NUVEEN MUNICIPAL OPPORTUNITY - 670984103

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 957,732 13,178 0.03% 0.03% 1 0 0.0% Q1 2014 May 13, 2014
UBS AG History No change 822,457 11,317 0.01% 0.01% 2 0 0.0% Q1 2014 May 16, 2014
Oxbow Advisors, LLC History Added to 725,533 10,237 1.36% 1.43% 3 +23,972 3.42% Q2 2014 Jul 18, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 584,985 8,049 0.66% 0.66% 4 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 483,186 6,649 0.0% 0.0% 5 0 0.0% Q1 2014 May 13, 2014
LPL Financial LLC History Added to 298,763 4,216 0.02% 0.02% 6 +13,489 4.73% Q2 2014 Aug 05, 2014
WELLS FARGO & COMPANY/MN History No change 273,300 3,762 0.0% 0.0% 7 0 0.0% Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History No change 242,228 3,333 0.0% 0.0% 8 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 234,611 3,228 0.01% 0.01% 9 0 0.0% Q1 2014 May 16, 2014
BB&T SECURITIES, LLC History No change 22,813 3,218 0.01% 0.01% 10 0 0.0% Q2 2014 Jul 11, 2014
GOLDMAN SACHS GROUP INC History No change 229,895 3,163 0.0% 0.0% 11 0 0.0% Q1 2014 May 15, 2014
JAMES INVESTMENT RESEARCH INC History Added to 219,915 3,103 0.1% 0.09% 12 +18,300 9.08% Q2 2014 Jul 22, 2014
Creative Planning History No change 216,637 2,981 0.04% 0.04% 13 0 0.0% Q1 2014 Apr 11, 2014
Richard C. Young & CO., LTD. History No change 208,175 2,864 0.61% 0.61% 14 0 0.0% Q1 2014 May 12, 2014
Advisors Asset Management, Inc. History No change 203,436 2,799 0.04% 0.04% 15 0 0.0% Q1 2014 May 15, 2014
MARINER INVESTMENT GROUP LLC History No change 202,789 2,790 0.61% 0.61% 16 0 0.0% Q1 2014 May 14, 2014
Capital Investment Advisors, LLC History Added to 159,994 2,258 0.26% 0.27% 17 +1,433 0.9% Q2 2014 Jul 30, 2014
Global Endowment Management, LP History No change 143,300 1,972 0.31% 0.31% 18 0 0.0% Q1 2014 May 15, 2014
STIFEL FINANCIAL CORP History No change 124,176 1,709 0.02% 0.02% 19 0 0.0% Q1 2014 May 15, 2014
First Allied Advisory Services, Inc. History No change 117,390 1,619 0.12% 0.12% 20 0 0.0% Q1 2014 May 15, 2014
AQR CAPITAL MANAGEMENT LLC History No change 116,844 1,608 0.0% 0.0% 21 0 0.0% Q1 2014 May 15, 2014
Atlantic Trust Group, LLC History No change 115,460 1,579 0.01% 0.01% 22 0 0.0% Q1 2014 May 14, 2014
GOODWIN DANIEL L History No change 102,666 1,412 0.26% 0.26% 23 0 0.0% Q1 2014 May 15, 2014
Veritable, L.P. History No change 91,490 1,259 0.03% 0.03% 24 0 0.0% Q1 2014 May 15, 2014
Karpus Management, Inc. History No change 81,086 1,116 0.06% 0.06% 25 0 0.0% Q1 2014 May 15, 2014
Ronna Sue Cohen History Added to 79,428 1,113 0.92% 0.91% 26 +5,585 7.56% Q2 2014 Jul 24, 2014
OPPENHEIMER & CO INC History No change 76,667 1,055 0.03% 0.03% 27 0 0.0% Q1 2014 May 09, 2014
VAN ECK ASSOCIATES CORP History No change 72,544 998 0.0% 0.0% 28 0 0.0% Q1 2014 May 08, 2014
BARCLAYS PLC History No change 70,875 917 0.0% 0.0% 29 0 0.0% Q1 2014 May 15, 2014
Sequoia Financial Advisors, LLC History Added to 63,541 897 0.68% 0.71% 30 +1,231 1.98% Q2 2014 Aug 05, 2014
FIRST TRUST ADVISORS LP History Added to 60,554 854 0.0% 0.0% 31 +8,769 16.93% Q2 2014 Aug 11, 2014
Horizon Kinetics LLC History No change 54,370 748 0.01% 0.01% 32 0 0.0% Q1 2014 May 14, 2014
Marathon Partners Equity Management, LLC History No change 52,500 722 0.33% 0.33% 33 0 0.0% Q1 2014 May 15, 2014
DAVENPORT & Co LLC History No change 50,356 710 0.01% 0.01% 34 0 0.0% Q2 2014 Jul 25, 2014
SIT INVESTMENT ASSOCIATES INC History No change 39,100 538 0.01% 0.01% 35 0 0.0% Q1 2014 Apr 24, 2014
ROYAL BANK OF CANADA History No change 36,162 498 0.0% 0.0% 36 0 0.0% Q1 2014 May 15, 2014
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC History No change 34,211 483 0.1% 0.1% 37 0 0.0% Q2 2014 Jul 16, 2014
Cambridge Investment Research Advisors, Inc. History Added to 33,648 475 0.02% 0.01% 38 +5,807 20.86% Q2 2014 Jul 25, 2014
GM Advisory Group, Inc. History Added to 33,554 473 0.41% 0.36% 39 +500 1.51% Q2 2014 Jul 31, 2014
TFS CAPITAL LLC History New 33,471 472 0.04% — 40 +33,471 New Q2 2014 Jul 21, 2014
LAZARD ASSET MANAGEMENT LLC History No change 34,000 467 0.0% 0.0% 41 0 0.0% Q1 2014 May 12, 2014
Invesco Ltd. History No change 32,559 448 0.0% 0.0% 42 0 0.0% Q1 2014 May 15, 2014
Cetera Advisor Networks LLC History No change 28,600 392 0.03% 0.03% 43 0 0.0% Q1 2014 May 15, 2014
RAYMOND JAMES & ASSOCIATES History No change 28,110 387 0.0% 0.0% 44 0 0.0% Q1 2014 May 13, 2014
Raymond James Financial Services Advisors, Inc. History No change 25,460 350 0.02% 0.02% 45 0 0.0% Q1 2014 May 08, 2014
HOLLENCREST SECURITIES LLC History No change 24,600 347 0.05% 0.05% 46 0 0.0% Q2 2014 Jul 30, 2014
WESBANCO BANK INC History No change 23,827 336 0.02% 0.02% 47 0 0.0% Q2 2014 Jul 14, 2014
FIFTH THIRD BANCORP History No change 23,713 326 0.0% 0.0% 48 0 0.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History No change 23,423 322 0.0% 0.0% 49 0 0.0% Q1 2014 May 14, 2014
PINNACLE ASSOCIATES LTD History No change 22,962 316 0.01% 0.01% 50 0 0.0% Q1 2014 May 14, 2014
CONNING INC. History No change 20,000 282 0.01% 0.02% 51 0 0.0% Q2 2014 Jul 25, 2014
KEMPNER CAPITAL MANAGEMENT INC. History No change 20,000 282 0.11% 0.11% 52 0 0.0% Q2 2014 Jul 10, 2014
BAIRD ROBERT W & CO INC /WI/ History Added to 19,765 279 0.0% 0.0% 53 +3,211 19.4% Q2 2014 Aug 08, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 19,355 273 0.0% 0.0% 54 +371 1.95% Q2 2014 Aug 08, 2014
ARMSTRONG SHAW ASSOCIATES INC/CT History No change 19,000 268 0.05% 0.03% 55 0 0.0% Q2 2014 Jul 22, 2014
Bank of New York Mellon Corp History No change 18,683 257 0.0% 0.0% 56 0 0.0% Q1 2014 May 14, 2014
Commonwealth Equity Services, Inc History Added to 17,546 248 0.0% 0.0% 57 +3,757 27.25% Q2 2014 Jul 23, 2014
DRW Securities, LLC History No change 17,139 236 0.02% 0.02% 58 0 0.0% Q1 2014 May 16, 2014
HL FINANCIAL SERVICES LLC History Reduced 15,730 222 0.01% 0.01% 59 -2,400 -13.24% Q2 2014 Aug 01, 2014
Mariner Wealth Advisors, LLC History No change 15,190 209 0.03% 0.03% 60 0 0.0% Q1 2014 May 08, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 14,414 203 0.0% 0.0% 61 -2,991 -17.18% Q2 2014 Aug 08, 2014
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC History No change 13,600 192 0.04% 0.04% 62 0 0.0% Q2 2014 Aug 07, 2014
Cutter & CO Brokerage, Inc. History No change 13,468 190 0.07% 0.07% 63 0 0.0% Q2 2014 Jul 31, 2014
