NOVACOPPER INC - 66988K102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PAULSON & CO INC | History | No change | 5,912,709 | 7,982 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BAUPOST GROUP LLC/MA | History | No change | 5,005,298 | 6,757 | 0.16% | 0.16% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL PLC | History | No change | 1,533,000 | 2,070 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUN VALLEY GOLD LLC | History | No change | 865,383 | 1,168 | 0.2% | 0.2% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 649,463 | 877 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 638,334 | 862 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 525,250 | 709 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | No change | 488,333 | 659 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | No change | 310,055 | 419 | 0.21% | 0.21% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 286,643 | 379 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 278,554 | 376 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOEWS CORP | History | No change | 173,076 | 234 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | No change | 156,055 | 211 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| FNY Managed Accounts LLC | History | No change | 114,500 | 155 | 0.41% | 0.41% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 95,247 | 129 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 71,827 | 97 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITY NATIONAL BANK | History | Added to | 49,464 | 54 | 0.0% | 0.0% | 17 | +24,732 | 100.0% | Q2 2014 | Jul 28, 2014 |
| BAILLIE GIFFORD & CO | History | No change | 47,000 | 51 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| DAVENPORT & Co LLC | History | Added to | 41,000 | 44 | 0.0% | 0.0% | 19 | +6,000 | 17.14% | Q2 2014 | Jul 25, 2014 |
| UBS AG | History | No change | 30,750 | 42 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Spot Trading L.L.C | History | No change | 28,080 | 38 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | No change | 25,592 | 34 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 10,107 | 14 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 4,558 | 6 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,284 | 3 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 2,690 | 3 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 1,252 | 2 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| 1832 Asset Management L.P. | History | No change | 526 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BESSEMER GROUP INC | History | No change | 833 | 1 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ASA Gold & Precious Metals Ltd | History | Closed out | 0 | 0 | — | 0.14% | — | -205,861 | -100.0% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 880 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FIFTH THIRD BANCORP | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 83 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 137 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ADIRONDACK TRUST CO | History | No change | 125 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 52 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 283 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 45 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Gemmer Asset Management LLC | History | No change | 133 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 23, 2014 |