NUVEEN CALIF PREM INCOME MUN - 6706L0102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. | History | Reduced | 155,508 | 2,110 | 0.0% | 0.0% | 1 | -27,791 | -15.16% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 41,273 | 559 | 0.0% | 0.0% | 2 | +25,157 | 156.1% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Added to | 38,226 | 519 | 0.0% | 0.0% | 3 | +4,171 | 12.25% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 30,301 | 411 | 0.0% | 0.0% | 4 | +8,015 | 35.96% | Q1 2014 | May 12, 2014 |
| Tortoise Investment Management, LLC | History | New | 25,879 | 351 | 0.16% | — | 5 | +25,879 | New | Q1 2014 | May 02, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 17,476 | 237 | 0.02% | — | 7 | +17,476 | New | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 17,475 | 237 | 0.0% | 0.0% | 6 | +14,475 | 482.5% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | New | 15,760 | 214 | 0.14% | — | 8 | +15,760 | New | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 12,080 | 164 | 0.0% | 0.0% | 9 | +1,939 | 19.12% | Q1 2014 | May 15, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 11,209 | 152 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| UBS AG | History | Added to | 10,596 | 144 | 0.0% | 0.0% | 11 | +66 | 0.63% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 5,000 | 67 | 0.0% | — | 12 | +5,000 | New | Q1 2014 | May 12, 2014 |
| SECURITY NATIONAL TRUST CO | History | New | 4,300 | 58 | 0.02% | — | 13 | +4,300 | New | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 3,020 | 41 | 0.0% | — | 14 | +3,020 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 91 | 1 | 0.0% | 0.0% | 15 | -2,005 | -95.66% | Q1 2014 | May 15, 2014 |
| Carroll Financial Associates, Inc. | History | New | 50 | 1 | 0.0% | — | 16 | +50 | New | Q1 2014 | May 02, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,448 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -520 | -100.0% | Q4 2013 | Jan 31, 2014 |