OARSMAN CAPITAL, INC. History New 12,545 177 0.13% — 64 +12,545 New Q2 2014 Aug 08, 2014
KCG Holdings, Inc. History No change 12,735 175 0.0% 0.0% 65 0 0.0% Q1 2014 May 15, 2014
SignalPoint Asset Management, LLC History Added to 12,200 172 0.08% 0.08% 66 +82 0.68% Q2 2014 Jul 17, 2014
RAYMOND JAMES TRUST N.A. History New 12,070 171 0.02% — 67 +12,070 New Q2 2014 Aug 04, 2014
KING LUTHER CAPITAL MANAGEMENT CORP History No change 11,273 155 0.0% 0.0% 68 0 0.0% Q1 2014 May 14, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 10,880 154 0.01% 0.0% 69 +10,100 1294.87% Q2 2014 Aug 05, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 10,881 150 0.0% 0.0% 70 0 0.0% Q1 2014 May 15, 2014
US BANCORP \DE\ History No change 9,464 130 0.0% 0.0% 71 0 0.0% Q1 2014 May 14, 2014
Bartlett & Co. LLC History No change 4,677 66 0.0% 0.0% 72 0 0.0% Q2 2014 Aug 01, 2014
Vantage Investment Advisors, LLC History Added to 4,596 65 0.04% 0.04% 73 +72 1.59% Q2 2014 Jul 25, 2014
CITIGROUP INC History No change 3,961 55 0.0% 0.0% 74 0 0.0% Q1 2014 May 15, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History No change 3,579 51 0.01% 0.01% 75 0 0.0% Q2 2014 Jul 21, 2014
DAVIDSON D A & CO History No change 3,150 44 0.0% 0.0% 76 0 0.0% Q2 2014 Jul 29, 2014
BANK OF MONTREAL /CAN/ History No change 3,000 41 0.0% 0.0% 77 0 0.0% Q1 2014 May 15, 2014
People's United Financial, Inc. History No change 3,000 41 0.0% 0.0% 78 0 0.0% Q1 2014 May 14, 2014
FARMERS & MERCHANTS INVESTMENTS INC History No change 2,200 31 0.0% 0.0% 79 0 0.0% Q2 2014 Jul 16, 2014
MetLife Securities, Inc History Added to 2,012 28 0.0% 0.0% 80 +355 21.42% Q2 2014 Aug 04, 2014
WHITTIER TRUST CO OF NEVADA INC History Reduced 1,850 26 0.0% 0.01% 81 -1,859 -50.12% Q2 2014 Aug 04, 2014
MUFG Americas Holdings Corp History No change 1,218 17 0.0% 0.0% 82 0 0.0% Q2 2014 Aug 05, 2014
Plante Moran Financial Advisors, LLC History No change 1,069 15 0.01% 0.02% 83 0 0.0% Q2 2014 Jul 28, 2014
WASHINGTON TRUST BANK History No change 1,000 14 0.0% 0.0% 84 0 0.0% Q2 2014 Aug 08, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 892 13 0.0% 0.0% 85 0 0.0% Q2 2014 Aug 04, 2014
First City Capital Management, Inc. History No change 1,000 13 0.01% 0.01% 86 0 0.0% Q1 2014 May 19, 2014
Community Financial Services Group, LLC History No change 700 10 0.0% 0.0% 87 0 0.0% Q2 2014 Jul 29, 2014
Financial Architects, Inc History New 400 6 0.0% — 88 +400 New Q2 2014 Aug 06, 2014
M&T BANK CORP History No change 396 5 0.0% 0.0% 89 0 0.0% Q1 2014 May 14, 2014
Legg Mason Investment Counsel, LLC History No change 305 5 0.0% 0.0% 90 0 0.0% Q1 2014 May 15, 2014
St. Johns Investment Management Company, LLC History No change 300 4 0.0% 0.0% 91 0 0.0% Q2 2014 Jul 16, 2014
Edge Wealth Management LLC History New 200 3 0.0% — 92 +200 New Q2 2014 Jul 25, 2014
MACKAY SHIELDS LLC History Closed out 0 0 — 0.25% — -362,850 -100.0% Q2 2014 Jul 22, 2014
SII INVESTMENTS INC/WI History Closed out 0 0 — 0.03% — -12,511 -100.0% Q2 2014 Jul 28, 2014
CapWealth Advisors, LLC History Closed out 0 0 — 0.01% — -2,600 -100.0% Q2 2014 Aug 08, 2014
Madden Advisory Services, Inc. History Closed out 0 0 — 0.02% — -2,000 -100.0% Q2 2014 Aug 11, 2014