NUVEEN MUNICIPAL OPPORTUNITY - 670984103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Oxbow Advisors, LLC | History | Added to | 725,533 | 10,237 | 1.36% | 1.43% | 1 | +23,972 | 3.42% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Added to | 298,763 | 4,216 | 0.02% | 0.02% | 2 | +13,489 | 4.73% | Q2 2014 | Aug 05, 2014 |
| BB&T SECURITIES, LLC | History | No change | 22,813 | 3,218 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Added to | 219,915 | 3,103 | 0.1% | 0.09% | 4 | +18,300 | 9.08% | Q2 2014 | Jul 22, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 159,994 | 2,258 | 0.26% | 0.27% | 5 | +1,433 | 0.9% | Q2 2014 | Jul 30, 2014 |
| Ronna Sue Cohen | History | Added to | 79,428 | 1,113 | 0.92% | 0.91% | 6 | +5,585 | 7.56% | Q2 2014 | Jul 24, 2014 |
| Sequoia Financial Advisors, LLC | History | Added to | 63,541 | 897 | 0.68% | 0.71% | 7 | +1,231 | 1.98% | Q2 2014 | Aug 05, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 60,554 | 854 | 0.0% | 0.0% | 8 | +8,769 | 16.93% | Q2 2014 | Aug 11, 2014 |
| DAVENPORT & Co LLC | History | No change | 50,356 | 710 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | No change | 34,211 | 483 | 0.1% | 0.1% | 10 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 33,648 | 475 | 0.02% | 0.01% | 11 | +5,807 | 20.86% | Q2 2014 | Jul 25, 2014 |
| GM Advisory Group, Inc. | History | Added to | 33,554 | 473 | 0.41% | 0.36% | 12 | +500 | 1.51% | Q2 2014 | Jul 31, 2014 |
| TFS CAPITAL LLC | History | New | 33,471 | 472 | 0.04% | — | 13 | +33,471 | New | Q2 2014 | Jul 21, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 24,600 | 347 | 0.05% | 0.05% | 14 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| WESBANCO BANK INC | History | No change | 23,827 | 336 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| CONNING INC. | History | No change | 20,000 | 282 | 0.01% | 0.02% | 16 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| KEMPNER CAPITAL MANAGEMENT INC. | History | No change | 20,000 | 282 | 0.11% | 0.11% | 17 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 19,765 | 279 | 0.0% | 0.0% | 18 | +3,211 | 19.4% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 19,355 | 273 | 0.0% | 0.0% | 19 | +371 | 1.95% | Q2 2014 | Aug 08, 2014 |
| ARMSTRONG SHAW ASSOCIATES INC/CT | History | No change | 19,000 | 268 | 0.05% | 0.03% | 20 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 17,546 | 248 | 0.0% | 0.0% | 21 | +3,757 | 27.25% | Q2 2014 | Jul 23, 2014 |
| HL FINANCIAL SERVICES LLC | History | Reduced | 15,730 | 222 | 0.01% | 0.01% | 22 | -2,400 | -13.24% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 14,414 | 203 | 0.0% | 0.0% | 23 | -2,991 | -17.18% | Q2 2014 | Aug 08, 2014 |
| FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC | History | No change | 13,600 | 192 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Cutter & CO Brokerage, Inc. | History | No change | 13,468 | 190 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| OARSMAN CAPITAL, INC. | History | New | 12,545 | 177 | 0.13% | — | 26 | +12,545 | New | Q2 2014 | Aug 08, 2014 |
| SignalPoint Asset Management, LLC | History | Added to | 12,200 | 172 | 0.08% | 0.08% | 27 | +82 | 0.68% | Q2 2014 | Jul 17, 2014 |
| RAYMOND JAMES TRUST N.A. | History | New | 12,070 | 171 | 0.02% | — | 28 | +12,070 | New | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 10,880 | 154 | 0.01% | 0.0% | 29 | +10,100 | 1294.87% | Q2 2014 | Aug 05, 2014 |
| Bartlett & Co. LLC | History | No change | 4,677 | 66 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Vantage Investment Advisors, LLC | History | Added to | 4,596 | 65 | 0.04% | 0.04% | 31 | +72 | 1.59% | Q2 2014 | Jul 25, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 3,579 | 51 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | No change | 3,150 | 44 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 2,200 | 31 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | Added to | 2,012 | 28 | 0.0% | 0.0% | 35 | +355 | 21.42% | Q2 2014 | Aug 04, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | Reduced | 1,850 | 26 | 0.0% | 0.01% | 36 | -1,859 | -50.12% | Q2 2014 | Aug 04, 2014 |
| MUFG Americas Holdings Corp | History | No change | 1,218 | 17 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 1,069 | 15 | 0.01% | 0.02% | 38 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| WASHINGTON TRUST BANK | History | No change | 1,000 | 14 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 892 | 13 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Community Financial Services Group, LLC | History | No change | 700 | 10 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Financial Architects, Inc | History | New | 400 | 6 | 0.0% | — | 42 | +400 | New | Q2 2014 | Aug 06, 2014 |
| St. Johns Investment Management Company, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Edge Wealth Management LLC | History | New | 200 | 3 | 0.0% | — | 44 | +200 | New | Q2 2014 | Jul 25, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -957,732 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -822,457 | -100.0% | Q1 2014 | May 16, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -584,985 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -483,186 | -100.0% | Q1 2014 | May 13, 2014 |
| MACKAY SHIELDS LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -362,850 | -100.0% | Q1 2014 | May 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -273,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -242,228 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -234,611 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -229,895 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.04% | — | -216,637 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Richard C. Young & CO., LTD. | History | Closed out | 0 | 0 | — | 0.61% | — | -208,175 | -100.0% | Q1 2014 | May 12, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -203,436 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -202,789 | -100.0% | Q1 2014 | May 14, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.31% | — | -143,300 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -124,176 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -117,390 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -116,844 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -115,460 | -100.0% | Q1 2014 | May 14, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.26% | — | -102,666 | -100.0% | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -91,490 | -100.0% | Q1 2014 | May 15, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -81,086 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -76,667 | -100.0% | Q1 2014 | May 09, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -72,544 | -100.0% | Q1 2014 | May 08, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,875 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -54,370 | -100.0% | Q1 2014 | May 14, 2014 |
| Marathon Partners Equity Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -52,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -39,100 | -100.0% | Q1 2014 | Apr 24, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -36,162 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -32,559 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -28,600 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -28,110 | -100.0% | Q1 2014 | May 13, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -25,460 | -100.0% | Q1 2014 | May 08, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,713 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,423 | -100.0% | Q1 2014 | May 14, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -22,962 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -18,683 | -100.0% | Q1 2014 | May 14, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,139 | -100.0% | Q1 2014 | May 16, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -15,190 | -100.0% | Q1 2014 | May 08, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,735 | -100.0% | Q1 2014 | May 15, 2014 |
| SII INVESTMENTS INC/WI | History | Closed out | 0 | 0 | — | 0.03% | — | -12,511 | -100.0% | Q1 2014 | May 09, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,273 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,881 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,464 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,961 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CapWealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,600 | -100.0% | Q1 2014 | May 12, 2014 |
| Madden Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,000 | -100.0% | Q1 2014 | May 12, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 19, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -396 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -305 | -100.0% | Q1 2014 | May 15, 2014 |