MCG CAPITAL CORP - 58047P107
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 25 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 6,141,247 | 23,275 | 0.02% | 0.02% | 1 | -89,246 | -1.43% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Added to | 2,102,584 | 7,969 | 0.0% | 0.0% | 2 | +67,123 | 3.3% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,995,899 | 7,564 | 0.0% | 0.0% | 3 | +15,599 | 0.79% | Q1 2014 | May 02, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,558,925 | 5,908 | 0.0% | 0.0% | 4 | +27,691 | 1.81% | Q1 2014 | May 02, 2014 |
| Advisors Asset Management, Inc. | History | Reduced | 1,458,836 | 5,529 | 0.08% | 0.11% | 5 | -120,931 | -7.65% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 1,350,000 | 5,117 | 0.97% | 1.2% | 6 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| UBS AG | History | Added to | 1,107,858 | 4,199 | 0.0% | 0.0% | 7 | +75,690 | 7.33% | Q1 2014 | May 16, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 797,892 | 3,024 | 0.0% | 0.0% | 8 | -59,559 | -6.95% | Q1 2014 | May 14, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 627,656 | 2,379 | 0.12% | 0.15% | 9 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Added to | 621,771 | 2,357 | 0.37% | 0.42% | 10 | +1,787 | 0.29% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 593,526 | 2,249 | 0.0% | 0.0% | 11 | -92,121 | -13.44% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Added to | 551,118 | 2,089 | 0.0% | 0.0% | 12 | +34,993 | 6.78% | Q1 2014 | May 02, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 499,115 | 1,891 | 0.01% | — | 13 | +499,115 | New | Q1 2014 | Aug 11, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Added to | 438,798 | 1,663 | 0.01% | 0.01% | 14 | +175,648 | 66.75% | Q1 2014 | May 15, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | New | 376,519 | 1,427 | 0.2% | — | 15 | +376,519 | New | Q1 2014 | Apr 23, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Added to | 375,655 | 1,425 | 0.01% | 0.01% | 16 | +92,600 | 32.71% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 349,468 | 1,325 | 0.0% | 0.0% | 17 | -144,814 | -29.3% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 337,556 | 1,279 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Piermont Capital Management LLC | History | Added to | 325,900 | 1,235 | 0.59% | 0.71% | 19 | +2,370 | 0.73% | Q1 2014 | May 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 321,712 | 1,218 | 0.0% | 0.0% | 20 | +54,085 | 20.21% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 304,327 | 1,154 | 0.0% | 0.0% | 21 | -186,934 | -38.05% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 261,870 | 992 | 0.0% | 0.0% | 22 | -446,418 | -63.03% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 245,792 | 932 | 0.0% | 0.0% | 23 | +849 | 0.35% | Q1 2014 | May 02, 2014 |
| Quotient Investors, LLC | History | Added to | 245,700 | 931 | 0.21% | 0.09% | 24 | +160,300 | 187.7% | Q1 2014 | Apr 04, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 245,700 | 914 | 0.0% | 0.0% | 25 | +32,690 | 15.35% | Q1 2014 | Apr 18, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 204,713 | 776 | 0.0% | 0.0% | 26 | +38,293 | 23.01% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Reduced | 194,197 | 736 | 0.0% | 0.0% | 27 | -837,924 | -81.18% | Q1 2014 | May 13, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 186,922 | 709 | 0.02% | 0.03% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Allen Investment Management LLC | History | Added to | 177,170 | 671 | 0.1% | 0.06% | 29 | +109,000 | 159.89% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Added to | 189,465 | 666 | 0.0% | 0.0% | 30 | +59,600 | 45.89% | Q1 2014 | May 16, 2014 |
| Global Endowment Management, LP | History | Added to | 170,000 | 644 | 0.1% | 0.13% | 31 | +20,000 | 13.33% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Added to | 159,200 | 603 | 0.01% | 0.01% | 32 | +67,100 | 72.86% | Q1 2014 | May 15, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | New | 137,950 | 522 | 0.0% | — | 33 | +137,950 | New | Q1 2014 | Apr 22, 2014 |
