NUVEEN BUILD AMERICA BOND OPPT - 67074Q102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 481,445 | 10,366 | 4.33% | 3.95% | 1 | +64,026 | 15.34% | Q2 2014 | Jul 29, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 300,538 | 6,161 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 276,795 | 5,674 | 0.1% | 0.1% | 3 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Oxbow Advisors, LLC | History | Added to | 231,443 | 4,983 | 0.66% | 0.7% | 4 | +374 | 0.16% | Q2 2014 | Jul 18, 2014 |
| 1607 Capital Partners, LLC | History | No change | 233,755 | 4,792 | 0.37% | 0.37% | 5 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 226,971 | 4,653 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 212,626 | 4,359 | 0.35% | 0.35% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Karpus Management, Inc. | History | No change | 209,856 | 4,302 | 0.22% | 0.22% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 118,269 | 2,425 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | No change | 113,044 | 2,317 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 62,836 | 1,288 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 56,487 | 1,158 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Private Advisor Group, LLC | History | Reduced | 48,425 | 1,043 | 0.09% | 0.12% | 13 | -7,300 | -13.1% | Q2 2014 | Aug 08, 2014 |
| HighVista Strategies LLC | History | No change | 46,863 | 989 | 0.13% | 0.13% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 29,074 | 596 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST FOUNDATION ADVISORS | History | No change | 27,710 | 568 | 0.07% | 0.07% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 22,166 | 454 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | No change | 17,725 | 382 | 0.0% | 0.01% | 18 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Veritable, L.P. | History | No change | 18,037 | 370 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 17,713 | 363 | 0.21% | 0.21% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LPL Financial LLC | History | Reduced | 13,791 | 297 | 0.0% | 0.0% | 21 | -14,739 | -51.66% | Q2 2014 | Aug 05, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 9,813 | 201 | 0.27% | 0.27% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 6,512 | 133 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 2,600 | 53 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 1,550 | 31 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | No change | 1,526 | 31 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| SIGNATUREFD, LLC | History | No change | 1,400 | 29 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2014 | May 16, 2014 |