NUVEEN QUALITY PFD INCOME FD - 67071S101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 324,795 | 2,764 | 0.02% | 0.02% | 1 | -10,268 | -3.06% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 150,208 | 1,278 | 0.02% | 0.02% | 2 | +3,384 | 2.3% | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 119,329 | 1,015 | 0.0% | 0.0% | 3 | -5,375 | -4.31% | Q2 2014 | Aug 11, 2014 |
| Shaker Financial Services, LLC | History | Added to | 112,900 | 961 | 0.58% | 0.48% | 4 | +22,770 | 25.26% | Q2 2014 | Aug 04, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 69,932 | 595 | 0.01% | 0.01% | 5 | +2,881 | 4.3% | Q2 2014 | Aug 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 62,560 | 532 | 0.02% | 0.02% | 6 | -708 | -1.12% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 56,376 | 479 | 0.0% | 0.0% | 7 | +13,192 | 30.55% | Q2 2014 | Aug 08, 2014 |
| IFC Holdings Incorporated/FL | History | Reduced | 37,062 | 313 | 0.06% | 0.06% | 8 | -1,500 | -3.89% | Q2 2014 | Jul 22, 2014 |
| MetLife Securities, Inc | History | Added to | 33,355 | 284 | 0.04% | 0.04% | 9 | +2,000 | 6.38% | Q2 2014 | Aug 04, 2014 |
| GREEN SQUARE CAPITAL LLC | History | No change | 31,170 | 267 | 0.06% | 0.06% | 10 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 30,401 | 259 | 0.04% | 0.05% | 11 | -6,000 | -16.48% | Q2 2014 | Aug 04, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Added to | 28,536 | 243 | 0.07% | 0.07% | 12 | +27 | 0.09% | Q2 2014 | Jul 10, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 25,075 | 213 | 0.02% | 0.03% | 13 | -650 | -2.53% | Q2 2014 | Jul 30, 2014 |
| SHUFRO ROSE & CO LLC | History | No change | 14,300 | 121 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| WealthTrust Axiom LLC | History | No change | 11,900 | 101 | 0.03% | 0.03% | 15 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 10,400 | 89 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 10,000 | 85 | 0.05% | — | 17 | +10,000 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 5,000 | 43 | 0.0% | 0.0% | 18 | -2,000 | -28.57% | Q2 2014 | Aug 08, 2014 |
| Bartlett & Co. LLC | History | No change | 2,043 | 17 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winfield Associates, Inc. | History | No change | 1,000 | 8 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Financial Architects, Inc | History | New | 500 | 4 | 0.0% | — | 21 | +500 | New | Q2 2014 | Aug 06, 2014 |
| MUFG Americas Holdings Corp | History | No change | 125 | 1 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,082,142 | -100.0% | Q1 2014 | May 15, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.36% | — | -800,429 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -632,073 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -537,966 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -455,640 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -434,555 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -295,301 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -178,059 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -165,216 | -100.0% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -156,619 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Diversified Investment Strategies, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -144,600 | -100.0% | Q1 2014 | May 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -135,800 | -100.0% | Q1 2014 | May 13, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -110,125 | -100.0% | Q1 2014 | May 08, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -88,416 | -100.0% | Q1 2014 | May 05, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -82,276 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,004 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -55,614 | -100.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -43,217 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,887 | -100.0% | Q1 2014 | May 14, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,150 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -28,946 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,153 | -100.0% | Q1 2014 | May 15, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,927 | -100.0% | Q1 2014 | May 14, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.05% | — | -26,525 | -100.0% | Q1 2014 | May 07, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,775 | -100.0% | Q1 2014 | May 09, 2014 |
| CHEMICAL BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -21,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -19,059 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,913 | -100.0% | Q1 2014 | May 13, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,420 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,774 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,300 | -100.0% | Q1 2014 | May 14, 2014 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,240 | -100.0% | Q1 2014 | Apr 21, 2014 |
| Argentus Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,870 | -100.0% | Q1 2014 | Apr 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.13% | — | -11,808 | -100.0% | Q1 2014 | May 13, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,702 | -100.0% | Q1 2014 | May 02, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,769 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,247 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,502 | -100.0% | Q1 2014 | Apr 24, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,475 | -100.0% | Q1 2014 | May 19, 2014 |
| MONROE BANK & TRUST/MI | History | Closed out | 0 | 0 | — | 0.01% | — | -3,175 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,751 | -100.0% | Q1 2014 | Apr 11, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,150 | -100.0% | Q1 2014 | May 14, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 02, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q1 2014 | May 12, 2014 |