NEOPHOTONICS CORP - 64051T100
Detailed investor-level table based on 13F positions.
Early Q3 2022 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 2,641,795 | 41,555 | 0.0% | 0.0% | 1 | +51,479 | 1.99% | Q2 2022 | Aug 12, 2022 |
| Magnetar Financial LLC | History | Reduced | 2,424,399 | 38,136 | 0.39% | 0.42% | 2 | -163,973 | -6.33% | Q2 2022 | Aug 15, 2022 |
| STATE STREET CORP | History | Reduced | 2,305,202 | 36,261 | 0.0% | 0.0% | 3 | -809,098 | -25.98% | Q2 2022 | Aug 15, 2022 |
| Pentwater Capital Management LP | History | Added to | 2,100,000 | 33,033 | 0.39% | 0.02% | 4 | +1,974,000 | 1566.67% | Q2 2022 | Aug 15, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,955,993 | 30,768 | 0.02% | 0.0% | 5 | +1,697,326 | 656.18% | Q2 2022 | Aug 15, 2022 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 1,890,884 | 29,744 | 0.01% | 0.01% | 6 | +700,021 | 58.78% | Q2 2022 | Aug 15, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,817,091 | 28,583 | 0.01% | 0.01% | 7 | -109,897 | -5.7% | Q2 2022 | Aug 12, 2022 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,689,218 | 26,572 | 0.01% | 0.0% | 8 | +255,456 | 17.82% | Q2 2022 | May 14, 2024 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Added to | 1,395,500 | 21,951 | 0.1% | 0.06% | 9 | +317,000 | 29.39% | Q2 2022 | Aug 11, 2022 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,236,457 | 19,449 | 0.02% | 0.03% | 10 | -167,400 | -11.92% | Q2 2022 | Aug 12, 2022 |
| MORGAN STANLEY | History | Added to | 991,236 | 15,592 | 0.0% | 0.0% | 11 | +392,101 | 65.44% | Q2 2022 | Oct 27, 2022 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 879,817 | 13,839 | 0.0% | 0.0% | 12 | -21,536 | -2.39% | Q2 2022 | Aug 12, 2022 |
| AQR Arbitrage LLC | History | Reduced | 872,818 | 13,729 | 0.31% | 0.35% | 13 | -7,313 | -0.83% | Q2 2022 | Aug 15, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 747,914 | 11,765 | 0.0% | 226.93% | 14 | -5,537 | -0.73% | Q2 2022 | Aug 12, 2022 |
| Man Group plc | History | New | 745,449 | 11,726 | 0.05% | — | 15 | +745,449 | New | Q2 2022 | Aug 15, 2022 |
| JPMORGAN CHASE & CO | History | Added to | 744,968 | 11,718 | 0.0% | 0.0% | 16 | +173,027 | 30.25% | Q2 2022 | Aug 11, 2022 |
| LMR Partners LLP | History | New | 532,582 | 8,378 | 0.14% | — | 17 | +532,582 | New | Q2 2022 | Aug 15, 2022 |
| NORTHERN TRUST CORP | History | Added to | 494,857 | 7,783 | 0.0% | 0.0% | 18 | +7,186 | 1.47% | Q2 2022 | Aug 12, 2022 |
| HSBC HOLDINGS PLC | History | Added to | 390,545 | 6,137 | 0.01% | 0.01% | 19 | +19,201 | 5.17% | Q2 2022 | Aug 11, 2022 |
| GABELLI FUNDS LLC | History | Added to | 376,171 | 5,917 | 0.05% | 0.03% | 20 | +100,993 | 36.7% | Q2 2022 | Aug 12, 2022 |
| Qube Research & Technologies Ltd | History | Added to | 364,574 | 5,735 | 0.04% | 0.03% | 21 | +158,972 | 77.32% | Q2 2022 | Aug 15, 2022 |
| UBS Group AG | History | Added to | 294,314 | 4,629 | 0.0% | 0.0% | 22 | +46,396 | 18.71% | Q2 2022 | Aug 10, 2022 |
| MARSHALL WACE, LLP | History | Added to | 272,134 | 4,281 | 0.01% | 0.0% | 23 | +203,039 | 293.85% | Q2 2022 | Aug 15, 2022 |
| CITADEL ADVISORS LLC | History | Reduced | 260,595 | 4,099 | 0.0% | 0.0% | 24 | -19,112 | -6.83% | Q2 2022 | Aug 15, 2022 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | New | 196,124 | 3,085 | 0.02% | — | 25 | +196,124 | New | Q2 2022 | Aug 15, 2022 |
| Calamos Advisors LLC | History | Reduced | 192,524 | 3,028 | 0.01% | 0.01% | 26 | -2,476 | -1.27% | Q2 2022 | Aug 01, 2022 |
| Candriam S.C.A. | History | No change | 189,128 | 2,975 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2022 | Aug 03, 2022 |
| Bank of New York Mellon Corp | History | Reduced | 164,511 | 2,587 | 0.0% | 0.0% | 28 | -27,663 | -14.39% | Q2 2022 | Aug 15, 2022 |
| CITIGROUP INC | History | Reduced | 157,387 | 2,475 | 0.0% | 0.0% | 29 | -263,171 | -62.58% | Q2 2022 | Aug 10, 2022 |
| Hudson Bay Capital Management LP | History | New | 151,787 | 2,388 | 0.02% | — | 30 | +151,787 | New | Q2 2022 | Aug 12, 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 136,196 | 2,143 | 4.19% | 3.7% | 31 | -56 | -0.04% | Q2 2022 | Jan 04, 2024 |
