PGT Innovations, Inc. - 69336V101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D. E. Shaw & Co., Inc. | History | No change | 70,074 | 2,852 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |
| Skandinaviska Enskilda Banken AB (publ) | History | No change | 3,866 | 162 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2024 | May 13, 2024 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,750,436 | -100.0% | Q1 2024 | May 10, 2024 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -2,371,970 | -100.0% | Q1 2024 | May 10, 2024 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,064,000 | -100.0% | Q1 2024 | May 15, 2024 |
| COOKE & BIELER LP | History | Closed out | 0 | 0 | — | 0.67% | — | -1,879,858 | -100.0% | Q1 2024 | May 10, 2024 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.39% | — | -1,500,000 | -100.0% | Q1 2024 | May 15, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,200,818 | -100.0% | Q1 2024 | May 13, 2024 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,192,415 | -100.0% | Q1 2024 | May 15, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,127,378 | -100.0% | Q1 2024 | May 15, 2024 |
| CONGRESS ASSET MANAGEMENT CO /MA | History | Closed out | 0 | 0 | — | 0.34% | — | -1,067,459 | -100.0% | Q1 2024 | Apr 11, 2024 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -952,856 | -100.0% | Q1 2024 | May 15, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -942,260 | -100.0% | Q1 2024 | May 13, 2024 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -869,718 | -100.0% | Q1 2024 | May 15, 2024 |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -842,026 | -100.0% | Q1 2024 | May 08, 2024 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.01% | — | -834,449 | -100.0% | Q1 2024 | May 15, 2024 |
| Swedbank AB | History | Closed out | 0 | 0 | — | 0.05% | — | -700,000 | -100.0% | Q1 2024 | May 13, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -652,589 | -100.0% | Q1 2024 | May 09, 2024 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -625,791 | -100.0% | Q1 2024 | May 13, 2024 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -616,865 | -100.0% | Q1 2024 | May 14, 2024 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -473,338 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -468,473 | -100.0% | Q1 2024 | May 14, 2024 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Closed out | 0 | 0 | — | 0.35% | — | -437,495 | -100.0% | Q1 2024 | May 02, 2024 |
| CIBC WORLD MARKETS CORP | History | Closed out | 0 | 0 | — | 0.09% | — | -400,000 | -100.0% | Q1 2024 | May 13, 2024 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -372,211 | -100.0% | Q1 2024 | May 15, 2024 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 0.15% | — | -339,976 | -100.0% | Q1 2024 | May 15, 2024 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -314,403 | -100.0% | Q1 2024 | Apr 29, 2024 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -280,175 | -100.0% | Q1 2024 | May 14, 2024 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -270,787 | -100.0% | Q1 2024 | Mar 24, 2026 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -258,966 | -100.0% | Q1 2024 | Jun 02, 2025 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -258,533 | -100.0% | Q1 2024 | May 15, 2024 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -223,770 | -100.0% | Q1 2024 | May 15, 2024 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -215,279 | -100.0% | Q1 2024 | May 15, 2024 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -197,202 | -100.0% | Q1 2024 | May 10, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -184,299 | -100.0% | Q1 2024 | May 10, 2024 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -180,061 | -100.0% | Q1 2024 | Nov 14, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.01% | — | -170,000 | -100.0% | Q1 2024 | May 13, 2024 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.01% | — | -164,213 | -100.0% | Q1 2024 | May 09, 2024 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -163,864 | -100.0% | Q1 2024 | May 29, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -163,307 | -100.0% | Q1 2024 | May 14, 2024 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -158,945 | -100.0% | Q1 2024 | May 07, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -151,323 | -100.0% | Q1 2024 | May 15, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -132,347 | -100.0% | Q1 2024 | May 14, 2024 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -131,844 | -100.0% | Q1 2024 | May 09, 2024 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -118,386 | -100.0% | Q1 2024 | May 14, 2024 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -117,268 | -100.0% | Q1 2024 | May 13, 2024 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -115,000 | -100.0% | Q1 2024 | May 07, 2024 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -114,297 | -100.0% | Q1 2024 | May 14, 2024 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -107,919 | -100.0% | Q1 2024 | May 15, 2024 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -96,100 | -100.0% | Q1 2024 | May 14, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -94,416 | -100.0% | Q1 2024 | May 07, 2024 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -92,200 | -100.0% | Q1 2024 | May 15, 2024 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,105 | -100.0% | Q1 2024 | May 15, 2024 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -86,742 | -100.0% | Q1 2024 | May 15, 2024 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,110 | -100.0% | Q1 2024 | May 14, 2024 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -77,766 | -100.0% | Q1 2024 | May 02, 2024 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -70,529 | -100.0% | Q1 2024 | May 14, 2024 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,140 | -100.0% | Q1 2024 | May 16, 2024 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -68,270 | -100.0% | Q1 2024 | May 08, 2024 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,469 | -100.0% | Q1 2024 | May 14, 2024 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -63,012 | -100.0% | Q1 2024 | May 14, 2024 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -61,319 | -100.0% | Q1 2024 | May 16, 2024 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -59,133 | -100.0% | Q1 2024 | May 09, 2024 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -58,248 | -100.0% | Q1 2024 | May 15, 2024 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -53,064 | -100.0% | Q1 2024 | May 01, 2024 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,405 | -100.0% | Q1 2024 | May 10, 2024 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -50,000 | -100.0% | Q1 2024 | May 15, 2024 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,746 | -100.0% | Q1 2024 | May 15, 2024 |
| UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,467 | -100.0% | Q1 2024 | May 15, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -46,778 | -100.0% | Q1 2024 | Oct 08, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -43,796 | -100.0% | Q1 2024 | May 13, 2024 |
