PHARMACYCLICS INC - 716933106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,473,563 | 311,613 | 0.02% | 0.03% | 1 | +72,715 | 2.14% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,659,956 | 148,915 | 0.02% | 0.03% | 2 | +21,571 | 1.32% | Q2 2014 | Aug 06, 2014 |
| BB BIOTECH AG | History | Added to | 731,542 | 65,627 | 3.12% | 3.29% | 3 | +95,000 | 14.92% | Q2 2014 | Aug 07, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT LLC | History | Added to | 707,653 | 63,484 | 2.04% | 1.67% | 4 | +193,018 | 37.51% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 642,279 | 57,619 | 0.24% | 0.25% | 5 | +71,125 | 12.45% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 470,203 | 42,182 | 0.01% | 0.01% | 6 | -8,810 | -1.84% | Q2 2014 | Aug 06, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 447,977 | 40,188 | 0.13% | 0.13% | 7 | +74,524 | 19.96% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Added to | 214,471 | 19,241 | 0.01% | 0.01% | 8 | +10,521 | 5.16% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 189,388 | 16,990 | 0.01% | 0.01% | 9 | +78,124 | 70.21% | Q2 2014 | Aug 11, 2014 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 145,332 | 13,038 | 0.03% | 0.03% | 10 | -19,330 | -11.74% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 95,589 | 8,576 | 0.01% | 0.02% | 11 | +4,064 | 4.44% | Q2 2014 | Jul 30, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Reduced | 94,703 | 8,496 | 1.27% | 1.87% | 12 | -1,850 | -1.92% | Q2 2014 | Jul 16, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 93,924 | 8,426 | 0.03% | 0.03% | 13 | +1,462 | 1.58% | Q2 2014 | Aug 07, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 88,240 | 7,916 | 0.05% | 0.59% | 14 | -795,637 | -90.02% | Q2 2014 | Jul 31, 2014 |
| APG Asset Management N.V. | History | Added to | 82,820 | 7,430 | 0.02% | 0.02% | 15 | +20,644 | 33.2% | Q2 2014 | Aug 11, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 68,639 | 6,158 | 0.03% | 0.03% | 16 | -6,370 | -8.49% | Q2 2014 | Aug 06, 2014 |
| HWG Holdings LP | History | Reduced | 67,705 | 6,074 | 4.62% | 27.57% | 17 | -234,969 | -77.63% | Q2 2014 | Jul 25, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 65,126 | 5,842 | 0.1% | 0.09% | 18 | +12,935 | 24.78% | Q2 2014 | Jul 29, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 62,759 | 5,630 | 0.04% | 0.01% | 19 | +56,069 | 838.1% | Q2 2014 | Aug 05, 2014 |
| Swiss National Bank | History | Added to | 61,900 | 5,553 | 0.02% | 0.02% | 20 | +1,100 | 1.81% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 61,110 | 5,482 | 0.05% | 0.09% | 21 | -3,625 | -5.6% | Q2 2014 | Jul 30, 2014 |
| Rhenman & Partners Asset Management AB | History | Reduced | 55,000 | 4,934 | 1.46% | 2.93% | 22 | -42,286 | -43.47% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Reduced | 54,260 | 4,868 | 0.02% | 0.05% | 23 | -46,300 | -46.04% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 53,059 | 4,760 | 0.01% | 0.01% | 24 | +3,865 | 7.86% | Q2 2014 | Aug 06, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | New | 50,000 | 4,486 | 1.09% | — | 25 | +50,000 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Reduced | 44,123 | 3,958 | 0.01% | 0.01% | 26 | -29,796 | -40.31% | Q2 2014 | Aug 06, 2014 |
| AGF INVESTMENTS INC. | History | No change | 42,383 | 3,804 | 0.04% | 0.04% | 27 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| RidgeWorth Capital Management LLC | History | New | 39,448 | 3,539 | 0.02% | — | 29 | +39,448 | New | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 39,444 | 3,539 | 0.16% | 0.23% | 28 | -10,501 | -21.03% | Q2 2014 | Aug 08, 2014 |
| HARVEY CAPITAL MANAGEMENT INC | History | Added to | 33,145 | 2,973 | 1.06% | 1.32% | 30 | +50 | 0.15% | Q2 2014 | Aug 05, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 32,850 | 2,947 | 0.0% | 0.0% | 31 | +25,106 | 324.2% | Q2 2014 | Aug 04, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 30,215 | 2,708 | 0.04% | 0.04% | 32 | +2,465 | 8.88% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 29,614 | 2,657 | 0.0% | 0.0% | 33 | +1,697 | 6.08% | Q2 2014 | Aug 06, 2014 |
| BENDER ROBERT & ASSOCIATES | History | Added to | 28,449 | 2,552 | 1.81% | 0.32% | 34 | +23,649 | 492.69% | Q2 2014 | Aug 04, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Added to | 25,100 | 2,252 | 0.01% | 0.01% | 35 | +300 | 1.21% | Q2 2014 | Jul 31, 2014 |
| Regal Investment Advisors LLC | History | New | 24,521 | 2,199 | 0.78% | — | 36 | +24,521 | New | Q2 2014 | Aug 04, 2014 |
| ROANOKE ASSET MANAGEMENT CORP/ NY | History | New | 21,465 | 1,926 | 0.74% | — | 37 | +21,465 | New | Q2 2014 | Aug 04, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 21,255 | 1,907 | 0.04% | 0.07% | 38 | -6,278 | -22.8% | Q2 2014 | Aug 07, 2014 |
