PGIM Short Duration High Yield - 74433A109
Detailed investor-level table based on 13F positions.
Early Q1 2020 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | Added to | 42,639 | 7,696 | 0.02% | 0.02% | 1 | +3,000 | 7.57% | Q2 2014 | Jul 11, 2014 |
| LPL Financial LLC | History | Added to | 110,627 | 1,997 | 0.01% | 0.01% | 2 | +2,595 | 2.4% | Q2 2014 | Aug 05, 2014 |
| Capital Investment Advisors, LLC | History | New | 47,695 | 861 | 0.1% | — | 3 | +47,695 | New | Q2 2014 | Jul 30, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 36,050 | 650 | 0.01% | 0.01% | 4 | -2,000 | -5.26% | Q2 2014 | Jul 25, 2014 |
| Trust Asset Management LLC | History | New | 30,369 | 548 | 0.38% | — | 5 | +30,369 | New | Q2 2014 | Aug 05, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 27,973 | 504 | 0.33% | 0.32% | 6 | +2,912 | 11.62% | Q2 2014 | Jul 17, 2014 |
| CHARTIST INC /CA/ | History | No change | 20,000 | 355 | 0.17% | 0.19% | 7 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 1,400 | 25 | 0.0% | — | 8 | +1,400 | New | Q2 2014 | Aug 08, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 18 | 0.01% | — | 9 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | New | 1,000 | 18 | 0.0% | — | 10 | +1,000 | New | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | No change | 900 | 16 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -2,512,063 | -100.0% | Q1 2014 | May 13, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 1.94% | — | -1,955,502 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -339,205 | -100.0% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 2.29% | — | -270,860 | -100.0% | Q1 2014 | May 09, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -258,231 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -249,141 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -247,449 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -229,710 | -100.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -209,200 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -153,430 | -100.0% | Q1 2014 | May 13, 2014 |
| THIRD AVENUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -127,306 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -45,789 | -100.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.12% | — | -32,500 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,482 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -25,901 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -21,550 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -19,415 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,979 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,250 | -100.0% | Q1 2014 | May 12, 2014 |
| Dorsey & Whitney Trust CO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,878 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,200 | -100.0% | Q1 2014 | May 02, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,992 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,600 | -100.0% | Q1 2014 | May 02, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 09, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,040 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |