NUVEEN BUILD AMERICA BOND OPPT - 67074Q102
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 417,419 | 8,557 | 3.95% | 2.67% | 1 | +166,842 | 66.58% | Q1 2014 | May 02, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 300,538 | 6,161 | 0.0% | 0.0% | 2 | -6,402 | -2.09% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 276,795 | 5,674 | 0.1% | 0.08% | 3 | +59,500 | 27.38% | Q1 2014 | Apr 24, 2014 |
| 1607 Capital Partners, LLC | History | Added to | 233,755 | 4,792 | 0.37% | 0.34% | 4 | +22,900 | 10.86% | Q1 2014 | May 12, 2014 |
| Oxbow Advisors, LLC | History | Reduced | 231,069 | 4,737 | 0.7% | 0.63% | 5 | -317 | -0.14% | Q1 2014 | Apr 21, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Reduced | 226,971 | 4,653 | 0.03% | 0.03% | 6 | -5,777 | -2.48% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 212,626 | 4,359 | 0.35% | 0.32% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Karpus Management, Inc. | History | Reduced | 209,856 | 4,302 | 0.22% | 0.24% | 8 | -11,423 | -5.16% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 118,269 | 2,425 | 0.0% | 0.0% | 9 | -1,702 | -1.42% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Added to | 113,044 | 2,317 | 0.0% | 0.0% | 10 | +28,320 | 33.43% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 62,836 | 1,288 | 0.0% | 0.0% | 11 | -1,773 | -2.74% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 56,487 | 1,158 | 0.0% | 0.0% | 12 | -8,191 | -12.66% | Q1 2014 | May 16, 2014 |
| Private Advisor Group, LLC | History | Added to | 55,725 | 1,142 | 0.12% | 0.02% | 13 | +38,809 | 229.42% | Q1 2014 | May 15, 2014 |
| HighVista Strategies LLC | History | No change | 46,863 | 989 | 0.13% | 0.16% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 29,074 | 596 | 0.0% | 9.29% | 15 | -2,640 | -8.32% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 28,530 | 585 | 0.0% | 0.0% | 16 | +834 | 3.01% | Q1 2014 | May 12, 2014 |
| FIRST FOUNDATION ADVISORS | History | No change | 27,710 | 568 | 0.07% | 0.07% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Added to | 22,166 | 454 | 0.0% | 0.0% | 18 | +464 | 2.14% | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | Added to | 18,037 | 370 | 0.01% | 0.01% | 19 | +13 | 0.07% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 17,713 | 363 | 0.21% | 0.29% | 21 | -8,052 | -31.25% | Q1 2014 | May 14, 2014 |
| Commonwealth Equity Services, Inc | History | No change | 17,725 | 363 | 0.01% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 9,813 | 201 | 0.27% | — | 22 | +9,813 | New | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 6,512 | 133 | 0.0% | — | 23 | +6,512 | New | Q1 2014 | May 13, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 2,600 | 53 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 1,550 | 31 | 0.0% | — | 25 | +1,550 | New | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Reduced | 1,526 | 31 | 0.0% | 0.01% | 26 | -84 | -5.22% | Q1 2014 | May 02, 2014 |
| SIGNATUREFD, LLC | History | New | 1,400 | 29 | 0.01% | — | 27 | +1,400 | New | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,442 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.09% | — | -18,441 | -100.0% | Q4 2013 | Feb 10, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,055 | -100.0% | Q4 2013 | Feb 14, 2014 |