POLYPORE INTL INC - 73179V103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fairpointe Capital LLC | History | Reduced | 5,033,640 | 240,256 | 3.21% | 2.77% | 1 | -930,095 | -15.6% | Q2 2014 | Aug 07, 2014 |
| VANGUARD GROUP INC | History | Reduced | 2,712,831 | 129,484 | 0.01% | 0.01% | 2 | -7,067 | -0.26% | Q2 2014 | Aug 11, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Reduced | 1,195,575 | 57,065 | 0.61% | 0.87% | 3 | -1,193,900 | -49.96% | Q2 2014 | Jul 30, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,186,040 | 56,610 | 0.01% | 0.01% | 4 | -63,876 | -5.11% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,078,506 | 51,477 | 0.01% | 0.01% | 5 | -169,242 | -13.56% | Q2 2014 | Aug 06, 2014 |
| Van Berkom & Associates Inc. | History | Reduced | 1,011,823 | 48,294 | 2.64% | 2.11% | 6 | -83,672 | -7.64% | Q2 2014 | Aug 05, 2014 |
| KALMAR INVESTMENTS INC /DE/ | History | Added to | 751,953 | 35,891 | 0.62% | 0.43% | 7 | +330 | 0.04% | Q2 2014 | Jul 28, 2014 |
| BTIM Corp. | History | Added to | 731,585 | 34,919 | 0.51% | 0.37% | 8 | +10,272 | 1.42% | Q2 2014 | Aug 01, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 612,163 | 29,219 | 0.03% | 0.02% | 9 | -68,170 | -10.02% | Q2 2014 | Aug 08, 2014 |
| DnB Asset Management AS | History | New | 608,562 | 29,046 | 0.61% | — | 10 | +608,562 | New | Q2 2014 | Jul 07, 2014 |
| TAMRO Capital Partners LLC | History | Added to | 607,959 | 29,018 | 1.47% | 0.24% | 11 | +446,488 | 276.51% | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 465,769 | 22,231 | 0.02% | 0.01% | 12 | -3,200 | -0.68% | Q2 2014 | Aug 08, 2014 |
| NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION | History | Added to | 417,826 | 19,943 | 0.37% | 0.28% | 13 | +10,000 | 2.45% | Q2 2014 | Aug 08, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Added to | 289,263 | 13,807 | 0.93% | 0.63% | 14 | +37,980 | 15.11% | Q2 2014 | Aug 04, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Added to | 210,472 | 10,046 | 0.24% | 0.15% | 15 | +31,929 | 17.88% | Q2 2014 | Aug 06, 2014 |
| FLOOD GAMBLE ASSOCIATES INC | History | Reduced | 195,693 | 9,340 | 4.3% | 3.35% | 16 | -1,685 | -0.85% | Q2 2014 | Jul 29, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 132,900 | 6,343 | 0.04% | 0.03% | 17 | +14,200 | 11.96% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 132,562 | 6,328 | 0.01% | 0.01% | 18 | -7,411 | -5.29% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 123,246 | 5,883 | 0.01% | 0.01% | 19 | -5,447 | -4.23% | Q2 2014 | Aug 06, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | Reduced | 113,400 | 5,413 | 1.5% | 2.48% | 20 | -138,500 | -54.98% | Q2 2014 | Aug 07, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | New | 81,480 | 3,889 | 0.14% | — | 21 | +81,480 | New | Q2 2014 | Jul 23, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 78,622 | 3,752 | 0.01% | 0.01% | 22 | -63,422 | -44.65% | Q2 2014 | Aug 01, 2014 |
| HIGH POINTE CAPITAL MANAGEMENT LLC | History | Reduced | 58,750 | 2,804 | 1.02% | 0.78% | 23 | -400 | -0.68% | Q2 2014 | Jul 25, 2014 |
| AGF Investments America Inc. | History | Reduced | 54,400 | 2,597 | 1.01% | 0.96% | 24 | -17,800 | -24.65% | Q2 2014 | Jul 30, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 54,190 | 2,585 | 0.71% | 0.01% | 25 | -8,970 | -14.2% | Q2 2014 | Jul 28, 2014 |
| Swiss National Bank | History | No change | 50,100 | 2,391 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SEI TRUST CO | History | New | 46,628 | 2,226 | 0.02% | — | 27 | +46,628 | New | Q2 2014 | Jul 22, 2014 |
| AH Lisanti Capital Growth, LLC | History | New | 43,025 | 2,054 | 0.92% | — | 28 | +43,025 | New | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 42,857 | 2,046 | 0.0% | 0.0% | 29 | -338 | -0.78% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 42,617 | 2,034 | 0.01% | 0.0% | 30 | +164 | 0.39% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 41,851 | 1,998 | 0.01% | 0.0% | 31 | -1,898 | -4.34% | Q2 2014 | Aug 06, 2014 |
| DEERE & CO | History | New | 37,584 | 1,794 | 0.1% | — | 32 | +37,584 | New | Q2 2014 | Aug 11, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 37,223 | 1,777 | 0.01% | 0.01% | 33 | -2,005 | -5.11% | Q2 2014 | Jul 22, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 37,029 | 1,768 | 0.0% | 0.0% | 34 | +6,564 | 21.55% | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 35,964 | 1,717 | 0.01% | 0.01% | 35 | -1,114 | -3.0% | Q2 2014 | Jul 31, 2014 |
| K.J. Harrison & Partners Inc | History | New | 35,000 | 1,671 | 0.48% | — | 36 | +35,000 | New | Q2 2014 | Jul 17, 2014 |
| Nationwide Fund Advisors | History | Reduced | 34,677 | 1,655 | 0.01% | 0.01% | 37 | -1,346 | -3.74% | Q2 2014 | Aug 11, 2014 |
| DELTA LLOYD NV | History | No change | 30,000 | 1,432 | 0.04% | 0.03% | 38 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 29,687 | 1,416 | 0.01% | 0.01% | 39 | -2,033 | -6.41% | Q2 2014 | Aug 08, 2014 |
| EAM Investors, LLC | History | New | 29,101 | 1,389 | 0.26% | — | 40 | +29,101 | New | Q2 2014 | Aug 11, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 28,377 | 1,354 | 0.15% | — | 41 | +28,377 | New | Q2 2014 | Jul 18, 2014 |