| Apex Capital Management | History | Reduced | 20,024 | 1,796 | 0.06% | 0.07% | 39 | -846 | -4.05% | Q2 2014 | Jul 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 18,336 | 1,645 | 0.01% | 0.02% | 40 | +56 | 0.31% | Q2 2014 | Jul 16, 2014 |
| HAP Trading, LLC | History | New | 28,489 | 1,543 | 0.06% | — | 41 | +28,489 | New | Q2 2014 | Aug 11, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 13,626 | 1,222 | 0.0% | 0.0% | 42 | +6,990 | 105.33% | Q2 2014 | Aug 01, 2014 |
| First Western Capital Management Co | History | Added to | 12,950 | 1,162 | 0.38% | 0.31% | 43 | +4,050 | 45.51% | Q2 2014 | Jul 23, 2014 |
| Lee Munder Capital Group, LLC | History | New | 12,177 | 1,092 | 0.02% | — | 44 | +12,177 | New | Q2 2014 | Aug 11, 2014 |
| Utah Retirement Systems | History | Added to | 10,600 | 951 | 0.03% | 0.03% | 45 | +100 | 0.95% | Q2 2014 | Aug 08, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Reduced | 10,560 | 947 | 0.02% | 0.03% | 46 | -369 | -3.38% | Q2 2014 | Aug 05, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 10,524 | 944 | 0.0% | 0.0% | 47 | +54 | 0.52% | Q2 2014 | Aug 06, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 10,124 | 908 | 0.01% | 0.02% | 48 | -2 | -0.02% | Q2 2014 | Aug 08, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 10,000 | 897 | 0.0% | — | 49 | +10,000 | New | Q2 2014 | Aug 11, 2014 |
| Livforsakringsbolaget Skandia, Omsesidigt | History | No change | 9,018 | 809 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 8,813 | 790 | 0.0% | 0.0% | 51 | -1,000 | -10.19% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Added to | 8,265 | 740 | 0.03% | 0.03% | 52 | +40 | 0.49% | Q2 2014 | Jul 29, 2014 |
| Princeton Alpha Management LP | History | Added to | 8,060 | 723 | 0.15% | 0.09% | 53 | +5,164 | 178.31% | Q2 2014 | Jul 17, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 8,000 | 718 | 0.14% | 0.16% | 54 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Quantbot Technologies LP | History | Added to | 8,002 | 717 | 0.11% | 0.0% | 55 | +7,902 | 7902.0% | Q2 2014 | Jul 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 7,450 | 668 | 0.0% | 0.0% | 56 | +1,741 | 30.5% | Q2 2014 | Aug 08, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 7,211 | 647 | 0.1% | 0.08% | 57 | +2,657 | 58.34% | Q2 2014 | Aug 04, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 6,600 | 592 | 0.01% | — | 58 | +6,600 | New | Q2 2014 | Aug 01, 2014 |
| AMALGAMATED BANK | History | Reduced | 6,557 | 588 | 0.09% | 0.11% | 59 | -37 | -0.56% | Q2 2014 | Aug 11, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | No change | 6,255 | 561 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| SEI TRUST CO | History | Reduced | 6,174 | 554 | 0.01% | 0.02% | 61 | -17,589 | -74.02% | Q2 2014 | Jul 22, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 5,954 | 534 | 0.0% | 0.0% | 62 | +4,283 | 256.31% | Q2 2014 | Aug 08, 2014 |
| Andra AP-fonden | History | Reduced | 5,900 | 529 | 0.01% | 0.05% | 63 | -17,790 | -75.09% | Q2 2014 | Jul 09, 2014 |
| Benchmark Capital Advisors | History | Added to | 5,300 | 475 | 0.3% | 0.26% | 64 | +1,500 | 39.47% | Q2 2014 | Aug 06, 2014 |
| Fisher Asset Management, LLC | History | New | 5,114 | 459 | 0.0% | — | 65 | +5,114 | New | Q2 2014 | Jul 25, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Reduced | 5,100 | 458 | 0.31% | 0.38% | 66 | -700 | -12.07% | Q2 2014 | Jul 08, 2014 |
| RAY GERALD L & ASSOCIATES LTD | History | Added to | 5,060 | 454 | 0.08% | 0.09% | 67 | +350 | 7.43% | Q2 2014 | Aug 04, 2014 |
| EDGEWOOD MANAGEMENT LLC | History | No change | 5,000 | 449 | 0.0% | 0.01% | 68 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Financial Architects, Inc | History | No change | 5,000 | 449 | 0.22% | 0.3% | 69 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TWIN CAPITAL MANAGEMENT INC | History | Reduced | 4,580 | 411 | 0.04% | 0.05% | 70 | -540 | -10.55% | Q2 2014 | Jul 29, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 4,570 | 409 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WESTPAC BANKING CORP | History | No change | 4,530 | 406 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 4,497 | 403 | 0.0% | 0.01% | 74 | -5,389 | -54.51% | Q2 2014 | Aug 05, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 4,493 | 403 | 0.01% | 0.01% | 73 | +1,071 | 31.3% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 4,207 | 377 | 0.0% | 0.0% | 75 | +186 | 4.63% | Q2 2014 | Jul 31, 2014 |
| KBC Group NV | History | Reduced | 4,165 | 374 | 0.0% | 0.02% | 76 | -9,662 | -69.88% | Q2 2014 | Aug 01, 2014 |
