NUVEEN QUALITY PFD INC FD 3 - 67072W101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Added to | 874,964 | 7,595 | 2.17% | 2.11% | 1 | +11,515 | 1.33% | Q2 2014 | Jul 10, 2014 |
| Saba Capital Management, L.P. | History | No change | 592,219 | 4,957 | 0.28% | 0.28% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 343,372 | 2,874 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Oxbow Advisors, LLC | History | Added to | 262,819 | 2,281 | 0.3% | 0.24% | 4 | +66,581 | 33.93% | Q2 2014 | Jul 18, 2014 |
| UBS AG | History | No change | 264,971 | 2,218 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 247,245 | 2,069 | 0.17% | 0.17% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 185,621 | 1,554 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| MORGAN STANLEY | History | No change | 171,466 | 1,435 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | No change | 168,994 | 1,414 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 150,425 | 1,306 | 0.0% | 0.0% | 10 | +3,442 | 2.34% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 145,865 | 1,266 | 0.01% | 0.01% | 11 | -341 | -0.23% | Q2 2014 | Aug 05, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 140,530 | 1,176 | 0.28% | 0.28% | 12 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 118,200 | 992 | 0.07% | 0.07% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | No change | 111,755 | 970 | 0.59% | 0.61% | 14 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 113,462 | 950 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | History | No change | 103,572 | 867 | 0.26% | 0.26% | 16 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | No change | 95,405 | 798 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 93,659 | 784 | 0.46% | 0.46% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 90,355 | 756 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 89,649 | 750 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Arete Wealth Advisors, LLC | History | No change | 77,449 | 648 | 0.6% | 0.6% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 75,338 | 631 | 0.94% | 0.94% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 74,319 | 622 | 0.41% | 0.41% | 23 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Global Endowment Management, LP | History | No change | 60,000 | 502 | 0.08% | 0.08% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 54,073 | 453 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 52,391 | 438 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| TFS CAPITAL LLC | History | Added to | 42,149 | 366 | 0.03% | 0.02% | 27 | +13,274 | 45.97% | Q2 2014 | Jul 21, 2014 |
| Pine River Capital Management L.P. | History | No change | 29,492 | 248 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHUFRO ROSE & CO LLC | History | No change | 16,450 | 142 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 16,974 | 142 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Horizon Kinetics LLC | History | No change | 12,920 | 108 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 11,100 | 93 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Added to | 7,000 | 61 | 0.01% | 0.01% | 33 | +2,000 | 40.0% | Q2 2014 | Aug 04, 2014 |
| CITY HOLDING CO | History | No change | 4,500 | 38 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 3,024 | 25 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,200 | 18 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | No change | 2,000 | 17 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,800 | 15 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Somerset Trust Co | History | No change | 1,500 | 13 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Clearbridge Investments, LLC | History | No change | 1,000 | 8 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | No change | 700 | 6 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MUFG Americas Holdings Corp | History | No change | 360 | 3 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WFG Advisors, LP | History | No change | 377 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Winfield Associates, Inc. | History | No change | 229 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| MONROE BANK & TRUST/MI | History | Closed out | 0 | 0 | — | 0.01% | — | -3,200 | -100.0% | Q2 2014 | Jul 31, 2014 |
| Gradient Investments LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |