Nuveen High Income 2020 Target Term Fund - 67075L102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | History | Reduced | 1,881,845 | 17,791 | 1.1% | 1.42% | 1 | -242,965 | -11.43% | Q3 2020 | Nov 13, 2020 |
| MORGAN STANLEY | History | Reduced | 1,140,542 | 10,783 | 0.0% | 0.0% | 2 | -59,296 | -4.94% | Q3 2020 | Nov 13, 2020 |
| Baird Financial Group, Inc. | History | Added to | 185,791 | 1,756 | 0.01% | 0.01% | 3 | +2,284 | 1.24% | Q3 2020 | Nov 12, 2020 |
| WELLS FARGO & COMPANY/MN | History | Added to | 112,478 | 1,064 | 0.0% | 0.0% | 4 | +7,596 | 7.24% | Q3 2020 | Nov 05, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 112,167 | 1,060 | 0.0% | 0.0% | 5 | +80,274 | 251.7% | Q3 2020 | Nov 16, 2020 |
| D.A. DAVIDSON & CO. | History | Added to | 99,008 | 936 | 0.02% | 0.02% | 6 | +6,160 | 6.63% | Q3 2020 | Nov 02, 2020 |
| ROYAL BANK OF CANADA | History | Added to | 79,567 | 752 | 0.0% | 0.0% | 7 | +4,230 | 5.61% | Q3 2020 | Nov 16, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 73,891 | 699 | 0.0% | 0.0% | 8 | +8,016 | 12.17% | Q3 2020 | Oct 09, 2020 |
| Stratos Wealth Partners, LTD. | History | Reduced | 64,993 | 614 | 0.02% | 0.02% | 9 | -3,995 | -5.79% | Q3 2020 | Oct 29, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 59,602 | 563 | 0.0% | 0.0% | 10 | +1,744 | 3.01% | Q3 2020 | Nov 05, 2020 |
| TRUIST FINANCIAL CORP | History | Added to | 45,322 | 428 | 0.0% | 0.0% | 11 | +428 | 0.95% | Q3 2020 | Nov 05, 2021 |
| M&T BANK CORP | History | No change | 35,528 | 336 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q3 2020 | Nov 06, 2020 |
| LPL Financial LLC | History | Reduced | 34,098 | 322 | 0.0% | 0.0% | 13 | -5,000 | -12.79% | Q3 2020 | Nov 09, 2020 |
| Steward Partners Investment Advisory, LLC | History | Added to | 31,896 | 302 | 0.01% | 0.01% | 14 | +1,792 | 5.95% | Q3 2020 | Oct 30, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 18,134 | 171 | 0.0% | 0.0% | 15 | -761 | -4.03% | Q3 2020 | Nov 13, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 15,908 | 150 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| UBS Group AG | History | Added to | 12,306 | 116 | 0.0% | 0.0% | 17 | +1,527 | 14.17% | Q3 2020 | Nov 12, 2020 |
| CITIGROUP INC | History | No change | 1,500 | 14 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q3 2020 | Nov 12, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,927 | -100.0% | Q2 2020 | Aug 13, 2020 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -444 | -100.0% | Q2 2020 | Aug 17, 2020 |