NUVERRA ENVIRONMENTAL SOLUTI - 67091K203
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Boston Partners | History | Reduced | 1,081,740 | 21,754 | 0.04% | 0.04% | 1 | -83,456 | -7.16% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 949,576 | 19,095 | 0.0% | 0.0% | 2 | +901 | 0.09% | Q2 2014 | Aug 11, 2014 |
| River Road Asset Management, LLC | History | Reduced | 748,572 | 15,054 | 0.2% | 0.17% | 3 | -45,495 | -5.73% | Q2 2014 | Aug 08, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 668,347 | 13,560 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Water Asset Management LLC | History | No change | 667,398 | 13,542 | 7.0% | 7.0% | 5 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 461,799 | 9,286 | 0.01% | 0.01% | 6 | +4,164 | 0.91% | Q2 2014 | Aug 08, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | No change | 409,998 | 8,319 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 369,952 | 7,440 | 0.0% | 0.0% | 8 | +12,996 | 3.64% | Q2 2014 | Aug 06, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 284,509 | 5,773 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 238,599 | 4,840 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| REGIONS FINANCIAL CORP | History | No change | 236,420 | 4,754 | 0.06% | 0.06% | 11 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| GLG Partners LP | History | No change | 217,500 | 4,389 | 0.09% | 0.09% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KBC Group NV | History | Added to | 195,951 | 3,941 | 0.05% | 0.05% | 13 | +42,325 | 27.55% | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 190,473 | 3,830 | 0.0% | 0.0% | 14 | +4,163 | 2.23% | Q2 2014 | Aug 06, 2014 |
| NORTHERN TRUST CORP | History | No change | 185,330 | 3,760 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 168,709 | 3,422 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | No change | 143,300 | 2,908 | 0.66% | 0.66% | 17 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 143,214 | 2,906 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | No change | 136,200 | 2,763 | 0.13% | 0.13% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STELLIAM INVESTMENT MANAGEMENT, LP | History | No change | 120,000 | 2,435 | 0.08% | 0.08% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Reduced | 108,717 | 1,930 | 0.22% | 0.25% | 21 | -7,600 | -6.53% | Q2 2014 | Aug 08, 2014 |
| WYNNEFIELD CAPITAL INC | History | No change | 94,419 | 1,915 | 0.94% | 0.94% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 93,939 | 1,880 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | No change | 88,107 | 1,788 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Orca Investment Management, LLC | History | Added to | 84,480 | 1,699 | 1.34% | 1.31% | 25 | +6,643 | 8.53% | Q2 2014 | Aug 05, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 77,956 | 1,582 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SOPHROSYNE CAPITAL LLC | History | No change | 77,400 | 1,571 | 1.38% | 1.38% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 76,947 | 1,561 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 70,141 | 1,423 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | No change | 67,549 | 1,370 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | No change | 62,300 | 1,264 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 59,300 | 1,203 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 56,995 | 1,156 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | No change | 56,930 | 1,155 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| Woodbine Capital Advisors LP | History | No change | 55,000 | 1,116 | 1.12% | 1.12% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 52,663 | 1,069 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 49,985 | 1,015 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 49,770 | 1,010 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 49,050 | 986 | 0.0% | 0.0% | 39 | +1,268 | 2.65% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | No change | 48,859 | 983 | 0.07% | 0.07% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 46,873 | 943 | 0.0% | 0.0% | 41 | -8,535 | -15.4% | Q2 2014 | Aug 11, 2014 |
| CITADEL ADVISORS LLC | History | No change | 39,122 | 794 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 34,937 | 703 | 0.0% | 0.0% | 43 | -320 | -0.91% | Q2 2014 | Jul 30, 2014 |
| Integre Advisors | History | No change | 34,298 | 696 | 0.15% | 0.15% | 44 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Added to | 31,377 | 631 | 0.09% | 0.08% | 45 | +3,204 | 11.37% | Q2 2014 | Jul 23, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 31,409 | 616 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 28,377 | 575 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 27,600 | 555 | 0.01% | 0.01% | 48 | -9,800 | -26.2% | Q2 2014 | Jul 23, 2014 |
| BlackRock Group LTD | History | Reduced | 26,955 | 542 | 0.0% | 0.0% | 49 | -9,582 | -26.23% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 25,865 | 525 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 25,753 | 523 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 25,000 | 503 | 0.07% | 0.07% | 52 | +9,450 | 60.77% | Q2 2014 | Aug 11, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | New | 23,255 | 468 | 0.05% | — | 53 | +23,255 | New | Q2 2014 | Aug 08, 2014 |
