PGIM Short Duration High Yield - 74442F107
Detailed investor-level table based on 13F positions.
Early Q1 2020 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | Reduced | 20,686 | 3,717 | 0.01% | 0.01% | 1 | -560 | -2.64% | Q2 2014 | Jul 11, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 64,420 | 1,158 | 0.02% | 0.01% | 2 | +12,826 | 24.86% | Q2 2014 | Aug 08, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 45,462 | 817 | 0.09% | 0.07% | 3 | +14,804 | 48.29% | Q2 2014 | Jul 30, 2014 |
| Trust Asset Management LLC | History | New | 29,949 | 538 | 0.37% | — | 4 | +29,949 | New | Q2 2014 | Aug 05, 2014 |
| Shaker Financial Services, LLC | History | New | 24,254 | 436 | 0.27% | — | 5 | +24,254 | New | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Added to | 23,818 | 428 | 0.0% | 0.0% | 6 | +1,677 | 7.57% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 17,422 | 313 | 0.0% | 0.0% | 7 | +1,209 | 7.46% | Q2 2014 | Jul 23, 2014 |
| CHARTIST INC /CA/ | History | No change | 16,600 | 295 | 0.14% | 0.16% | 8 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | Reduced | 4,100 | 74 | 0.01% | 0.01% | 9 | -900 | -18.0% | Q2 2014 | Aug 04, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 1,785 | 32 | 0.02% | 0.02% | 10 | +36 | 2.06% | Q2 2014 | Jul 17, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,500 | 27 | 0.0% | — | 11 | +1,500 | New | Q2 2014 | Aug 08, 2014 |
| TD Capital Management LLC | History | New | 801 | 14 | 0.0% | — | 12 | +801 | New | Q2 2014 | Aug 05, 2014 |
| DUBUQUE BANK & TRUST CO | History | New | 550 | 10 | 0.0% | — | 13 | +550 | New | Q2 2014 | Aug 11, 2014 |
| MUFG Americas Holdings Corp | History | No change | 181 | 3 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,499,618 | -100.0% | Q1 2014 | May 13, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 1.13% | — | -1,105,051 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -584,527 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -401,098 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -360,035 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -176,206 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -162,639 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -125,265 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -83,076 | -100.0% | Q1 2014 | May 16, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -60,723 | -100.0% | Q1 2014 | May 08, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -42,347 | -100.0% | Q1 2014 | May 14, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.15% | — | -34,731 | -100.0% | Q1 2014 | May 07, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -34,670 | -100.0% | Q1 2014 | May 13, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -33,252 | -100.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -15,402 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -14,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.05% | — | -12,000 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,014 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,782 | -100.0% | Q1 2014 | May 12, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -207 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | May 15, 2014 |