| ProShare Advisors LLC | History | Reduced | 28,107 | 1,342 | 0.02% | 0.02% | 42 | -25,017 | -47.09% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 26,271 | 1,254 | 0.0% | 30.26% | 43 | -4,991 | -15.97% | Q2 2014 | Aug 06, 2014 |
| PRINCETON CAPITAL MANAGEMENT INC | History | Added to | 23,740 | 1,133 | 0.78% | 0.54% | 44 | +1,990 | 9.15% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 16,541 | 790 | 0.0% | 0.0% | 45 | -13,410 | -44.77% | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 12,378 | 591 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 11,519 | 548 | 0.0% | 0.0% | 47 | -3,415 | -22.87% | Q2 2014 | Aug 06, 2014 |
| LPL Financial LLC | History | Reduced | 10,000 | 477 | 0.0% | 0.0% | 48 | -7,500 | -42.86% | Q2 2014 | Aug 05, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | No change | 10,000 | 477 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| AGF INVESTMENTS INC. | History | Reduced | 9,900 | 473 | 0.0% | 0.0% | 50 | -3,500 | -26.12% | Q2 2014 | Jul 30, 2014 |
| ROBECOSAM AG | History | Reduced | 9,700 | 466 | 0.04% | 0.43% | 51 | -137,300 | -93.4% | Q2 2014 | Aug 08, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | Reduced | 9,390 | 448 | 0.02% | 0.02% | 52 | -250 | -2.59% | Q2 2014 | Jul 15, 2014 |
| Manchester Capital Management LLC | History | No change | 8,525 | 407 | 0.05% | 0.05% | 53 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 7,152 | 341 | 0.01% | 0.01% | 54 | -558 | -7.24% | Q2 2014 | Aug 08, 2014 |
| WELCH & FORBES LLC | History | Reduced | 7,134 | 340 | 0.01% | 0.01% | 55 | -200 | -2.73% | Q2 2014 | Jul 31, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 6,000 | 286 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STONEBRIDGE CAPITAL MANAGEMENT INC | History | Reduced | 5,630 | 268 | 0.1% | 0.24% | 57 | -11,070 | -66.29% | Q2 2014 | Jul 16, 2014 |
| AMALGAMATED BANK | History | New | 4,398 | 210 | 0.03% | — | 58 | +4,398 | New | Q2 2014 | Aug 11, 2014 |
| CONDOR CAPITAL MANAGEMENT | History | New | 4,314 | 206 | 0.06% | — | 59 | +4,314 | New | Q2 2014 | Aug 07, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,847 | 184 | 0.0% | — | 60 | +3,847 | New | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | New | 2,700 | 129 | 0.0% | — | 61 | +2,700 | New | Q2 2014 | Jul 24, 2014 |
| Johnson Financial Group, Inc. | History | Added to | 2,175 | 104 | 0.03% | 0.01% | 62 | +1,475 | 210.71% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | Reduced | 2,118 | 101 | 0.0% | 0.0% | 63 | -269 | -11.27% | Q2 2014 | Jul 29, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Added to | 1,910 | 91 | 0.0% | 0.0% | 64 | +125 | 7.0% | Q2 2014 | Jul 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,640 | 78 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,279 | 61 | 0.0% | 0.0% | 66 | -273 | -17.59% | Q2 2014 | Aug 06, 2014 |
| Psagot Investment House Ltd. | History | Reduced | 901 | 43 | 0.0% | 0.0% | 67 | -542 | -37.56% | Q2 2014 | Aug 06, 2014 |
| PRIVATE TRUST CO NA | History | New | 120 | 6 | 0.0% | — | 68 | +120 | New | Q2 2014 | Jul 22, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.24% | — | -6,290,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Capital Research Global Investors | History | Closed out | 0 | 0 | — | 0.06% | — | -5,089,100 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,064,865 | -100.0% | Q1 2014 | May 15, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.9% | — | -2,708,620 | -100.0% | Q1 2014 | May 13, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -2,556,712 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,758,469 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -1,269,686 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.27% | — | -1,152,505 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -1,073,247 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -934,882 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -788,356 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital International Investors | History | Closed out | 0 | 0 | — | 0.06% | — | -700,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -693,407 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -649,899 | -100.0% | Q1 2014 | May 14, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -619,580 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -491,534 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPITAL INTERNATIONAL SARL | History | Closed out | 0 | 0 | — | 0.55% | — | -288,300 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL INTERNATIONAL LTD /CA/ | History | Closed out | 0 | 0 | — | 0.57% | — | -264,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CLEARBRIDGE, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -262,348 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -241,273 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -234,987 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -223,605 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL INTERNATIONAL