Nuveen NY Div Adv Munu - 67070A101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 691,774 | 9,041 | 4.17% | 4.06% | 1 | +99,748 | 16.85% | Q1 2014 | May 02, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 154,705 | 2,013 | 0.01% | 0.01% | 2 | +4,385 | 2.92% | Q1 2014 | May 16, 2014 |
| 683 Capital Management, LLC | History | No change | 83,750 | 1,095 | 0.43% | 0.3% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Reduced | 35,449 | 463 | 0.3% | 0.42% | 4 | -17,006 | -32.42% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 25,817 | 338 | 0.0% | 4.55% | 5 | +1,679 | 6.96% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 25,139 | 328 | 0.0% | 0.0% | 6 | -300 | -1.18% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 24,426 | 319 | 0.0% | 0.0% | 7 | +671 | 2.82% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 20,548 | 269 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 16,056 | 210 | 0.0% | 0.0% | 9 | -647 | -3.87% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 14,659 | 192 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 8,114 | 106 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 7,785 | 101 | 0.0% | 0.01% | 12 | -18,986 | -70.92% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 3,387 | 44 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 2,820 | 37 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q1 2014 | Apr 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 1,325 | 17 | 0.0% | 0.0% | 15 | +575 | 76.67% | Q1 2014 | May 12, 2014 |
| CITIGROUP INC | History | Added to | 1,237 | 16 | 0.0% | 0.0% | 16 | +972 | 366.79% | Q1 2014 | May 15, 2014 |
| ARROW FINANCIAL CORP | History | No change | 360 | 5 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -316 | -100.0% | Q4 2013 | Jan 31, 2014 |