NOVACOPPER INC - 66988K102
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PAULSON & CO INC | History | No change | 5,912,709 | 7,982 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BAUPOST GROUP LLC/MA | History | No change | 5,005,298 | 6,757 | 0.16% | 0.22% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL PLC | History | Reduced | 1,533,000 | 2,070 | 0.01% | 0.01% | 3 | -500,333 | -24.61% | Q1 2014 | May 15, 2014 |
| SUN VALLEY GOLD LLC | History | No change | 865,383 | 1,168 | 0.2% | 0.15% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 649,463 | 877 | 0.0% | 0.0% | 5 | -202 | -0.03% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 638,334 | 862 | 0.0% | 0.0% | 6 | +34,182 | 5.66% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 525,250 | 709 | 0.0% | 0.0% | 7 | -250,116 | -32.26% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | No change | 488,333 | 659 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Added to | 310,055 | 419 | 0.21% | 0.28% | 9 | +10,055 | 3.35% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 286,643 | 379 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 278,554 | 376 | 0.0% | 22.79% | 11 | -715,534 | -71.98% | Q1 2014 | May 15, 2014 |
| ASA Gold & Precious Metals Ltd | History | No change | 205,861 | 278 | 0.14% | 0.17% | 12 | 0 | 0.0% | Q1 2014 | Apr 21, 2014 |
| LOEWS CORP | History | No change | 173,076 | 234 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | No change | 156,055 | 211 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| FNY Managed Accounts LLC | History | New | 114,500 | 155 | 0.41% | — | 15 | +114,500 | New | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Reduced | 95,247 | 129 | 0.0% | 0.0% | 16 | -2,212 | -2.27% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Reduced | 71,827 | 97 | 0.0% | 0.0% | 17 | -522 | -0.72% | Q1 2014 | May 13, 2014 |
| BAILLIE GIFFORD & CO | History | Added to | 47,000 | 63 | 0.0% | 0.0% | 18 | +25,000 | 113.64% | Q1 2014 | May 01, 2014 |
| DAVENPORT & Co LLC | History | Added to | 35,000 | 47 | 0.0% | 0.0% | 19 | +6,000 | 20.69% | Q1 2014 | Apr 21, 2014 |
| UBS AG | History | Added to | 30,750 | 42 | 0.0% | 0.0% | 20 | +4,720 | 18.13% | Q1 2014 | May 16, 2014 |
| Spot Trading L.L.C | History | Added to | 28,080 | 38 | 0.0% | 0.0% | 21 | +16 | 0.06% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Reduced | 25,592 | 34 | 0.0% | 0.0% | 22 | -4,472 | -14.87% | Q1 2014 | May 15, 2014 |
| CITY NATIONAL BANK | History | No change | 24,732 | 33 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| NOMURA HOLDINGS INC | History | New | 10,107 | 14 | 0.0% | — | 24 | +10,107 | New | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 4,558 | 6 | 0.0% | 0.0% | 25 | -49 | -1.06% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,284 | 3 | 0.0% | 0.0% | 26 | -1,779 | -43.79% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Reduced | 2,690 | 3 | 0.0% | 0.0% | 27 | -784 | -22.57% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 1,252 | 2 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| 1832 Asset Management L.P. | History | New | 526 | 1 | 0.0% | — | 30 | +526 | New | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 880 | 1 | 0.0% | 0.0% | 29 | -274 | -23.74% | Q1 2014 | May 12, 2014 |
| BESSEMER GROUP INC | History | No change | 833 | 1 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -103,328 | -100.0% | Q4 2013 | Feb 14, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,626 | -100.0% | Q4 2013 | Feb 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,841 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Aperio Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,752 | -100.0% | Q4 2013 | Jan 30, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,626 | -100.0% | Q4 2013 | Jan 31, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 52 | 0 | — | 0.0% | — | -1,381 | -96.37% | Q1 2014 | May 12, 2014 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | — | — | -350 | -100.0% | Q4 2013 | Feb 11, 2014 |
| FIFTH THIRD BANCORP | History | New | 150 | 0 | — | — | — | +150 | New | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | New | 133 | 0 | — | — | — | +133 | New | Q1 2014 | May 23, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | New | 45 | 0 | — | — | — | +45 | New | Q1 2014 | May 09, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Feb 12, 2014 |
| US BANCORP \DE\ | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 83 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 137 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| ADIRONDACK TRUST CO | History | No change | 125 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 17, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 283 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |