020 |
| UBS Group AG | History | Reduced | 79,806 | 624 | 0.0% | 0.0% | 10 | -4,126 | -4.92% | Q3 2020 | Nov 12, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 34,043 | 266 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2020 | Nov 05, 2020 |
| RMB Capital Management, LLC | History | No change | 30,000 | 234 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| STIFEL FINANCIAL CORP | History | New | 22,080 | 173 | 0.0% | — | 13 | +22,080 | New | Q3 2020 | Nov 16, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 20,322 | 159 | 0.0% | 0.0% | 14 | +3,280 | 19.25% | Q3 2020 | Nov 16, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 16,175 | 127 | 0.0% | 0.0% | 15 | -250 | -1.52% | Q3 2020 | Nov 12, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 9,976 | 78 | 0.0% | — | 16 | +9,976 | New | Q3 2020 | Nov 13, 2020 |
| Spears Abacus Advisors LLC | History | No change | 10,000 | 78 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 10,000 | 78 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q3 2020 | Nov 13, 2020 |
| MORGAN STANLEY | History | Reduced | 4,389 | 34 | 0.0% | 0.0% | 19 | -893 | -16.91% | Q3 2020 | Nov 13, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,211 | 17 | 0.0% | 0.0% | 20 | -2,100 | -48.71% | Q3 2020 | Nov 05, 2020 |
| Steward Partners Investment Advisory, LLC | History | No change | 410 | 3 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| Tower Research Capital LLC (TRC) | History | Reduced | 152 | 1 | 0.0% | 0.0% | 24 | -10,367 | -98.55% | Q3 2020 | Nov 16, 2020 |
| US BANCORP \DE\ | History | No change | 117 | 1 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| HUNTINGTON NATIONAL BANK | History | No change | 128 | 1 | 0.0% | — | 23 | 0 | 0.0% | Q3 2020 | Oct 30, 2020 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -14,000 | -100.0% | Q2 2020 | Aug 13, 2020 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2020 | Aug 17, 2020 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -950 | -100.0% | Q2 2020 | Jul 13, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -208 | -100.0% | Q2 2020 | Aug 14, 2020 |