| First Heartland Consultants, Inc. | History | No change | 4,140 | 372 | 0.17% | 0.2% | 77 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | No change | 3,900 | 350 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 3,798 | 341 | 0.0% | 0.0% | 79 | +1,498 | 65.13% | Q2 2014 | Jul 23, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 3,759 | 337 | 0.01% | 0.0% | 80 | +1,425 | 61.05% | Q2 2014 | Aug 11, 2014 |
| MUFG Americas Holdings Corp | History | Reduced | 3,484 | 312 | 0.01% | 0.03% | 81 | -4,307 | -55.28% | Q2 2014 | Aug 05, 2014 |
| New England Research & Management, Inc. | History | New | 3,400 | 305 | 0.27% | — | 82 | +3,400 | New | Q2 2014 | Jul 01, 2014 |
| World Asset Management Inc | History | Reduced | 3,192 | 286 | 0.01% | 0.01% | 83 | -30 | -0.93% | Q2 2014 | Jul 28, 2014 |
| BB&T CORP | History | Reduced | 3,012 | 270 | 0.01% | 0.01% | 84 | -105 | -3.37% | Q2 2014 | Jul 21, 2014 |
| ProShare Advisors LLC | History | Added to | 2,991 | 268 | 0.0% | 0.0% | 85 | +265 | 9.72% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 2,915 | 262 | 0.01% | 1.05% | 86 | -144,867 | -98.03% | Q2 2014 | Aug 08, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 2,896 | 260 | 0.0% | 0.01% | 87 | -75 | -2.52% | Q2 2014 | Jul 23, 2014 |
| Aperio Group, LLC | History | New | 2,678 | 240 | 0.0% | — | 88 | +2,678 | New | Q2 2014 | Jul 23, 2014 |
| Numeric Investors LLC | History | New | 2,550 | 229 | 0.0% | — | 89 | +2,550 | New | Q2 2014 | Aug 11, 2014 |
| Geduld E E | History | New | 2,500 | 224 | 0.14% | — | 91 | +2,500 | New | Q2 2014 | Aug 04, 2014 |
| Stux Capital Management, LLC | History | Reduced | 2,500 | 224 | 0.03% | 0.04% | 90 | -400 | -13.79% | Q2 2014 | Jul 14, 2014 |
| First American Bank | History | No change | 2,465 | 221 | 0.02% | 0.03% | 92 | 0 | 0.0% | Q2 2014 | Jul 07, 2014 |
| DEERE & CO | History | Reduced | 2,317 | 208 | 0.01% | 0.02% | 93 | -1,061 | -31.41% | Q2 2014 | Aug 11, 2014 |
| FIRST QUADRANT L P/CA | History | New | 2,000 | 179 | 0.0% | — | 94 | +2,000 | New | Q2 2014 | Jul 31, 2014 |
| E. Ohman J:or Asset Management AB | History | No change | 1,600 | 143 | 0.04% | 0.04% | 95 | 0 | 0.0% | Q2 2014 | Apr 05, 2024 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 1,500 | 134 | 0.01% | 0.08% | 96 | -5,470 | -78.48% | Q2 2014 | Jul 18, 2014 |
| GAM Holding AG | History | No change | 1,000 | 90 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | No change | 856 | 77 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 450 | 47 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 500 | 45 | 0.01% | — | 100 | +500 | New | Q2 2014 | Jul 29, 2014 |
| NewFocus Financial Group, LLC | History | New | 1,283 | 37 | 0.03% | — | 101 | +1,283 | New | Q2 2014 | Jul 23, 2014 |
| Shinko Asset Management Co., Ltd. | History | No change | 283 | 25 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PRIVATE TRUST CO NA | History | No change | 209 | 19 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Vigilant Capital Management, LLC | History | No change | 200 | 18 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Focused Wealth Management, Inc | History | No change | 175 | 16 | 0.01% | 0.02% | 105 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Mizuho Asset Management Co.,Ltd. | History | No change | 141 | 13 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | No change | 120 | 11 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| ATWOOD & PALMER INC | History | New | 100 | 9 | 0.0% | — | 108 | +100 | New | Q2 2014 | Aug 11, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 100 | 9 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| MetLife Securities, Inc | History | Reduced | 86 | 8 | 0.0% | 0.0% | 110 | -50 | -36.76% | Q2 2014 | Aug 04, 2014 |
| Ledyard National Bank | History | No change | 49 | 4 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Warren Averett Asset Management, LLC | History | Reduced | 32 | 3 | 0.0% | 0.0% | 112 | -30 | -48.39% | Q2 2014 | Jul 29, 2014 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 11.13% | — | -8,737,888 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.15% | — | -6,702,791 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.21% | — | -3,447,689 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,474,565 | -100.0% | Q1 2014 | May 15, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.27% | — | -2,380,739 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.11% | — | -2,264,606 | -100.0% | Q1 2014 | May 14, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.73% | — | -1,464,803 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.04% | — | -1,414,277 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,339,738 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,195,057 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -826,635 | -100.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.23% | — | -734,818 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -625,553 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -489,106 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -458,348 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -452,657 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -411,331 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -399,000 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.2% | — | -388,523 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -380,403 | -100.0% | Q1 2014 | May 23, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -337,240 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.05% | — | -319,751 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -307,076 | -100.0% | Q1 2014 | May 13, 2014 |
| Artal Group S.A. | History | Closed out | 0 | 0 | — | 1.09% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -285,106 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -272,629 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOUT INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.3% | — | -264,898 | -100.0% | Q2 2014 | Aug 04, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -241,963 | -100.0% | Q1 2014 | May 16, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -224,162 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -211,274 | -100.0% | Q1 2014 | May 15, 2014 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.44% | — | -170,893 | -100.0% | Q2 2014 | Aug 01, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -164,246 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -162,699 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.08% | — | -153,765 | -100.0% | Q1 2014 | May 08, 2014 |
| HealthCor Management, L.P. | History | Closed out | 0 | 0 | — | 0.9% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -139,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -127,800 | -100.0% | Q1 2014 | May 09, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -127,493 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.13% | — | -122,777 | -100.0% | Q1 2014 | May 12, 2014 |
| Mitsubishi UFJ Trust & Banking Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -116,272 | -100.0% | Q1 2014 | May 13, 2014 |
| Opaleye Management Inc. | History | Closed out | 0 | 0 | — | 8.51% | — | -115,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Parametric Risk Advisors LLC | History | Closed out | 0 | 0 | — | 0.78% | — | -112,900 | -100.0% | Q1 2014 | May 12, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.23% | — | -111,700 | -100.0% | Q1 2014 | May 15, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.73% | — | -111,400 | -100.0% | Q1 2014 | May 13, 2014 |
| DAFNA Capital Management LLC | History | Closed out | 0 | 0 | — | 9.53% | — | -110,628 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,299 | -100.0% | Q1 2014 | May 14, 2014 |
| QVT Financial LP | History | Closed out | 0 | 0 | — | 0.63% | — | -110,021 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.03% | — | -106,327 | -100.0% | Q1 2014 | May 08, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -106,302 | -100.0% | Q2 2014 | Aug 08, 2014 |
| ITHAKA GROUP LLC | History | Closed out | 0 | 0 | — | 1.76% | — | -105,735 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -93,562 | -100.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -91,824 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -79,163 | -100.0% | Q1 2014 | May 15, 2014 |
| MOODY NATIONAL BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.5% | — | -73,958 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -72,906 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.2% | — | -72,902 | -100.0% | Q1 2014 | May 06, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.35% | — | -72,885 | -100.0% | Q1 2014 | May 13, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -71,857 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -66,800 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -64,763 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,070 | -100.0% | Q2 2014 | Aug 08, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -55,810 | -100.0% | Q1 2014 | May 16, 2014 |
| Tekla Capital Management LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -55,125 | -100.0% | Q2 2014 | Aug 05, 2014 |