| UBS AG | History | No change | 22,356 | 453 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| TEACHERS ADVISORS INC | History | No change | 20,586 | 418 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 20,177 | 406 | 0.0% | 0.0% | 56 | -430 | -2.09% | Q2 2014 | Aug 05, 2014 |
| Marshall Wace LLP | History | No change | 18,636 | 378 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 17,910 | 360 | 0.0% | 0.0% | 58 | +246 | 1.39% | Q2 2014 | Aug 06, 2014 |
| CARL DOMINO INC | History | Reduced | 17,500 | 352 | 0.18% | 0.26% | 59 | -6,500 | -27.08% | Q2 2014 | Jul 08, 2014 |
| Swiss National Bank | History | No change | 17,250 | 347 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Cutter & CO Brokerage, Inc. | History | Reduced | 15,992 | 322 | 0.12% | 0.13% | 62 | -760 | -4.54% | Q2 2014 | Jul 31, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 18,981 | 322 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | No change | 15,811 | 321 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 15,900 | 320 | 0.0% | 0.0% | 64 | +4,122 | 35.0% | Q2 2014 | Aug 07, 2014 |
| Baker Avenue Asset Management, LP | History | No change | 14,520 | 295 | 0.05% | 0.05% | 65 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | No change | 12,989 | 261 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 12,862 | 261 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 12,666 | 257 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 12,656 | 254 | 0.0% | 0.0% | 69 | +127 | 1.01% | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 12,578 | 253 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 12,270 | 249 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 12,207 | 248 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BOLTON LP | History | No change | 11,520 | 234 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Added to | 11,569 | 233 | 0.0% | 0.0% | 74 | +444 | 3.99% | Q2 2014 | Aug 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 11,373 | 231 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 11,347 | 230 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 10,575 | 215 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITY NATIONAL BANK | History | New | 10,310 | 207 | 0.0% | — | 78 | +10,310 | New | Q2 2014 | Jul 28, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 10,000 | 201 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | No change | 9,960 | 200 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 8,949 | 182 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 6,439 | 129 | 0.0% | 0.0% | 82 | -964 | -13.02% | Q2 2014 | Aug 06, 2014 |
| CITIGROUP INC | History | No change | 5,913 | 120 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 5,802 | 118 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| BlackRock Inc. | History | Added to | 4,056 | 81 | 0.0% | 0.0% | 85 | +224 | 5.85% | Q2 2014 | Aug 06, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 1,923 | 75 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 2,800 | 56 | 0.04% | 0.03% | 87 | +700 | 33.33% | Q2 2014 | Jul 17, 2014 |
| Parallax Volatility Advisers, LLC | History | No change | 2,618 | 53 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 2,000 | 41 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| HAP Trading, LLC | History | No change | 25,000 | 36 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,288 | 26 | 0.0% | — | 91 | +1,288 | New | Q2 2014 | Jul 31, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 650 | 13 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 581 | 12 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 609 | 12 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Added to | 550 | 11 | 0.0% | 0.0% | 95 | +90 | 19.57% | Q2 2014 | Jul 29, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 500 | 10 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Tower Research Capital LLC | History | No change | 357 | 7 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | No change | 250 | 5 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 270 | 5 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 200 | 4 | 0.0% | — | 102 | +200 | New | Q2 2014 | Aug 05, 2014 |
| US BANCORP \DE\ | History | No change | 200 | 4 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SIGNATUREFD, LLC | History | No change | 200 | 4 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | No change | 21,000 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Financial Architects, Inc | History | New | 40 | 1 | 0.0% | — | 106 | +40 | New | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 67 | 1 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FineMark National Bank & Trust | History | No change | 36 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,433 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,800 | -100.0% | Q2 2014 | Jul 08, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q2 2014 | Jul 29, 2014 |
| North Star Investment Management Corp. | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |