NEOSTEM INC - 640650404
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 627,158 | 4,089 | 0.0% | 0.0% | 1 | +49,970 | 8.66% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | New | 585,973 | 3,821 | 0.0% | — | 2 | +585,973 | New | Q2 2014 | Aug 06, 2014 |
| Iguana Healthcare Management, LLC | History | No change | 200,000 | 1,410 | 0.65% | 0.65% | 3 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 210,050 | 1,370 | 0.0% | 0.0% | 4 | +209,436 | 34110.1% | Q2 2014 | Aug 06, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 145,203 | 1,023 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 91,416 | 644 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | No change | 78,000 | 550 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | New | 71,912 | 469 | 0.0% | — | 8 | +71,912 | New | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 66,423 | 468 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 65,200 | 460 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | No change | 63,500 | 448 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | No change | 62,320 | 439 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 55,647 | 392 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 52,125 | 367 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 50,000 | 353 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 42,429 | 293 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| NORTHERN TRUST CORP | History | No change | 40,579 | 286 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 38,800 | 274 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 32,802 | 231 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 34,700 | 227 | 0.0% | — | 20 | +34,700 | New | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | New | 22,590 | 147 | 0.0% | — | 21 | +22,590 | New | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 21,907 | 143 | 0.0% | 0.0% | 22 | -11,396 | -34.22% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | New | 17,745 | 116 | 0.0% | — | 24 | +17,745 | New | Q2 2014 | Aug 11, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 16,581 | 116 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlueCrest Capital Management LLP | History | No change | 16,300 | 115 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 15,481 | 100 | 0.0% | — | 26 | +15,481 | New | Q2 2014 | Aug 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 13,650 | 96 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | No change | 13,460 | 95 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 13,397 | 94 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 12,179 | 86 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 12,186 | 86 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Rotella Capital Management, Inc. | History | No change | 11,400 | 80 | 0.1% | 0.1% | 32 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| ProShare Advisors LLC | History | New | 11,456 | 75 | 0.0% | — | 33 | +11,456 | New | Q2 2014 | Aug 08, 2014 |
| OXFORD ASSET MANAGEMENT | History | New | 11,083 | 73 | 0.0% | — | 34 | +11,083 | New | Q2 2014 | Jul 16, 2014 |
| BLACKROCK ADVISORS LLC | History | New | 10,036 | 65 | 0.0% | — | 35 | +10,036 | New | Q2 2014 | Aug 06, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 7,478 | 53 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 5,136 | 36 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 3,727 | 24 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 3,013 | 21 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,019 | 13 | 0.0% | — | 40 | +2,019 | New | Q2 2014 | Jul 31, 2014 |
| Hartford Financial Management Inc. | History | New | 1,700 | 11 | 0.01% | — | 41 | +1,700 | New | Q2 2014 | Aug 05, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 1,600 | 10 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Tower Research Capital LLC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 803 | 6 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DAVIDSON D A & CO | History | New | 400 | 2 | 0.0% | — | 46 | +400 | New | Q2 2014 | Jul 29, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 227 | 2 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 203 | 1 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -46,100 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,182 | -100.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q2 2014 | Aug 06, 2014 |