| SHAKER INVESTMENTS LLC/OH | History | Closed out | 0 | 0 | — | 2.98% | — | -48,075 | -100.0% | Q2 2014 | Aug 08, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -47,700 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -45,644 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -41,780 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,574 | -100.0% | Q1 2014 | May 14, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -37,600 | -100.0% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,903 | -100.0% | Q1 2014 | May 15, 2014 |
| Korea Investment CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -35,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Rock Springs Capital Management LP | History | Closed out | 0 | 0 | — | 0.73% | — | -31,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,215 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.19% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -29,055 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -27,797 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -26,750 | -100.0% | Q1 2014 | May 28, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,416 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -26,300 | -100.0% | Q1 2014 | May 19, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.04% | — | -25,925 | -100.0% | Q1 2014 | May 15, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -24,359 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -24,000 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -23,200 | -100.0% | Q1 2014 | May 14, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -22,407 | -100.0% | Q1 2014 | May 05, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -21,735 | -100.0% | Q1 2014 | May 15, 2014 |
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND | History | Closed out | 0 | 0 | — | 0.04% | — | -21,516 | -100.0% | Q1 2014 | Apr 24, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -19,800 | -100.0% | Q1 2014 | May 15, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,719 | -100.0% | Q2 2014 | Aug 07, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,087 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -18,850 | -100.0% | Q1 2014 | May 15, 2014 |
| Gulf International Bank (UK) Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -17,755 | -100.0% | Q1 2014 | May 06, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,412 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.03% | — | -17,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Nicholas Investment Partners, LP | History | Closed out | 0 | 0 | — | 0.14% | — | -16,736 | -100.0% | Q2 2014 | Aug 01, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,011 | -100.0% | Q1 2014 | May 15, 2014 |
| Tygh Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.32% | — | -15,729 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,719 | -100.0% | Q1 2014 | May 16, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.03% | — | -15,119 | -100.0% | Q1 2014 | May 19, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -14,657 | -100.0% | Q1 2014 | May 14, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -14,390 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -14,090 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -13,800 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -13,600 | -100.0% | Q1 2014 | May 12, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -13,414 | -100.0% | Q2 2014 | Aug 11, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,261 | -100.0% | Q1 2014 | May 13, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,904 | -100.0% | Q1 2014 | May 09, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,752 | -100.0% | Q1 2014 | May 09, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | Closed out | 0 | 0 | — | 0.0% | — | -12,300 | -100.0% | Q2 2014 | Jul 24, 2014 |
| ADVENT CAPITAL MANAGEMENT /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -12,000 | -100.0% | Q1 2014 | May 16, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,726 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -11,380 | -100.0% | Q1 2014 | May 14, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -11,000 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,899 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,696 | -100.0% | Q1 2014 | May 07, 2014 |
| Healthcare Value Capital, LLC | History | Closed out | 0 | 0 | — | 0.66% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 05, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,591 | -100.0% | Q1 2014 | May 15, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.49% | — | -9,505 | -100.0% | Q2 2014 | Jul 23, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -9,346 | -100.0% | Q1 2014 | May 14, 2014 |
| DARUMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,295 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -8,023 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,912 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -7,700 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,687 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,870 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,864 | -100.0% | Q1 2014 | May 14, 2014 |
| Granite Point Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.44% | — | -6,200 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -6,073 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -5,966 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,847 | -100.0% | Q1 2014 | May 14, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,316 | -100.0% | Q1 2014 | May 13, 2014 |
| MAPLE SECURITIES USA INC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,155 | -100.0% | Q2 2014 | Aug 06, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -5,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.04% | — | -4,808 | -100.0% | Q1 2014 | May 13, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,800 | -100.0% | Q1 2014 | May 15, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -4,500 | -100.0% | Q1 2014 | May 16, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,200 | -100.0% | Q1 2014 | May 15, 2014 |
| HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,168 | -100.0% | Q1 2014 | May 08, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -4,127 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,118 | -100.0% | Q1 2014 | May 13, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | Closed out | 0 | 0 | — | 0.07% | — | -3,825 | -100.0% | Q1 2014 | May 15, 2014 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,521 | -100.0% | Q2 2014 | Aug 05, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -3,446 | -100.0% | Q1 2014 | May 09, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -3,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Natixis Asset Management | History | Closed out | 0 | 0 | — | 0.05% | — | -3,231 | -100.0% | Q1 2014 | Aug 06, 2014 |
| Perimeter Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,203 | -100.0% | Q1 2014 | May 05, 2014 |
| QUANTRES ASSET MANAGEMENT Ltd | History | Closed out | 0 | 0 | — | 0.38% | — | -3,200 | -100.0% | Q2 2014 | Jul 18, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,144 | -100.0% | Q1 2014 | May 15, 2014 |
| CenturyLink Investment Management Co | History | Closed out | 0 | 0 | — | 0.1% | — | -3,043 | -100.0% | Q2 2014 | Jul 18, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -3,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,900 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -2,778 | -100.0% | Q1 2014 | May 15, 2014 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,749 | -100.0% | Q2 2014 | Jul 09, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,729 | -100.0% | Q1 2014 | May 14, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,660 | -100.0% | Q1 2014 | May 20, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,422 | -100.0% | Q1 2014 | May 15, 2014 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,355 | -100.0% | Q2 2014 | Aug 01, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -2,310 | -100.0% | Q2 2014 | Jul 11, 2014 |
| BANCED CORP | History | Closed out | 0 | 0 | — | 0.23% | — | -2,171 | -100.0% | Q2 2014 | Jul 08, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 15, 2014 |
| DAI ICHI LIFE INSURANCE CO., LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,718 | -100.0% | Q1 2014 | May 14, 2014 |
| Wunderlich Securities, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,000 | -100.0% | Q2 2014 | Jul 17, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -900 | -100.0% | Q1 2014 | May 05, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 07, 2014 |
| CHARLEMAGNE CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.04% | — | -519 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -503 | -100.0% | Q1 2014 | May 02, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -490 | -100.0% | Q1 2014 | May 15, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -475 | -100.0% | Q1 2014 | May 07, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -447 | -100.0% | Q1 2014 | May 15, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -184 | -100.0% | Q2 2014 | Jul 28, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -177 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q1 2014 | May 15, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -93 | -100.0% | Q2 2014 | Jul 24, 2014 |
| SYNOVUS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q2 2014 | Aug 01, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2014 | Aug 04, 2014 |