| SHELL ASSET MANAGEMENT CO | History | New | 130,427 | 494 | 0.01% | — | 34 | +130,427 | New | Q1 2014 | May 07, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 128,587 | 487 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 125,362 | 475 | 0.0% | 0.0% | 36 | -120,900 | -49.09% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Added to | 119,661 | 454 | 0.0% | 0.0% | 37 | +17,069 | 16.64% | Q1 2014 | May 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | Added to | 118,400 | 449 | 0.0% | 0.0% | 38 | +25,020 | 26.79% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 117,239 | 444 | 0.0% | 0.0% | 39 | -3,170 | -2.63% | Q1 2014 | May 06, 2014 |
| TEACHERS ADVISORS INC | History | No change | 108,874 | 413 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Nationwide Fund Advisors | History | Reduced | 106,229 | 403 | 0.0% | 0.0% | 41 | -43,472 | -29.04% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 104,213 | 394 | 0.0% | 0.0% | 42 | +31,640 | 43.6% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 103,200 | 392 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| NOMURA HOLDINGS INC | History | Added to | 99,740 | 383 | 0.0% | 0.0% | 44 | +54,746 | 121.67% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 100,000 | 379 | 0.05% | 0.07% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 97,911 | 371 | 0.0% | 0.0% | 46 | -9,782 | -9.08% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | New | 95,000 | 360 | 0.01% | — | 47 | +95,000 | New | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | New | 89,556 | 340 | 0.0% | — | 48 | +89,556 | New | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 84,534 | 320 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Municipal Employees' Retirement System of Michigan | History | New | 81,500 | 309 | 0.02% | — | 50 | +81,500 | New | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 78,489 | 297 | 0.43% | 0.28% | 51 | +42,191 | 116.24% | Q1 2014 | Aug 08, 2014 |
| Pacific Ridge Capital Partners, LLC | History | Added to | 76,896 | 291 | 0.2% | 0.19% | 52 | +11,800 | 18.13% | Q1 2014 | May 12, 2014 |
| ProShare Advisors LLC | History | New | 72,018 | 273 | 0.0% | — | 53 | +72,018 | New | Q1 2014 | May 07, 2014 |
| Swiss National Bank | History | Reduced | 64,900 | 246 | 0.0% | 0.0% | 54 | -12,500 | -16.15% | Q1 2014 | May 06, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 63,800 | 242 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 57,583 | 218 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 56,641 | 215 | 0.0% | 0.0% | 57 | -2,554 | -4.31% | Q1 2014 | May 05, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 54,406 | 206 | 0.0% | 0.0% | 59 | -28,300 | -34.22% | Q1 2014 | May 13, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 54,325 | 206 | 0.04% | 0.07% | 60 | -14,000 | -20.49% | Q1 2014 | May 09, 2014 |
| LEGAL & GENERAL GROUP PLC | History | No change | 54,344 | 206 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 52,657 | 200 | 0.02% | 0.01% | 61 | +15,241 | 40.73% | Q1 2014 | May 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 51,003 | 193 | 0.0% | 0.0% | 62 | +1,558 | 3.15% | Q1 2014 | May 12, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 50,446 | 191 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 50,068 | 190 | 0.0% | 0.0% | 64 | -102,588 | -67.2% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 46,100 | 175 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 45,502 | 172 | 4.87% | 45.95% | 66 | -315,639 | -87.4% | Q1 2014 | Jun 05, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 44,997 | 171 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 44,673 | 169 | 0.07% | — | 68 | +44,673 | New | Q1 2014 | Apr 25, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Added to | 37,659 | 143 | 0.0% | 0.0% | 69 | +12,889 | 52.03% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Reduced | 34,163 | 129 | 0.0% | 0.0% | 70 | -4,970 | -12.7% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 31,139 | 118 | 0.0% | 0.0% | 71 | -18,864 | -37.73% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 29,473 | 112 | 0.0% | 0.0% | 72 | -603 | -2.0% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 29,370 | 111 | 0.0% | 0.0% | 74 | +508 | 1.76% | Q1 2014 | May 12, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 29,370 | 111 | 0.01% | 0.02% | 73 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| TFS CAPITAL LLC | History | Reduced | 28,783 | 109 | 0.01% | 0.1% | 75 | -472,023 | -94.25% | Q1 2014 | May 05, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 28,673 | 109 | 0.0% | 0.0% | 76 | -36,472 | -55.99% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | No change | 25,800 | 98 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | New | 22,566 | 86 | 0.0% | — | 78 | +22,566 | New | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | Reduced | 21,362 | 81 | 0.0% | 0.02% | 79 | -48,351 | -69.36% | Q1 2014 | May 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 20,925 | 79 | 0.0% | 0.0% | 80 | -33,075 | -61.25% | Q1 2014 | Apr 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 19,385 | 74 | 0.0% | 0.0% | 81 | -50,480 | -72.25% | Q1 2014 | May 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 18,176 | 69 | 0.0% | 0.0% | 82 | +6,300 | 53.05% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 17,500 | 66 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 17,300 | 65 | 0.0% | 0.0% | 84 | -21,510 | -55.42% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 14,409 | 55 | 0.0% | 0.0% | 85 | +157 | 1.1% | Q1 2014 | May 07, 2014 |
| Aperio Group, LLC | History | New | 13,547 | 51 | 0.0% | — | 86 | +13,547 | New | Q1 2014 | Apr 25, 2014 |
| KCG Holdings, Inc. | History | Reduced | 10,912 | 41 | 0.0% | 0.0% | 87 | -12,801 | -53.98% | Q1 2014 | May 15, 2014 |
| Moors & Cabot, Inc. | History | New | 10,827 | 41 | 0.01% | — | 88 | +10,827 | New | Q1 2014 | May 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 8,220 | 31 | 0.0% | 1.58% | 89 | -15,779 | -65.75% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Reduced | 9,338 | 27 | 0.0% | 0.0% | 90 | -7,457 | -44.4% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 5,735 | 22 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Creative Planning | History | Added to | 4,200 | 16 | 0.0% | 0.0% | 92 | +100 | 2.44% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Reduced | 3,573 | 14 | 0.0% | 0.0% | 93 | -3,999 | -52.81% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | New | 3,700 | 14 | 0.0% | — | 94 | +3,700 | New | Q1 2014 | May 02, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 3,000 | 11 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 2,516 | 10 | 0.0% | 0.0% | 97 | -37,280 | -93.68% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,600 | 10 | 0.0% | 0.0% | 96 | +600 | 30.0% | Q1 2014 | May 09, 2014 |
| BlackRock Inc. | History | No change | 2,672 | 10 | 0.0% | 0.03% | 98 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,502 | 9 | 0.0% | 0.0% | 99 | -23 | -0.91% | Q1 2014 | May 01, 2014 |
| GROUP ONE TRADING, L.P. | History | New | 890 | 3 | 0.0% | — | 100 | +890 | New | Q1 2014 | May 07, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 424 | 1 | 0.0% | — | 101 | +424 | New | Q1 2014 | May 13, 2014 |
| Alexandria Capital, LLC | History | No change | 206 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| NORTH RUN CAPITAL, LP | History | Closed out | 0 | 0 | — | 1.61% | — | -2,896,464 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -782,893 | -100.0% | Q4 2013 | Feb 14, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -770,871 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Transamerica Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -95,434 | -100.0% | Q4 2013 | Jan 21, 2014 |
| DnB Asset Management AS | History | Closed out | 0 | 0 | — | 0.01% | — | -74,417 | -100.0% | Q4 2013 | Jan 27, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,333 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SECOR Capital Advisors, LP | History | Closed out | 0 | 0 | — | 0.11% | — | -61,563 | -100.0% | Q4 2013 | Feb 04, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -56,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -55,436 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,500 | -100.0% | Q4 2013 | Feb 14, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -23,000 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -13,519 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,379 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,030 | -100.0% | Q4 2013 | Feb 06, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -1,864 | -100.0% | Q4 2013 | Feb 12, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 22, 2014 |