*REAL GOODS SOLAR INC - 75601N104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | No change | 3,918,611 | 15,949 | 0.06% | 0.06% | 1 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 285,438 | 2,939 | 0.06% | 0.06% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 948,085 | 2,825 | 0.0% | 0.0% | 3 | +26,615 | 2.89% | Q2 2014 | Aug 11, 2014 |
| PEAK6 Investments, L.P. | History | No change | 501,529 | 2,041 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| CITIGROUP INC | History | No change | 292,688 | 1,191 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 280,047 | 1,139 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 261,799 | 1,066 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | No change | 225,000 | 916 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 210,400 | 856 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 196,206 | 799 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Teton Advisors, Inc. | History | Added to | 234,400 | 699 | 0.05% | 0.05% | 11 | +54,700 | 30.44% | Q2 2014 | Aug 06, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 183,078 | 546 | 0.16% | 0.22% | 12 | -3,000 | -1.61% | Q2 2014 | Jul 10, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 113,033 | 460 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BOLTON LP | History | No change | 97,100 | 395 | 0.09% | 0.09% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | Added to | 116,800 | 348 | 0.05% | 0.03% | 15 | +59,800 | 104.91% | Q2 2014 | Jul 25, 2014 |
| UBS AG | History | No change | 76,245 | 309 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BlackRock Fund Advisors | History | Added to | 102,941 | 307 | 0.0% | 0.0% | 17 | +68,574 | 199.53% | Q2 2014 | Aug 06, 2014 |
| Verity Asset Management, Inc. | History | No change | 61,981 | 253 | 0.26% | 0.26% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 80,718 | 241 | 0.0% | 0.0% | 19 | -32,441 | -28.67% | Q2 2014 | Aug 11, 2014 |
| Coe Capital Management, LLC | History | No change | 52,558 | 214 | 0.06% | 0.06% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | No change | 46,316 | 189 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| NORTHERN TRUST CORP | History | No change | 42,039 | 171 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | No change | 39,600 | 158 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 31,324 | 127 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 29,400 | 120 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | No change | 28,740 | 117 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 26,011 | 110 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | No change | 23,922 | 97 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 30,807 | 92 | 0.0% | 0.0% | 29 | -44,525 | -59.11% | Q2 2014 | Aug 11, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 22,660 | 92 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BALDWIN BROTHERS INC/MA | History | No change | 29,075 | 87 | 0.01% | 0.02% | 31 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MORGAN STANLEY | History | No change | 20,771 | 85 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 19,719 | 59 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 10,515 | 43 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Seamans Capital Management, LLC | History | New | 10,000 | 30 | 0.04% | — | 35 | +10,000 | New | Q2 2014 | Aug 11, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 6,900 | 28 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 5,970 | 24 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | New | 6,287 | 19 | 0.0% | — | 38 | +6,287 | New | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 4,500 | 13 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Psagot Investment House Ltd. | History | Added to | 4,186 | 12 | 0.0% | 0.0% | 40 | +1,593 | 61.43% | Q2 2014 | Aug 06, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,000 | 8 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 1,500 | 6 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | Reduced | 1,688 | 5 | 0.0% | 0.0% | 43 | -8 | -0.47% | Q2 2014 | Jul 29, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 622 | 3 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Platinum Management (NY) LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Electron Capital Partners, LLC | History | Closed out | 0 | 0 | — | 2.1% | — | -879,143 | -100.0% | Q2 2014 | Jul 11, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -88,209 | -100.0% | Q2 2014 | Aug 05, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -60,000 | -100.0% | Q2 2014 | Aug 08, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,033 | -100.0% | Q2 2014 | Jul 23, 2014 |
| SUMIT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -12,698 | -100.0% | Q2 2014 | Jul 22, 2014 |