Nuveen NY Div Adv Munu - 67070A101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 725,394 | 9,764 | 4.08% | 4.17% | 1 | +33,620 | 4.86% | Q2 2014 | Jul 29, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 154,705 | 2,013 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| 683 Capital Management, LLC | History | No change | 83,750 | 1,095 | 0.43% | 0.43% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 35,449 | 463 | 0.3% | 0.3% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 25,817 | 338 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 25,139 | 328 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 24,426 | 319 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 20,548 | 269 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 16,056 | 210 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 14,659 | 192 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 8,114 | 106 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 7,785 | 101 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 3,387 | 44 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 2,820 | 38 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,325 | 17 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 1,237 | 16 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ARROW FINANCIAL CORP | History | No change | 360 | 5 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |