Pfenex Inc. - 717071104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP | History | New | 4,220,055 | 53,806 | 2.19% | — | 1 | +4,220,055 | New | Q3 2020 | Nov 13, 2020 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Reduced | 3,161,200 | 40,305 | 0.03% | 0.02% | 2 | -82,900 | -2.56% | Q3 2020 | Nov 13, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 963,305 | 12,282 | 0.01% | 0.01% | 3 | -386,400 | -28.63% | Q3 2020 | Nov 13, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 795,376 | 10,141 | 0.0% | 0.0% | 4 | +724,396 | 1020.56% | Q3 2020 | Nov 16, 2020 |
| Pentwater Capital Management LP | History | New | 730,200 | 9,310 | 0.12% | — | 5 | +730,200 | New | Q3 2020 | Dec 09, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 596,049 | 7,600 | 0.01% | 0.0% | 6 | +566,965 | 1949.41% | Q3 2020 | Nov 16, 2020 |
| Polar Asset Management Partners Inc. | History | New | 500,000 | 6,375 | 0.09% | — | 7 | +500,000 | New | Q3 2020 | Nov 16, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 374,914 | 4,780 | 0.0% | 0.0% | 8 | -383,540 | -50.57% | Q3 2020 | Nov 12, 2020 |
| MORGAN STANLEY | History | Added to | 370,631 | 4,725 | 0.0% | 0.0% | 9 | +330,672 | 827.53% | Q3 2020 | Nov 13, 2020 |
| NORTHERN TRUST CORP | History | Reduced | 351,457 | 4,481 | 0.0% | 0.0% | 10 | -57,969 | -14.16% | Q3 2020 | Nov 16, 2020 |
| Verition Fund Management LLC | History | New | 330,100 | 4,209 | 0.08% | — | 11 | +330,100 | New | Q3 2020 | Nov 16, 2020 |
| JANE STREET GROUP, LLC | History | New | 294,670 | 3,757 | 0.0% | — | 12 | +294,670 | New | Q3 2020 | Nov 17, 2020 |
| Qube Research & Technologies Ltd | History | New | 151,815 | 1,936 | 0.03% | — | 13 | +151,815 | New | Q3 2020 | Nov 12, 2020 |
| GOLDMAN SACHS GROUP INC | History | Added to | 128,859 | 1,643 | 0.0% | 0.0% | 14 | +6,904 | 5.66% | Q3 2020 | Nov 13, 2020 |
| Walleye Trading LLC | History | New | 92,100 | 1,174 | 0.01% | — | 15 | +92,100 | New | Q3 2020 | Nov 16, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 78,780 | 1,004 | 0.0% | 0.0% | 16 | +2,300 | 3.01% | Q3 2020 | Nov 05, 2020 |
| CITADEL ADVISORS LLC | History | Added to | 77,662 | 990 | 0.0% | 0.0% | 17 | +12,162 | 18.57% | Q3 2020 | Nov 16, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 75,244 | 959 | 0.0% | 0.0% | 18 | -56,806 | -43.02% | Q3 2020 | Nov 05, 2020 |
| Russell Investments Group, Ltd. | History | Reduced | 74,185 | 945 | 0.0% | 0.0% | 19 | -70,253 | -48.64% | Q3 2020 | Nov 09, 2020 |
| FRANKLIN RESOURCES INC | History | Reduced | 54,458 | 694 | 0.0% | 0.01% | 20 | -2,644,403 | -97.98% | Q3 2020 | Nov 12, 2020 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 46,100 | 588 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2020 | Nov 16, 2020 |
| Man Group plc | History | Added to | 39,394 | 502 | 0.0% | 0.0% | 22 | +18,244 | 86.26% | Q3 2020 | Nov 16, 2020 |
| RHUMBLINE ADVISERS | History | Reduced | 36,672 | 468 | 0.0% | 0.0% | 23 | -6,675 | -15.4% | Q3 2020 | Nov 12, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 23,600 | 301 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2020 | Nov 05, 2020 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 21,021 | 268 | 0.0% | 0.0% | 25 | -763 | -3.5% | Q3 2020 | Nov 09, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 8,771 | 111 | 0.0% | 0.0% | 26 | -4,536 | -34.09% | Q3 2020 | Nov 13, 2020 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 6,547 | 83 | 0.0% | 0.0% | 27 | -3 | -0.05% | Q3 2020 | Nov 13, 2020 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 4,000 | 51 | 0.0% | — | 28 | +4,000 | New | Q3 2020 | Nov 12, 2020 |
| Tower Research Capital LLC (TRC) | History | Reduced | 3,722 | 48 | 0.0% | 0.0% | 29 | -8,273 | -68.97% | Q3 2020 | Nov 16, 2020 |
