NUVEEN QUALITY PFD INCOME FD - 67071S101

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
BANK OF AMERICA CORP /DE/ History No change 1,082,142 8,711 0.0% 0.0% 1 0 0.0% Q1 2014 May 15, 2014
Saba Capital Management, L.P. History No change 800,429 6,443 0.36% 0.36% 2 0 0.0% Q1 2014 May 15, 2014
Invesco Ltd. History No change 632,073 5,088 0.0% 0.0% 3 0 0.0% Q1 2014 May 15, 2014
WELLS FARGO & COMPANY/MN History No change 537,966 4,331 0.0% 0.0% 4 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 455,640 3,668 0.0% 0.0% 5 0 0.0% Q1 2014 May 13, 2014
UBS AG History No change 434,555 3,498 0.0% 0.0% 6 0 0.0% Q1 2014 May 16, 2014
LPL Financial LLC History Reduced 324,795 2,764 0.02% 0.02% 7 -10,268 -3.06% Q2 2014 Aug 05, 2014
AQR CAPITAL MANAGEMENT LLC History No change 295,301 2,377 0.01% 0.01% 8 0 0.0% Q1 2014 May 15, 2014
ROYAL BANK OF CANADA History No change 178,059 1,433 0.0% 0.0% 9 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 165,216 1,331 0.0% 0.0% 10 0 0.0% Q1 2014 May 16, 2014
Commonwealth Equity Services, Inc History Added to 150,208 1,278 0.02% 0.02% 11 +3,384 2.3% Q2 2014 Jul 23, 2014
SIT INVESTMENT ASSOCIATES INC History No change 156,619 1,261 0.02% 0.02% 12 0 0.0% Q1 2014 Apr 24, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 135,800 1,093 0.0% 0.0% 13 0 0.0% Q1 2014 May 13, 2014
CREDIT SUISSE AG/ History Reduced 119,329 1,015 0.0% 0.0% 14 -5,375 -4.31% Q2 2014 Aug 11, 2014
Shaker Financial Services, LLC History Added to 112,900 961 0.58% 0.48% 15 +22,770 25.26% Q2 2014 Aug 04, 2014
Raymond James Financial Services Advisors, Inc. History No change 110,125 887 0.05% 0.05% 16 0 0.0% Q1 2014 May 08, 2014
KCG Holdings, Inc. History No change 82,276 662 0.01% 0.01% 17 0 0.0% Q1 2014 May 15, 2014
BAIRD ROBERT W & CO INC /WI/ History Added to 69,932 595 0.01% 0.01% 18 +2,881 4.3% Q2 2014 Aug 08, 2014
Cambridge Investment Research Advisors, Inc. History Reduced 62,560 532 0.02% 0.02% 19 -708 -1.12% Q2 2014 Jul 25, 2014
GOLDMAN SACHS GROUP INC History No change 62,004 499 0.0% 0.0% 20 0 0.0% Q1 2014 May 15, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 56,376 479 0.0% 0.0% 21 +13,192 30.55% Q2 2014 Aug 08, 2014
RAYMOND JAMES & ASSOCIATES History No change 55,614 448 0.0% 0.0% 22 0 0.0% Q1 2014 May 13, 2014
First Allied Advisory Services, Inc. History No change 43,217 345 0.03% 0.03% 23 0 0.0% Q1 2014 May 15, 2014
WOLVERINE ASSET MANAGEMENT LLC History No change 40,887 329 0.01% 0.01% 24 0 0.0% Q1 2014 May 14, 2014
IFC Holdings Incorporated/FL History Reduced 37,062 313 0.06% 0.06% 25 -1,500 -3.89% Q2 2014 Jul 22, 2014
Horizon Kinetics LLC History No change 36,150 291 0.0% 0.0% 26 0 0.0% Q1 2014 May 14, 2014
MetLife Securities, Inc History Added to 33,355 284 0.04% 0.04% 27 +2,000 6.38% Q2 2014 Aug 04, 2014
GREEN SQUARE CAPITAL LLC History No change 31,170 267 0.06% 0.06% 28 0 0.0% Q2 2014 Aug 05, 2014
WEDBUSH MORGAN SECURITIES INC History Reduced 30,401 259 0.04% 0.05% 29 -6,000 -16.48% Q2 2014 Aug 04, 2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD History Added to 28,536 243 0.07% 0.07% 30 +27 0.09% Q2 2014 Jul 10, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 28,946 233 0.01% 0.01% 31 0 0.0% Q1 2014 May 15, 2014
BARCLAYS PLC History No change 28,153 225 0.0% 0.0% 32 0 0.0% Q1 2014 May 15, 2014
KING LUTHER CAPITAL MANAGEMENT CORP History No change 26,927 217 0.0% 0.0% 33 0 0.0% Q1 2014 May 14, 2014
CORNERSTONE ADVISORS INC History No change 26,525 214 0.05% 0.05% 34 0 0.0% Q1 2014 May 07, 2014
Capital Investment Advisors, LLC History Reduced 25,075 213 0.02% 0.03% 35 -650 -2.53% Q2 2014 Jul 30, 2014
OPPENHEIMER & CO INC History No change 25,775 208 0.01% 0.01% 36 0 0.0% Q1 2014 May 09, 2014
CHEMICAL BANK History No change 21,000 169 0.03% 0.03% 37 0 0.0% Q1 2014 May 13, 2014
Mariner Wealth Advisors, LLC History No change 19,059 153 0.02% 0.02% 38 0 0.0% Q1 2014 May 08, 2014
ALLIANCEBERNSTEIN L.P. History No change 18,913 152 0.0% 0.0% 39 0 0.0% Q1 2014 May 13, 2014
Pine River Capital Management L.P. History No change 17,420 140 0.0% 0.0% 40 0 0.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History No change 15,774 127 0.0% 0.0% 41 0 0.0% Q1 2014 May 14, 2014
SCOTIA CAPITAL INC. History No change 15,300 123 0.0% 0.0% 42 0 0.0% Q1 2014 May 14, 2014
SHUFRO ROSE & CO LLC History No change 14,300 121 0.01% 0.01% 43 0 0.0% Q2 2014 Jul 31, 2014
WealthTrust Axiom LLC History No change 11,900 101 0.03% 0.03% 44 0 0.0% Q2 2014 Aug 01, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 11,808 95 0.13% 0.13% 45 0 0.0% Q1 2014 May 13, 2014
CLIFFORD SWAN INVESTMENT COUNSEL LLC History No change 10,400 89 0.01% 0.01% 46 0 0.0% Q2 2014 Aug 07, 2014
TCI Wealth Advisors, Inc. History New 10,000 85 0.05% — 47 +10,000 New Q2 2014 Aug 11, 2014
National Asset Management, Inc. History No change 8,702 70 0.02% 0.02% 48 0 0.0% Q1 2014 May 02, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 5,000 43 0.0% 0.0% 49 -2,000 -28.57% Q2 2014 Aug 08, 2014
FIFTH THIRD BANCORP History No change 4,769 38 0.0% 0.0% 50 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 4,247 35 0.0% 0.0% 51 0 0.0% Q1 2014 May 15, 2014
WFG Advisors, LP History No change 3,502 28 0.01% 0.01% 52 0 0.0% Q1 2014 Apr 24, 2014
First City Capital Management, Inc. History No change 3,475 27 0.02% 0.02% 53 0 0.0% Q1 2014 May 19, 2014
Creative Planning History No change 2,751 22 0.0% 0.0% 54 0 0.0% Q1 2014 Apr 11, 2014
US BANCORP \DE\ History No change 2,150 17 0.0% 0.0% 55 0 0.0% Q1 2014 May 14, 2014
Bartlett & Co. LLC History No change 2,043 17 0.0% 0.0% 56 0 0.0% Q2 2014 Aug 01, 2014
FineMark National Bank & Trust History No change 2,000 16 0.0% 0.0% 57 0 0.0% Q1 2014 May 13, 2014
Tower Research Capital LLC History No change 1,000 8 0.0% 0.0% 58 0 0.0% Q1 2014 May 02, 2014
Winfield Associates, Inc. History No change 1,000 8 0.01% 0.01% 59 0 0.0% Q2 2014 Jul 28, 2014
Financial Architects, Inc History New 500 4 0.0% — 60 +500 New Q2 2014 Aug 06, 2014
People's United Financial, Inc. History No change 250 2 0.0% 0.0% 61 0 0.0% Q1 2014 May 14, 2014
MUFG Americas Holdings Corp History No change 125 1 0.0% 0.0% 62 0 0.0% Q2 2014 Aug 05, 2014
ENVESTNET ASSET MANAGEMENT INC History No change 91 1 0.0% 0.0% 63 0 0.0% Q1 2014 May 12, 2014
Diversified Investment Strategies, LLC History Closed out 0 0 — 0.94% — -144,600 -100.0% Q2 2014 Jul 21, 2014
TFS CAPITAL LLC History Closed out 0 0 — 0.05% — -88,416 -100.0% Q2 2014 Jul 21, 2014
DAVENPORT & Co LLC History Closed out 0 0 — 0.0% — -15,240 -100.0% Q2 2014 Jul 25, 2014
Argentus Capital Management, LLC History Closed out 0 0 — 0.03% — -12,870 -100.0% Q2 2014 Jul 21, 2014
MONROE BANK & TRUST/MI History Closed out 0 0 — 0.01% — -3,175 -100.0% Q2 2014 Jul 31, 2014