NUVEEN EQTY PRM OPPORTUNITYF - 6706EM102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 3,910,456 | 49,193 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | No change | 600,394 | 7,553 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 509,617 | 6,411 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 371,863 | 4,677 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LPL Financial LLC | History | Added to | 266,446 | 3,424 | 0.02% | 0.02% | 5 | +45,496 | 20.59% | Q2 2014 | Aug 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 271,346 | 3,413 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | No change | 226,985 | 2,855 | 0.06% | 0.06% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | No change | 215,586 | 2,712 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gary Goldberg Planning Services Inc | History | Reduced | 138,530 | 1,780 | 0.78% | 0.91% | 9 | -10,330 | -6.94% | Q2 2014 | Aug 06, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 136,999 | 1,723 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | No change | 134,009 | 1,686 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PFG Financial Advisors | History | Added to | 99,165 | 1,274 | 0.41% | 0.3% | 12 | +28,649 | 40.63% | Q2 2014 | Jul 11, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 86,266 | 1,085 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 65,103 | 819 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | No change | 57,319 | 730 | 0.05% | 0.05% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | No change | 53,453 | 672 | 0.11% | 0.11% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | No change | 50,000 | 628 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| David R. Rahn & Associates Inc. | History | No change | 44,730 | 563 | 0.45% | 0.45% | 18 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| ROYAL BANK OF CANADA | History | No change | 43,496 | 547 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OTA Financial Group L.P. | History | No change | 39,290 | 494 | 0.47% | 0.47% | 20 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| Relative Value Partners, LLC | History | No change | 37,350 | 470 | 0.06% | 0.06% | 21 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Janney Montgomery Scott LLC | History | No change | 36,245 | 455 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 34,323 | 441 | 0.01% | 0.01% | 23 | +3,789 | 12.41% | Q2 2014 | Jul 23, 2014 |
| National Planning Corp | History | No change | 26,045 | 335 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 26,396 | 332 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Beaumont Financial Partners, LLC | History | No change | 26,000 | 327 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Apriem Advisors | History | Added to | 22,800 | 293 | 0.11% | 0.11% | 27 | +100 | 0.44% | Q2 2014 | Aug 11, 2014 |
| Whitnell & Co. | History | No change | 19,500 | 251 | 0.11% | 0.11% | 28 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 18,497 | 234 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | No change | 18,169 | 229 | 0.05% | 0.05% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Added to | 14,026 | 180 | 0.02% | 0.03% | 31 | +420 | 3.09% | Q2 2014 | Aug 04, 2014 |
| NORTHERN TRUST CORP | History | No change | 13,984 | 176 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Fort Point Capital Partners, LLC | History | No change | 13,150 | 165 | 0.16% | 0.16% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | No change | 11,832 | 149 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Reduced | 11,140 | 143 | 0.0% | 0.0% | 35 | -2,000 | -15.22% | Q2 2014 | Aug 08, 2014 |
| MARCO INVESTMENT MANAGEMENT LLC | History | No change | 18,650 | 140 | 0.03% | 0.05% | 36 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Placemark Investments, Inc. | History | No change | 11,054 | 139 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,763 | 138 | 0.0% | 0.01% | 38 | -1,173 | -9.83% | Q2 2014 | Jul 25, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 10,500 | 135 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Puplava Financial Services, Inc. | History | No change | 10,000 | 129 | 0.05% | 0.05% | 40 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 6,519 | 84 | 0.05% | — | 41 | +6,519 | New | Q2 2014 | Aug 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 6,006 | 76 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 5,292 | 68 | 0.0% | 0.0% | 43 | -2,710 | -33.87% | Q2 2014 | Aug 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 5,000 | 63 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 4,700 | 59 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DAVIDSON D A & CO | History | Added to | 3,764 | 48 | 0.0% | 0.0% | 46 | +8 | 0.21% | Q2 2014 | Jul 29, 2014 |
| WFG Advisors, LP | History | No change | 3,809 | 48 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| BARCLAYS PLC | History | No change | 3,957 | 47 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | New | 2,900 | 37 | 0.01% | — | 49 | +2,900 | New | Q2 2014 | Jul 31, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 2,775 | 36 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| FIFTH THIRD BANCORP | History | No change | 2,114 | 27 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Edge Wealth Management LLC | History | New | 2,000 | 26 | 0.01% | — | 52 | +2,000 | New | Q2 2014 | Jul 25, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 1,735 | 22 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| KANALY TRUST CO | History | No change | 1,500 | 19 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 1,275 | 15 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 1,000 | 13 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 769 | 10 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Tower Research Capital LLC | History | No change | 804 | 10 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| M&T BANK CORP | History | No change | 300 | 4 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | No change | 339 | 4 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 300 | 4 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 137 | 2 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NORTHERN OAK CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.44% | — | -118,100 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -34,556 | -100.0% | Q2 2014 | Aug 04, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,336 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Legacy Private Trust Co. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,340 | -100.0% | Q2 2014 | Jul 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q2 2014 | Aug 08, 2014 |