MCG CAPITAL CORP - 58047P107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 5,939,714 | 23,283 | 0.02% | 0.02% | 1 | -201,533 | -3.28% | Q2 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | No change | 2,102,584 | 7,969 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | No change | 1,458,836 | 5,529 | 0.08% | 0.08% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 1,107,858 | 4,199 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 817,076 | 3,203 | 0.43% | 0.2% | 5 | +440,557 | 117.01% | Q2 2014 | Jul 10, 2014 |
| NORTHERN TRUST CORP | History | No change | 797,892 | 3,024 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 627,656 | 2,460 | 0.11% | 0.12% | 7 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | No change | 621,771 | 2,357 | 0.37% | 0.37% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | No change | 593,526 | 2,249 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 438,798 | 1,663 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Reduced | 410,934 | 1,611 | 0.0% | 0.0% | 11 | -140,184 | -25.44% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Added to | 387,135 | 1,518 | 0.12% | 0.01% | 12 | +358,352 | 1245.01% | Q2 2014 | Jul 21, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 375,655 | 1,425 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 349,468 | 1,325 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 337,556 | 1,279 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Piermont Capital Management LLC | History | No change | 325,900 | 1,235 | 0.59% | 0.59% | 16 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 321,712 | 1,218 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 304,327 | 1,154 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 261,870 | 992 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Added to | 248,270 | 971 | 0.0% | 0.0% | 20 | +110,320 | 79.97% | Q2 2014 | Jul 18, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 245,700 | 914 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 186,922 | 709 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LMR Partners LLP | History | New | 173,846 | 681 | 0.06% | — | 23 | +173,846 | New | Q2 2014 | Jul 10, 2014 |
| Allen Investment Management LLC | History | No change | 177,170 | 671 | 0.1% | 0.1% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | No change | 189,465 | 666 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 169,502 | 664 | 0.0% | 0.0% | 26 | -35,211 | -17.2% | Q2 2014 | Aug 11, 2014 |
| Global Endowment Management, LP | History | No change | 170,000 | 644 | 0.1% | 0.1% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 159,200 | 603 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 128,928 | 505 | 0.01% | 0.01% | 29 | -1,499 | -1.15% | Q2 2014 | Aug 08, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 128,587 | 487 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 125,362 | 475 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 119,661 | 454 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 118,400 | 449 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 108,874 | 413 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 104,213 | 394 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 99,740 | 383 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 100,000 | 379 | 0.05% | 0.05% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 97,911 | 371 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 95,000 | 360 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 89,556 | 340 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 81,500 | 319 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KBC Group NV | History | New | 80,988 | 317 | 0.0% | — | 42 | +80,988 | New | Q2 2014 | Aug 01, 2014 |
| CITADEL ADVISORS LLC | History | No change | 78,489 | 297 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Pacific Ridge Capital Partners, LLC | History | No change | 76,896 | 291 | 0.2% | 0.2% | 44 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 63,800 | 242 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 57,583 | 218 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | No change | 54,344 | 206 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 54,406 | 206 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Nationwide Fund Advisors | History | Reduced | 51,330 | 201 | 0.0% | 0.0% | 49 | -54,899 | -51.68% | Q2 2014 | Aug 11, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 50,446 | 191 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 50,068 | 190 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 47,725 | 187 | 0.03% | 0.04% | 52 | -6,600 | -12.15% | Q2 2014 | Aug 04, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 46,100 | 175 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 44,997 | 171 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 36,000 | 141 | 0.05% | — | 55 | +36,000 | New | Q2 2014 | Jul 17, 2014 |
| SG Americas Securities, LLC | History | No change | 34,163 | 129 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 31,139 | 118 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 29,370 | 115 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Reduced | 28,876 | 113 | 0.0% | 0.0% | 59 | -494 | -1.68% | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 28,600 | 112 | 0.0% | 0.0% | 60 | -88,639 | -75.61% | Q2 2014 | Aug 06, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 29,473 | 112 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 28,673 | 109 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | No change | 25,800 | 98 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 22,566 | 86 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 19,385 | 74 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 17,500 | 66 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 17,300 | 65 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Princeton Alpha Management LP | History | New | 15,127 | 59 | 0.01% | — | 68 | +15,127 | New | Q2 2014 | Jul 17, 2014 |
| CITY NATIONAL BANK | History | New | 12,500 | 49 | 0.0% | — | 69 | +12,500 | New | Q2 2014 | Jul 28, 2014 |
| Moors & Cabot, Inc. | History | Added to | 12,327 | 48 | 0.01% | 0.01% | 70 | +1,500 | 13.85% | Q2 2014 | Aug 11, 2014 |
| KCG Holdings, Inc. | History | No change | 10,912 | 41 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 8,220 | 31 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 9,338 | 27 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 4,200 | 16 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 3,573 | 14 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 3,700 | 14 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 3,000 | 11 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,600 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 2,516 | 10 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ATWOOD & PALMER INC | History | New | 2,000 | 8 | 0.0% | — | 80 | +2,000 | New | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,466 | 5 | 0.0% | 0.0% | 81 | -49,537 | -97.13% | Q2 2014 | Aug 08, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 890 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Alexandria Capital, LLC | History | Added to | 306 | 1 | 0.0% | 0.0% | 84 | +100 | 48.54% | Q2 2014 | Aug 01, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 424 | 1 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -1,995,899 | -100.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,558,925 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.97% | — | -1,350,000 | -100.0% | Q2 2014 | Jul 23, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -499,115 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -245,792 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Quotient Investors, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -245,700 | -100.0% | Q2 2014 | Jul 18, 2014 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -194,197 | -100.0% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -103,200 | -100.0% | Q2 2014 | Jul 30, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -84,534 | -100.0% | Q2 2014 | Aug 07, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,018 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -64,900 | -100.0% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Closed out | 0 | 0 | — | 0.0% | — | -56,641 | -100.0% | Q2 2014 | Jul 31, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -52,657 | -100.0% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,502 | -100.0% | Q2 2014 | Aug 06, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -44,673 | -100.0% | Q2 2014 | Aug 11, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,659 | -100.0% | Q2 2014 | Aug 08, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -21,362 | -100.0% | Q2 2014 | Aug 11, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,925 | -100.0% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,176 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -14,409 | -100.0% | Q2 2014 | Jul 23, 2014 |
| Aperio Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,547 | -100.0% | Q2 2014 | Jul 23, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,735 | -100.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,672 | -100.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -2,502 | -100.0% | Q2 2014 | Aug 05, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |