NPS PHARMACEUTICALS INC - 62936P103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,874,715 | 194,159 | 0.02% | 0.01% | 1 | +181,401 | 3.19% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 3,631,075 | 120,007 | 0.03% | 0.03% | 2 | -158,345 | -4.18% | Q2 2014 | Aug 06, 2014 |
| OAK RIDGE INVESTMENTS LLC | History | Added to | 2,846,527 | 93,924 | 2.23% | 2.1% | 3 | +51,196 | 1.83% | Q2 2014 | Aug 04, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,742,449 | 90,638 | 0.02% | 0.01% | 4 | +5,978 | 0.22% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 1,007,532 | 33,298 | 1.47% | 1.19% | 5 | -492,514 | -32.83% | Q2 2014 | Aug 11, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Reduced | 769,968 | 25,447 | 0.14% | 0.13% | 6 | -9,703 | -1.24% | Q2 2014 | Jul 10, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 520,030 | 17,187 | 0.02% | 0.03% | 7 | -195,170 | -27.29% | Q2 2014 | Aug 08, 2014 |
| APEX CAPITAL, LLC | History | No change | 475,000 | 15,699 | 0.98% | 1.0% | 8 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| HARVEY CAPITAL MANAGEMENT INC | History | Added to | 431,325 | 14,255 | 5.1% | 5.06% | 9 | +7,150 | 1.69% | Q2 2014 | Aug 05, 2014 |
| EMERALD ADVISERS INC/PA | History | Reduced | 308,995 | 10,212 | 0.58% | 1.11% | 10 | -350,676 | -53.16% | Q2 2014 | Jul 17, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 297,466 | 9,832 | 0.02% | 0.02% | 11 | -65,212 | -17.98% | Q2 2014 | Jul 30, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 296,785 | 9,809 | 0.01% | 0.01% | 12 | +6,753 | 2.33% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 293,158 | 9,689 | 0.01% | 0.01% | 13 | -7,081 | -2.36% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 243,127 | 8,035 | 0.01% | 0.01% | 14 | +88,217 | 56.95% | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 221,385 | 7,317 | 0.01% | 101.98% | 15 | +101,007 | 83.91% | Q2 2014 | Aug 06, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Reduced | 221,362 | 7,316 | 0.67% | 1.13% | 16 | -173,806 | -43.98% | Q2 2014 | Jul 17, 2014 |
| Nationwide Fund Advisors | History | Reduced | 216,902 | 7,169 | 0.03% | 0.05% | 17 | -126,609 | -36.86% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 152,204 | 5,030 | 0.01% | 0.01% | 18 | +18,998 | 14.26% | Q2 2014 | Aug 05, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Added to | 151,369 | 5,003 | 0.34% | 0.31% | 19 | +8,377 | 5.86% | Q2 2014 | Aug 04, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 118,580 | 3,919 | 0.03% | 0.03% | 20 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| ProShare Advisors LLC | History | Reduced | 116,323 | 3,844 | 0.05% | 0.07% | 21 | -63,912 | -35.46% | Q2 2014 | Aug 08, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Added to | 111,000 | 3,669 | 0.02% | 0.01% | 22 | +33,500 | 43.23% | Q2 2014 | Jul 31, 2014 |
| Swiss National Bank | History | Reduced | 108,300 | 3,579 | 0.01% | 0.01% | 23 | -4,300 | -3.82% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 107,822 | 3,564 | 0.01% | 0.01% | 24 | -14,531 | -11.88% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 92,490 | 3,057 | 0.01% | 0.01% | 25 | +12,547 | 15.69% | Q2 2014 | Aug 07, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 86,950 | 2,874 | 0.03% | 0.03% | 26 | +6,250 | 7.74% | Q2 2014 | Jul 30, 2014 |
| Lee Munder Capital Group, LLC | History | New | 85,624 | 2,830 | 0.06% | — | 27 | +85,624 | New | Q2 2014 | Aug 11, 2014 |
| Tekla Capital Management LLC | History | No change | 82,900 | 2,740 | 0.25% | 0.25% | 28 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 80,865 | 2,673 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 75,996 | 2,511 | 0.01% | 0.01% | 30 | +2,546 | 3.47% | Q2 2014 | Aug 08, 2014 |
| BENDER ROBERT & ASSOCIATES | History | Added to | 75,460 | 2,494 | 1.76% | 1.48% | 31 | +1,849 | 2.51% | Q2 2014 | Aug 04, 2014 |
| Rhenman & Partners Asset Management AB | History | Reduced | 67,000 | 2,214 | 0.66% | 1.5% | 32 | -99,970 | -59.87% | Q2 2014 | Jul 31, 2014 |
| SUFFOLK CAPITAL MANAGEMENT LLC | History | Reduced | 66,500 | 2,198 | 0.27% | 0.26% | 33 | -2,700 | -3.9% | Q2 2014 | Aug 07, 2014 |
| RidgeWorth Capital Management LLC | History | New | 65,906 | 2,178 | 0.02% | — | 34 | +65,906 | New | Q2 2014 | Jul 31, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | New | 63,638 | 2,103 | 0.06% | — | 35 | +63,638 | New | Q2 2014 | Aug 08, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 61,000 | 2,016 | 0.03% | 0.03% | 36 | -1,000 | -1.61% | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 57,191 | 1,890 | 0.0% | 0.0% | 37 | -38,780 | -40.41% | Q2 2014 | Aug 08, 2014 |
| EAM Investors, LLC | History | Added to | 49,983 | 1,652 | 0.31% | 0.21% | 38 | +11,548 | 30.05% | Q2 2014 | Aug 11, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Reduced | 49,000 | 1,619 | 0.39% | 0.53% | 39 | -29,000 | -37.18% | Q2 2014 | Aug 11, 2014 |
| KBC Group NV | History | Reduced | 41,073 | 1,357 | 0.02% | 0.06% | 40 | -80,403 | -66.19% | Q2 2014 | Aug 01, 2014 |
| AH Lisanti Capital Growth, LLC | History | New | 40,695 | 1,345 | 0.6% | — | 41 | +40,695 | New | Q2 2014 | Aug 08, 2014 |
| Sivik Global Healthcare LLC | History | New | 40,000 | 1,322 | 0.67% | — | 42 | +40,000 | New | Q2 2014 | Jul 03, 2014 |
| BlackRock Group LTD | History | Reduced | 37,042 | 1,224 | 0.0% | 0.0% | 43 | -44,739 | -54.71% | Q2 2014 | Aug 06, 2014 |
| Geduld E E | History | Reduced | 35,000 | 1,157 | 0.72% | 0.81% | 44 | -15,000 | -30.0% | Q2 2014 | Aug 04, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 35,000 | 1,157 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 33,337 | 1,102 | 0.05% | 0.13% | 46 | -27,509 | -45.21% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 32,655 | 1,079 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Quotient Investors, LLC | History | New | 30,900 | 1,021 | 0.22% | — | 48 | +30,900 | New | Q2 2014 | Jul 18, 2014 |
| STRS OHIO | History | Added to | 28,300 | 935 | 0.0% | 0.0% | 49 | +13,700 | 93.84% | Q2 2014 | Jul 24, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 27,946 | 924 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | New | 22,390 | 740 | 0.01% | — | 51 | +22,390 | New | Q2 2014 | Aug 07, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 21,186 | 703 | 0.03% | 0.14% | 52 | -125,720 | -85.58% | Q2 2014 | Jul 16, 2014 |
| Princeton Alpha Management LP | History | New | 20,527 | 678 | 0.14% | — | 53 | +20,527 | New | Q2 2014 | Jul 17, 2014 |
| NAVELLIER & ASSOCIATES INC | History | Reduced | 19,349 | 639 | 0.03% | 0.03% | 54 | -334 | -1.7% | Q2 2014 | Jul 09, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 18,586 | 614 | 0.0% | 0.0% | 55 | -280 | -1.48% | Q2 2014 | Aug 11, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 17,700 | 584 | 0.1% | 0.05% | 56 | -15,900 | -47.32% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Reduced | 16,574 | 548 | 0.0% | 0.0% | 57 | -329 | -1.95% | Q2 2014 | Aug 05, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | New | 15,924 | 527 | 0.12% | — | 58 | +15,924 | New | Q2 2014 | Aug 05, 2014 |
| GAM Holding AG | History | No change | 15,000 | 496 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| FIRST MERCANTILE TRUST CO | History | Reduced | 10,650 | 352 | 0.03% | 0.03% | 60 | -1,255 | -10.54% | Q2 2014 | Jul 22, 2014 |
| AMALGAMATED BANK | History | Added to | 9,746 | 322 | 0.05% | 0.04% | 61 | +2,630 | 36.96% | Q2 2014 | Aug 11, 2014 |
| Regent Investment Management LLC | History | New | 8,800 | 291 | 0.14% | — | 62 | +8,800 | New | Q2 2014 | Jul 23, 2014 |
| DEERE & CO | History | New | 8,410 | 278 | 0.02% | — | 63 | +8,410 | New | Q2 2014 | Aug 11, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 7,900 | 261 | 0.0% | 0.02% | 64 | -49,345 | -86.2% | Q2 2014 | Aug 01, 2014 |
| BOSTON ADVISORS LLC | History | No change | 7,850 | 259 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 7,770 | 257 | 0.01% | 0.01% | 66 | -1,230 | -13.67% | Q2 2014 | Aug 08, 2014 |
| Prospera Financial Services | History | New | 7,160 | 237 | 0.06% | — | 67 | +7,160 | New | Q2 2014 | Jul 07, 2014 |
| KOPP INVESTMENT ADVISORS LLC | History | New | 6,570 | 217 | 0.1% | — | 68 | +6,570 | New | Q2 2014 | Aug 01, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 6,290 | 208 | 0.03% | 0.04% | 69 | -692 | -9.91% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 6,164 | 204 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 6,155 | 203 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 5,595 | 185 | 0.06% | 0.06% | 72 | +390 | 7.49% | Q2 2014 | Aug 04, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 5,541 | 183 | 0.0% | 0.0% | 73 | -2,644 | -32.3% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Reduced | 5,558 | 182 | 0.01% | 0.01% | 74 | -76 | -1.35% | Q2 2014 | Jul 29, 2014 |
| SEI TRUST CO | History | Reduced | 5,054 | 167 | 0.0% | 0.0% | 75 | -6,566 | -56.51% | Q2 2014 | Jul 22, 2014 |
| Financial Architects, Inc | History | New | 4,000 | 132 | 0.06% | — | 76 | +4,000 | New | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 3,556 | 118 | 0.0% | 0.0% | 77 | -329 | -8.47% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 2,830 | 93 | 0.0% | 0.0% | 78 | -1,445 | -33.8% | Q2 2014 | Aug 06, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 912 | 30 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MetLife Securities, Inc | History | Reduced | 675 | 22 | 0.0% | 0.08% | 80 | -17,000 | -96.18% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | No change | 432 | 14 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 150 | 5 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Stevens First Principles Investment Advisors | History | New | 100 | 3 | 0.0% | — | 83 | +100 | New | Q2 2014 | Aug 07, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | New | 27 | 1 | 0.0% | — | 84 | +27 | New | Q2 2014 | Jul 25, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,420,145 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.07% | — | -8,179,532 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -6,144,864 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.04% | — | -3,517,722 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -2,771,000 | -100.0% | Q1 2014 | May 12, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -2,496,246 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.05% | — | -2,300,815 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,278,596 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,590,849 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,539,801 | -100.0% | Q1 2014 | May 14, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -1,529,445 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,501,566 | -100.0% | Q1 2014 | May 14, 2014 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.73% | — | -1,408,729 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,232,185 | -100.0% | Q1 2014 | May 15, 2014 |
