NEOPHOTONICS CORP - 64051T100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hudson Bay Capital Management LP | History | No change | 151,787 | 2,388 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2022 | Aug 12, 2022 |
| IFP Advisors, Inc | History | New | 433 | 4 | 0.0% | — | 2 | +433 | New | Q3 2022 | Nov 08, 2022 |
| HARBOUR INVESTMENTS, INC. | History | No change | 79 | 1 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q3 2022 | Nov 15, 2022 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,641,795 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -2,424,399 | -100.0% | Q3 2022 | Nov 14, 2022 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,305,202 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.39% | — | -2,100,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,955,993 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,890,884 | -100.0% | Q3 2022 | Nov 15, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,817,091 | -100.0% | Q3 2022 | Nov 10, 2022 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,689,218 | -100.0% | Q3 2022 | May 14, 2024 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Closed out | 0 | 0 | — | 0.1% | — | -1,395,500 | -100.0% | Q3 2022 | Nov 14, 2022 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,236,457 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -991,236 | -100.0% | Q3 2022 | Nov 14, 2022 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -879,817 | -100.0% | Q3 2022 | Nov 14, 2022 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -872,818 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -747,914 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.05% | — | -745,449 | -100.0% | Q3 2022 | Nov 14, 2022 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -744,968 | -100.0% | Q3 2022 | Nov 14, 2022 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.14% | — | -532,582 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -494,857 | -100.0% | Q3 2022 | Nov 14, 2022 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -390,545 | -100.0% | Q3 2022 | Nov 14, 2022 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -376,171 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -364,574 | -100.0% | Q3 2022 | Nov 14, 2022 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -294,314 | -100.0% | Q3 2022 | Nov 10, 2022 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -272,134 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -260,595 | -100.0% | Q3 2022 | Nov 14, 2022 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -196,124 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -192,524 | -100.0% | Q3 2022 | Oct 24, 2022 |
| Candriam S.C.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -189,128 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -164,511 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -157,387 | -100.0% | Q3 2022 | Nov 10, 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -136,196 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -124,600 | -100.0% | Q3 2022 | Nov 09, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -120,112 | -100.0% | Q3 2022 | Nov 14, 2022 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -113,894 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -113,076 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -103,469 | -100.0% | Q3 2022 | Nov 01, 2022 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -102,036 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -84,341 | -100.0% | Q3 2022 | Nov 10, 2022 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -83,050 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -80,198 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -74,040 | -100.0% | Q3 2022 | Nov 10, 2022 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,368 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -71,484 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -67,806 | -100.0% | Q3 2022 | Nov 21, 2022 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -64,493 | -100.0% | Q3 2022 | Nov 14, 2022 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -62,482 | -100.0% | Q3 2022 | Nov 10, 2022 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -48,994 | -100.0% | Q3 2022 | Nov 14, 2022 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -48,000 | -100.0% | Q3 2022 | Nov 15, 2022 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,178 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,939 | -100.0% | Q3 2022 | Nov 04, 2022 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -37,852 | -100.0% | Q3 2022 | Nov 14, 2022 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,723 | -100.0% | Q3 2022 | Nov 02, 2022 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -35,144 | -100.0% | Q3 2022 | Nov 08, 2022 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,248 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,961 | -100.0% | Q3 2022 | May 10, 2024 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.0% | — | -24,000 | -100.0% | Q3 2022 | Nov 08, 2022 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,627 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,042 | -100.0% | Q3 2022 | Nov 03, 2022 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -20,949 | -100.0% | Q3 2022 | Aug 11, 2023 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,498 | -100.0% | Q3 2022 | Nov 14, 2022 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,609 | -100.0% | Q3 2022 | Feb 07, 2025 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -19,109 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,818 | -100.0% | Q3 2022 | Nov 10, 2022 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -15,436 | -100.0% | Q3 2022 | Nov 08, 2022 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,113 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.0% | — | -14,392 | -100.0% | Q3 2022 | Nov 07, 2022 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,469 | -100.0% | Q3 2022 | Nov 02, 2022 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -12,810 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BNP PARIBAS ARBITRAGE, SNC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,514 | -100.0% | Q3 2022 | Nov 16, 2022 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -12,423 | -100.0% | Q3 2022 | Nov 14, 2022 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,306 | -100.0% | Q3 2022 | Nov 14, 2022 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,226 | -100.0% | Q3 2022 | Nov 09, 2022 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -6,795 | -100.0% | Q3 2022 | Nov 09, 2022 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -4,945 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -2,990 | -100.0% | Q3 2022 | Nov 10, 2022 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,584 | -100.0% | Q3 2022 | Nov 10, 2022 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,333 | -100.0% | Q3 2022 | Nov 04, 2022 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,306 | -100.0% | Q3 2022 | Nov 14, 2022 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,124 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -615 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -504 | -100.0% | Q3 2022 | Nov 08, 2022 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -296 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -156 | -100.0% | Q3 2022 | Nov 16, 2022 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2022 | Nov 14, 2022 |