| Swiss National Bank | History | No change | 124,600 | 1,960 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2022 | Aug 09, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 120,112 | 1,889 | 0.0% | 0.0% | 33 | -94,188 | -43.95% | Q2 2022 | Aug 15, 2022 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 113,894 | 1,791 | 0.02% | 0.02% | 34 | +12,696 | 12.55% | Q2 2022 | Aug 03, 2022 |
| Centiva Capital, LP | History | Added to | 113,076 | 1,779 | 0.04% | 0.03% | 35 | +13,076 | 13.08% | Q2 2022 | Aug 17, 2022 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | Reduced | 103,469 | 1,628 | 0.01% | 0.01% | 36 | -54,591 | -34.54% | Q2 2022 | Aug 04, 2022 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 102,036 | 1,605 | 0.01% | 0.01% | 37 | +24,466 | 31.54% | Q2 2022 | Aug 15, 2022 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | New | 84,341 | 1,327 | 0.02% | — | 38 | +84,341 | New | Q2 2022 | Aug 12, 2022 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 83,050 | 1,306 | 0.0% | 0.01% | 39 | -357,000 | -81.13% | Q2 2022 | Aug 12, 2022 |
| Walleye Capital LLC | History | Added to | 80,198 | 1,262 | 0.03% | 0.03% | 40 | +9,324 | 13.16% | Q2 2022 | Aug 19, 2022 |
| BANK OF MONTREAL /CAN/ | History | New | 74,040 | 1,167 | 0.0% | — | 41 | +74,040 | New | Q2 2022 | Aug 11, 2022 |
| JANE STREET GROUP, LLC | History | Added to | 73,368 | 1,154 | 0.0% | 0.0% | 42 | +62,842 | 597.02% | Q2 2022 | Aug 16, 2022 |
| Invesco Ltd. | History | Added to | 71,484 | 1,124 | 0.0% | 0.0% | 43 | +21,630 | 43.39% | Q2 2022 | Aug 15, 2022 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 67,806 | 1,067 | 0.0% | 0.0% | 44 | -3,577 | -5.01% | Q2 2022 | Aug 15, 2022 |
| Squarepoint Ops LLC | History | New | 64,493 | 1,014 | 0.01% | — | 45 | +64,493 | New | Q2 2022 | Aug 15, 2022 |
| RHUMBLINE ADVISERS | History | Reduced | 62,482 | 983 | 0.0% | 0.0% | 46 | -4,733 | -7.04% | Q2 2022 | Aug 11, 2022 |
| DEUTSCHE BANK AG\ | History | Reduced | 48,994 | 771 | 0.0% | 0.0% | 47 | -120,355 | -71.07% | Q2 2022 | Aug 11, 2022 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 48,000 | 755 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2022 | Aug 15, 2022 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 43,178 | 679 | 0.0% | 0.0% | 49 | -1,294 | -2.91% | Q2 2022 | Aug 12, 2022 |
| Russell Investments Group, Ltd. | History | No change | 39,939 | 628 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2022 | Jul 29, 2022 |
| NATIXIS | History | New | 37,852 | 595 | 0.0% | — | 51 | +37,852 | New | Q2 2022 | Aug 12, 2022 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 35,723 | 562 | 0.0% | 0.0% | 52 | +14,248 | 66.35% | Q2 2022 | Aug 01, 2022 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 35,144 | 553 | 0.0% | 0.0% | 53 | -22 | -0.06% | Q2 2022 | Aug 04, 2022 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Added to | 28,248 | 444 | 0.0% | 0.0% | 54 | +57 | 0.2% | Q2 2022 | Aug 15, 2022 |
| MetLife Investment Management, LLC | History | No change | 26,961 | 424 | 0.12% | 0.12% | 55 | 0 | 0.0% | Q2 2022 | May 10, 2024 |
| Allianz Asset Management GmbH | History | No change | 24,000 | 378 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2022 | Aug 12, 2022 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 21,627 | 340 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2022 | Aug 15, 2022 |
| BARCLAYS PLC | History | Reduced | 21,042 | 331 | 0.0% | 0.0% | 58 | -1,017 | -4.61% | Q2 2022 | Aug 12, 2022 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 20,949 | 329 | 0.0% | 0.0% | 59 | -54 | -0.26% | Q2 2022 | Aug 11, 2023 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 20,498 | 322 | 0.0% | 0.0% | 60 | -73,409 | -78.17% | Q2 2022 | Aug 15, 2022 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 19,609 | 308 | 0.0% | 0.0% | 61 | -553 | -2.74% | Q2 2022 | Aug 15, 2022 |