| TimesSquare Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -1,177,150 | -100.0% | Q1 2014 | May 09, 2014 |
| NEXT CENTURY GROWTH INVESTORS LLC | History | Closed out | 0 | 0 | — | 0.97% | — | -1,092,544 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.07% | — | -1,016,062 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -873,863 | -100.0% | Q1 2014 | May 14, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.98% | — | -858,591 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -834,337 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -833,710 | -100.0% | Q1 2014 | May 15, 2014 |
| Century Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.07% | — | -763,211 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -729,900 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -537,059 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -505,065 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -478,851 | -100.0% | Q1 2014 | May 13, 2014 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -474,747 | -100.0% | Q1 2014 | May 05, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -467,400 | -100.0% | Q1 2014 | May 15, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -462,360 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.02% | — | -436,505 | -100.0% | Q1 2014 | May 28, 2014 |
| Palo Alto Investors, LLC | History | Closed out | 0 | 0 | — | 1.08% | — | -435,200 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -407,889 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -370,946 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 15.36% | — | -356,230 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Polar Capital LLP | History | Closed out | 0 | 0 | — | 0.23% | — | -331,060 | -100.0% | Q1 2014 | May 07, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.74% | — | -321,603 | -100.0% | Q1 2014 | May 12, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -289,520 | -100.0% | Q1 2014 | Apr 18, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.32% | — | -283,900 | -100.0% | Q1 2014 | May 13, 2014 |
| ALTRINSIC GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -283,600 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -277,551 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -274,256 | -100.0% | Q1 2014 | May 12, 2014 |
| CHARTWELL INVESTMENT PARTNERS/PA | History | Closed out | 0 | 0 | — | 0.16% | — | -265,235 | -100.0% | Q1 2014 | May 20, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.04% | — | -260,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -259,356 | -100.0% | Q1 2014 | May 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -258,908 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -234,725 | -100.0% | Q1 2014 | May 08, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -225,274 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -224,986 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -224,322 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -219,909 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -215,125 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200,336 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -189,521 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -185,219 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -182,467 | -100.0% | Q1 2014 | May 08, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.04% | — | -177,343 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.03% | — | -161,650 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -158,480 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -157,050 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -151,298 | -100.0% | Q1 2014 | May 15, 2014 |
| Opaleye Management Inc. | History | Closed out | 0 | 0 | — | 3.32% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -113,916 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.02% | — | -112,870 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -100,000 | -100.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -97,007 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -95,900 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -92,224 | -100.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -88,574 | -100.0% | Q1 2014 | May 05, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,929 | -100.0% | Q1 2014 | May 14, 2014 |
| First Light Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.68% | — | -79,099 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.01% | — | -78,336 | -100.0% | Q1 2014 | May 22, 2014 |