| E. Ohman J:or Asset Management AB | History | Closed out | 0 | 0 | — | 0.06% | — | -39,981 | -100.0% | Q1 2024 | May 14, 2024 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -38,872 | -100.0% | Q1 2024 | May 14, 2024 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.01% | — | -36,463 | -100.0% | Q1 2024 | May 06, 2024 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,639 | -100.0% | Q1 2024 | May 13, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,313 | -100.0% | Q1 2024 | Feb 07, 2025 |
| Illinois Municipal Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -33,961 | -100.0% | Q1 2024 | May 07, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,838 | -100.0% | Q1 2024 | May 13, 2024 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,409 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -31,247 | -100.0% | Q1 2024 | May 14, 2024 |
| YOUSIF CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,825 | -100.0% | Q1 2024 | Apr 26, 2024 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -30,000 | -100.0% | Q1 2024 | May 15, 2024 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,892 | -100.0% | Q1 2024 | May 14, 2024 |
| Louisiana State Employees Retirement System | History | Closed out | 0 | 0 | — | 0.02% | — | -28,500 | -100.0% | Q1 2024 | Apr 23, 2024 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -28,000 | -100.0% | Q1 2024 | May 13, 2024 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -26,477 | -100.0% | Q1 2024 | May 16, 2024 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,449 | -100.0% | Q1 2024 | May 01, 2024 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -21,457 | -100.0% | Q1 2024 | May 14, 2024 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,228 | -100.0% | Q1 2024 | May 15, 2024 |
| Maryland State Retirement & Pension System | History | Closed out | 0 | 0 | — | 0.02% | — | -20,734 | -100.0% | Q1 2024 | Apr 19, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,677 | -100.0% | Q1 2024 | May 03, 2024 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -19,431 | -100.0% | Q1 2024 | Nov 05, 2024 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -19,084 | -100.0% | Q1 2024 | May 15, 2024 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,789 | -100.0% | Q1 2024 | Jul 31, 2025 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,635 | -100.0% | Q1 2024 | May 08, 2024 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -18,515 | -100.0% | Q1 2024 | May 14, 2024 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -18,127 | -100.0% | Q1 2024 | May 10, 2024 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,785 | -100.0% | Q1 2024 | Apr 05, 2024 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,553 | -100.0% | Q1 2024 | May 13, 2024 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -16,702 | -100.0% | Q1 2024 | May 03, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -16,595 | -100.0% | Q1 2024 | May 08, 2024 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.01% | — | -16,312 | -100.0% | Q1 2024 | May 07, 2024 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -15,968 | -100.0% | Q1 2024 | May 15, 2024 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2024 | May 15, 2024 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -14,916 | -100.0% | Q1 2024 | May 15, 2024 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,754 | -100.0% | Q1 2024 | May 06, 2024 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,311 | -100.0% | Q1 2024 | May 08, 2024 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,222 | -100.0% | Q1 2024 | May 15, 2024 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,000 | -100.0% | Q1 2024 | May 15, 2024 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -11,924 | -100.0% | Q1 2024 | May 15, 2024 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,500 | -100.0% | Q1 2024 | May 13, 2024 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,339 | -100.0% | Q1 2024 | May 07, 2024 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -11,205 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,186 | -100.0% | Q1 2024 | May 15, 2024 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,985 | -100.0% | Q1 2024 | May 02, 2024 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,762 | -100.0% | Q1 2024 | Apr 24, 2024 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,200 | -100.0% | Q1 2024 | May 14, 2024 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,653 | -100.0% | Q1 2024 | May 14, 2024 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,500 | -100.0% | Q1 2024 | May 08, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -8,434 | -100.0% | Q1 2024 | May 14, 2024 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,351 | -100.0% | Q1 2024 | May 09, 2024 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,128 | -100.0% | Q1 2024 | May 13, 2024 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,193 | -100.0% | Q1 2024 | May 13, 2024 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,954 | -100.0% | Q1 2024 | May 14, 2024 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,439 | -100.0% | Q1 2024 | May 10, 2024 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,196 | -100.0% | Q1 2024 | Aug 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,800 | -100.0% | Q1 2024 | May 15, 2024 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,396 | -100.0% | Q1 2024 | May 08, 2024 |
| XTX Topco Ltd | History | Added to | 10,348 | 0 | — | 0.07% | — | +2,958 | 40.03% | Q1 2024 | May 13, 2024 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2024 | May 14, 2024 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,822 | -100.0% | Q1 2024 | Jul 09, 2024 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2024 | Jul 30, 2024 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -718 | -100.0% | Q1 2024 | May 15, 2024 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q1 2024 | Apr 23, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -469 | -100.0% | Q1 2024 | May 15, 2024 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -324 | -100.0% | Q1 2024 | May 14, 2024 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -278 | -100.0% | Q1 2024 | May 14, 2024 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -123 | -100.0% | Q1 2024 | May 03, 2024 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -52 | -100.0% | Q1 2024 | Apr 09, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2024 | May 02, 2024 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2024 | Apr 18, 2024 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2024 | May 15, 2024 |
| UMB Bank, n.a. | History | New | 23 | 0 | — | — | — | +23 | New | Q1 2024 | Apr 26, 2024 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q1 2024 | Apr 23, 2024 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q1 2024 | Apr 25, 2024 |