Nuveen Corporate Income November 2021 Target Term Fund - 67077N106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 3,596,216 | 33,733 | 0.0% | 0.01% | 1 | -755,695 | -17.36% | Q3 2021 | Nov 15, 2021 |
| Integrated Wealth Concepts LLC | History | Added to | 2,038,464 | 19,121 | 0.62% | 0.63% | 2 | +141,538 | 7.46% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 693,617 | 6,506 | 0.0% | 0.0% | 3 | -111,897 | -13.89% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Reduced | 484,121 | 4,541 | 0.0% | 0.0% | 4 | -34,932 | -6.73% | Q3 2021 | Nov 15, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 333,481 | 3,128 | 0.0% | 0.0% | 5 | -46,175 | -12.16% | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 314,880 | 2,954 | 0.0% | 0.0% | 6 | -17,905 | -5.38% | Q3 2021 | Nov 15, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 247,038 | 2,317 | 0.0% | 0.0% | 7 | -37,479 | -13.17% | Q3 2021 | Nov 05, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 222,658 | 2,089 | 0.0% | 0.0% | 8 | -16,600 | -6.94% | Q3 2021 | Nov 15, 2021 |
| Steward Partners Investment Advisory, LLC | History | Added to | 134,989 | 1,266 | 0.02% | 0.02% | 9 | +3,793 | 2.89% | Q3 2021 | Nov 12, 2021 |
| DAVENPORT & Co LLC | History | New | 108,300 | 1,016 | 0.01% | — | 10 | +108,300 | New | Q3 2021 | Oct 14, 2021 |
| D.A. DAVIDSON & CO. | History | Reduced | 95,524 | 896 | 0.01% | 0.01% | 11 | -840 | -0.87% | Q3 2021 | Nov 15, 2021 |
| LPL Financial LLC | History | Reduced | 91,330 | 857 | 0.0% | 0.0% | 12 | -5,896 | -6.06% | Q3 2021 | Nov 15, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 84,910 | 796 | 0.0% | 0.0% | 13 | +74,536 | 718.49% | Q3 2021 | Nov 15, 2021 |
| JANE STREET GROUP, LLC | History | New | 84,222 | 790 | 0.0% | — | 14 | +84,222 | New | Q3 2021 | Nov 16, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 60,238 | 565 | 0.0% | 0.0% | 15 | -224 | -0.37% | Q3 2021 | Oct 29, 2021 |
| Creative Planning | History | New | 55,514 | 521 | 0.0% | — | 16 | +55,514 | New | Q3 2021 | Nov 10, 2021 |
| Stratos Wealth Partners, LTD. | History | No change | 39,247 | 368 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q3 2021 | Oct 19, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 26,611 | 250 | 0.0% | 0.0% | 18 | -2,978 | -10.06% | Q3 2021 | Nov 05, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 21,055 | 198 | 0.13% | 0.0% | 19 | -5,180 | -19.74% | Q3 2021 | Mar 11, 2022 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 21,034 | 197 | 0.01% | 0.01% | 20 | -4,036 | -16.1% | Q3 2021 | Jul 26, 2022 |
| STEPHENS INC /AR/ | History | No change | 17,500 | 164 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2021 | Oct 27, 2021 |
| Kingsview Wealth Management, LLC | History | No change | 16,331 | 153 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q3 2021 | Dec 03, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 16,079 | 151 | 0.0% | 0.0% | 23 | +444 | 2.84% | Q3 2021 | Oct 07, 2021 |
| Kestra Advisory Services, LLC | History | Reduced | 13,671 | 128 | 0.0% | 0.0% | 24 | -1,239 | -8.31% | Q3 2021 | Jul 25, 2022 |
| Snowden Capital Advisors LLC | History | Added to | 10,124 | 94 | 0.0% | 0.0% | 25 | +14 | 0.14% | Q3 2021 | Feb 06, 2024 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,500 | 14 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| US BANCORP \DE\ | History | New | 1,185 | 11 | 0.0% | — | 27 | +1,185 | New | Q3 2021 | Nov 10, 2021 |
| SRS Capital Advisors, Inc. | History | New | 572 | 5 | 0.0% | — | 28 | +572 | New | Q3 2021 | Nov 05, 2021 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -67,449 | -100.0% | Q2 2021 | Aug 02, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,372 | -100.0% | Q2 2021 | Aug 13, 2021 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2021 | Aug 10, 2021 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | — | — | -43 | -100.0% | Q2 2021 | Jul 28, 2021 |