| DSM CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -72,485 | -100.0% | Q1 2014 | May 13, 2014 |
| FCG ADVISORS, LLC | History | Closed out | 0 | 0 | — | 1.51% | — | -71,146 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -65,315 | -100.0% | Q1 2014 | May 16, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,146 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHOLTZ & COMPANY, LLC | History | Closed out | 0 | 0 | — | 1.94% | — | -60,350 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,298 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -58,362 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -57,520 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,410 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.27% | — | -50,863 | -100.0% | Q1 2014 | May 13, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -50,400 | -100.0% | Q1 2014 | May 08, 2014 |
| Granite Point Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.88% | — | -41,000 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,797 | -100.0% | Q1 2014 | May 23, 2014 |
| DAI ICHI LIFE INSURANCE CO., LTD. | History | Closed out | 0 | 0 | — | 0.03% | — | -36,148 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,519 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -32,971 | -100.0% | Q1 2014 | May 07, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,802 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,859 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,949 | -100.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -25,888 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,055 | -100.0% | Q1 2014 | May 16, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,500 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,285 | -100.0% | Q1 2014 | May 14, 2014 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -22,752 | -100.0% | Q1 2014 | May 22, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -22,700 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -21,951 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.02% | — | -21,515 | -100.0% | Q1 2014 | May 14, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -21,392 | -100.0% | Q1 2014 | May 07, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -21,297 | -100.0% | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -20,614 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -19,838 | -100.0% | Q1 2014 | May 15, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -19,161 | -100.0% | Q1 2014 | Apr 15, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.12% | — | -18,091 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,346 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,512 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -15,792 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,950 | -100.0% | Q1 2014 | May 16, 2014 |
| DARUMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,828 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,416 | -100.0% | Q1 2014 | May 09, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,400 | -100.0% | Q1 2014 | May 02, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,697 | -100.0% | Q1 2014 | May 14, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,468 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -9,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,691 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,652 | -100.0% | Q1 2014 | May 13, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -8,492 | -100.0% | Q1 2014 | May 14, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.05% | — | -8,300 | -100.0% | Q1 2014 | May 06, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.09% | — | -8,235 | -100.0% | Q1 2014 | May 14, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -8,200 | -100.0% | Q1 2014 | May 14, 2014 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2014 | May 06, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -7,905 | -100.0% | Q1 2014 | May 05, 2014 |
| QUEST INVESTMENT MANAGEMENT INC/OR | History | Closed out | 0 | 0 | — | 0.02% | — | -7,445 | -100.0% | Q1 2014 | May 12, 2014 |
| BB&T CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -7,152 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,125 | -100.0% | Q1 2014 | May 15, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -7,000 | -100.0% | Q1 2014 | May 06, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,756 | -100.0% | Q1 2014 | May 15, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.13% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,808 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,257 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,030 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q1 2014 | May 09, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CHARLEMAGNE CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.04% | — | -1,876 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -272 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -134 | -100.0% | Q1 2014 | May 02, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q1 2014 | May 14, 2014 |