| DEUTSCHE BANK AG\ | History | Reduced | 1,671 | 21 | 0.0% | 0.0% | 31 | -15,899 | -90.49% | Q3 2020 | Nov 12, 2020 |
| CITIGROUP INC | History | Reduced | 1,657 | 21 | 0.0% | 0.0% | 30 | -3,041 | -64.73% | Q3 2020 | Nov 12, 2020 |
| US BANCORP \DE\ | History | No change | 866 | 11 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2020 | Nov 10, 2020 |
| UBS Group AG | History | Reduced | 328 | 4 | 0.0% | 0.0% | 33 | -18,902 | -98.29% | Q3 2020 | Nov 12, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 197 | 3 | 0.0% | 0.0% | 34 | -265 | -57.36% | Q3 2020 | Nov 12, 2020 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.12% | — | -3,036,976 | -100.0% | Q2 2020 | Aug 12, 2020 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,827,745 | -100.0% | Q2 2020 | Aug 14, 2020 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -605,024 | -100.0% | Q2 2020 | Aug 14, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -513,405 | -100.0% | Q2 2020 | Aug 13, 2020 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -284,894 | -100.0% | Q2 2020 | Aug 17, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -277,244 | -100.0% | Q2 2020 | Aug 20, 2020 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -248,121 | -100.0% | Q2 2020 | Aug 17, 2020 |
| ROYCE & ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.02% | — | -203,087 | -100.0% | Q2 2020 | Aug 07, 2020 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -188,700 | -100.0% | Q2 2020 | Sep 15, 2020 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -167,152 | -100.0% | Q2 2020 | Aug 05, 2020 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.88% | — | -134,951 | -100.0% | Q2 2020 | Oct 08, 2021 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -89,051 | -100.0% | Q2 2020 | Aug 12, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -85,700 | -100.0% | Q2 2020 | Aug 12, 2020 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -61,000 | -100.0% | Q2 2020 | Jul 23, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,175 | -100.0% | Q2 2020 | Aug 12, 2020 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -53,978 | -100.0% | Q2 2020 | Aug 14, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -51,978 | -100.0% | Q2 2020 | Aug 17, 2020 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,319 | -100.0% | Q2 2020 | Sep 15, 2020 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -39,733 | -100.0% | Q2 2020 | Aug 13, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -35,500 | -100.0% | Q2 2020 | Aug 13, 2020 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -34,103 | -100.0% | Q2 2020 | Aug 14, 2020 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,454 | -100.0% | Q2 2020 | Aug 14, 2020 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -31,190 | -100.0% | Q2 2020 | Aug 11, 2020 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,051 | -100.0% | Q2 2020 | Aug 14, 2020 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,200 | -100.0% | Q2 2020 | Aug 14, 2020 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,566 | -100.0% | Q2 2020 | Oct 22, 2020 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,976 | -100.0% | Q2 2020 | Aug 12, 2020 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -17,124 | -100.0% | Q2 2020 | May 24, 2024 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -14,265 | -100.0% | Q2 2020 | Jul 23, 2020 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,669 | -100.0% | Q2 2020 | Aug 14, 2020 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 31 | 0 | — | 0.0% | — | -1,202 | -97.49% | Q3 2020 | Oct 30, 2020 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -443 | -100.0% | Q2 2020 | Aug 14, 2020 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q2 2020 | Aug 13, 2020 |