| Legal & General Group Plc | History | Added to | 19,109 | 301 | 0.0% | 0.0% | 62 | +1,056 | 5.85% | Q2 2022 | Aug 22, 2022 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 15,818 | 249 | 0.0% | — | 63 | +15,818 | New | Q2 2022 | Aug 15, 2022 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 15,436 | 243 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2022 | Aug 05, 2022 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 15,113 | 238 | 0.0% | 0.0% | 65 | -5,031 | -24.98% | Q2 2022 | Aug 15, 2022 |
| Arizona State Retirement System | History | Added to | 14,392 | 226 | 0.0% | 0.0% | 66 | +148 | 1.04% | Q2 2022 | Jul 28, 2022 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 13,469 | 212 | 0.0% | — | 67 | +13,469 | New | Q2 2022 | Aug 05, 2022 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 12,810 | 202 | 0.0% | — | 68 | +12,810 | New | Q2 2022 | Aug 15, 2022 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 12,514 | 196 | 0.0% | 0.0% | 69 | +2,364 | 23.29% | Q2 2022 | Aug 12, 2022 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 12,423 | 195 | 0.0% | 0.0% | 70 | +1,323 | 11.92% | Q2 2022 | Aug 12, 2022 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 10,306 | 162 | 0.0% | 0.0% | 71 | -13 | -0.13% | Q2 2022 | Aug 15, 2022 |
| GROUP ONE TRADING, L.P. | History | Added to | 9,226 | 145 | 0.0% | 0.0% | 72 | +4,557 | 97.6% | Q2 2022 | Aug 11, 2022 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 6,795 | 107 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2022 | Aug 09, 2022 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 4,945 | 78 | 0.0% | 0.0% | 74 | -9,287 | -65.25% | Q2 2022 | Aug 12, 2022 |
| Tower Research Capital LLC (TRC) | History | Added to | 2,990 | 47 | 0.0% | 0.0% | 75 | +2,520 | 536.17% | Q2 2022 | Aug 15, 2022 |
| FMR LLC | History | Added to | 1,584 | 25 | 0.0% | 0.0% | 76 | +445 | 39.07% | Q2 2022 | Aug 12, 2022 |
| SIMPLEX TRADING, LLC | History | New | 1,333 | 20 | 0.0% | — | 77 | +1,333 | New | Q2 2022 | Aug 03, 2022 |
| Geneos Wealth Management Inc. | History | No change | 1,306 | 20 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2022 | Jul 22, 2022 |
| FEDERATED HERMES, INC. | History | New | 1,124 | 18 | 0.0% | — | 79 | +1,124 | New | Q2 2022 | Sep 16, 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,000 | 16 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2022 | Aug 04, 2022 |
| MACQUARIE GROUP LTD | History | No change | 615 | 10 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2022 | Aug 17, 2022 |
| SIGNATUREFD, LLC | History | Added to | 504 | 8 | 0.0% | 0.0% | 82 | +211 | 72.01% | Q2 2022 | Aug 10, 2022 |
| ROYAL BANK OF CANADA | History | Reduced | 296 | 5 | 0.0% | 0.0% | 83 | -3,010 | -91.05% | Q2 2022 | Aug 15, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 200 | 3 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2022 | Aug 10, 2022 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 156 | 2 | 0.0% | 0.0% | 85 | +115 | 280.49% | Q2 2022 | Aug 23, 2022 |
| HARBOUR INVESTMENTS, INC. | History | New | 79 | 1 | 0.0% | — | 86 | +79 | New | Q2 2022 | Aug 15, 2022 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -150,850 | -100.0% | Q1 2022 | May 16, 2022 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -87,464 | -100.0% | Q1 2022 | May 16, 2022 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,662 | -100.0% | Q1 2022 | May 11, 2022 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -44,398 | -100.0% | Q1 2022 | May 11, 2022 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,016 | -100.0% | Q1 2022 | Jun 02, 2022 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,857 | -100.0% | Q1 2022 | May 09, 2022 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,248 | -100.0% | Q1 2022 | May 11, 2022 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2022 | May 12, 2022 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2022 | Sep 06, 2022 |
| Allworth Financial LP | History | New | 19 | 0 | — | — | — | +19 | New | Q2 2022 | Jul 13, 2022 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2022 | May 09, 2022 |