INC /CA/ | History | Closed out | 0 | 0 | — | 0.34% | — | -223,600 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -219,848 | -100.0% | Q1 2014 | May 13, 2014 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Closed out | 0 | 0 | — | 0.02% | — | -192,120 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -179,776 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -179,743 | -100.0% | Q1 2014 | May 28, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -116,791 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -115,714 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -109,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -103,523 | -100.0% | Q1 2014 | May 19, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -99,093 | -100.0% | Q1 2014 | May 15, 2014 |
| Independence Capital Asset Partners, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -98,736 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -84,807 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -81,767 | -100.0% | Q1 2014 | May 13, 2014 |
| Aston Asset Management, LP | History | Closed out | 0 | 0 | — | 0.62% | — | -77,683 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -68,391 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -67,695 | -100.0% | Q1 2014 | May 15, 2014 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -66,245 | -100.0% | Q1 2014 | May 16, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -65,344 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -63,459 | -100.0% | Q1 2014 | May 15, 2014 |
| Axel Capital Management, LLC | History | Closed out | 0 | 0 | — | 4.65% | — | -61,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.11% | — | -59,472 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -57,342 | -100.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,194 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.16% | — | -54,436 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -46,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,400 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,783 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -42,041 | -100.0% | Q1 2014 | May 13, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -41,404 | -100.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -36,680 | -100.0% | Q1 2014 | May 05, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -35,129 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -33,862 | -100.0% | Q1 2014 | May 13, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.01% | — | -29,786 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,605 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,472 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.13% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -24,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,383 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -22,883 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,260 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.01% | — | -19,200 | -100.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,728 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,028 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -15,773 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,398 | -100.0% | Q1 2014 | May 23, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -14,673 | -100.0% | Q1 2014 | May 15, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -13,568 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -13,200 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,990 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,955 | -100.0% | Q1 2014 | May 13, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,769 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,454 | -100.0% | Q1 2014 | May 02, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,200 | -100.0% | Q1 2014 | May 15, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -9,700 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,046 | -100.0% | Q1 2014 | May 14, 2014 |
| RobecoSam USA, Inc. | History | Closed out | 0 | 0 | — | 0.31% | — | -8,000 | -100.0% | Q1 2014 | May 07, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,386 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,941 | -100.0% | Q1 2014 | May 16, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,375 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,042 | -100.0% | Q1 2014 | May 16, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -3,909 | -100.0% | Q1 2014 | Aug 08, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,394 | -100.0% | Q1 2014 | May 07, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -1,007 | -100.0% | Q1 2014 | May 14, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -992 | -100.0% | Q1 2014 | May 21, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -395 | -100.0% | Q1 2014 | May 14, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -371 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -257 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -97 | -100.0% | Q1 2014 | May 15, 2014 |