*REAL GOODS SOLAR INC - 75601N104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Added to | 3,918,611 | 15,949 | 0.06% | 0.03% | 1 | +1,093,611 | 38.71% | Q1 2014 | May 12, 2014 |
| VANGUARD GROUP INC | History | Added to | 921,470 | 3,750 | 0.0% | 0.0% | 2 | +50,687 | 5.82% | Q1 2014 | May 13, 2014 |
| Electron Capital Partners, LLC | History | New | 879,143 | 3,578 | 2.1% | — | 3 | +879,143 | New | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 285,438 | 2,939 | 0.06% | 0.02% | 4 | +133,732 | 88.15% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Added to | 501,529 | 2,041 | 0.02% | 0.0% | 5 | +468,429 | 1415.19% | Q1 2014 | May 19, 2014 |
| CITIGROUP INC | History | Added to | 292,688 | 1,191 | 0.0% | 0.0% | 6 | +189,916 | 184.79% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 280,047 | 1,139 | 0.0% | 0.0% | 7 | -55,153 | -16.45% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | New | 261,799 | 1,066 | 0.0% | — | 8 | +261,799 | New | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | No change | 225,000 | 916 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | New | 210,400 | 856 | 0.02% | — | 10 | +210,400 | New | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 196,206 | 799 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 186,078 | 757 | 0.22% | 0.23% | 12 | -56,826 | -23.39% | Q1 2014 | Apr 17, 2014 |
| Teton Advisors, Inc. | History | New | 179,700 | 731 | 0.05% | — | 13 | +179,700 | New | Q1 2014 | May 02, 2014 |
| FIRST TRUST ADVISORS LP | History | New | 113,159 | 461 | 0.0% | — | 14 | +113,159 | New | Q1 2014 | May 12, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 113,033 | 460 | 0.0% | 0.0% | 15 | +6,140 | 5.74% | Q1 2014 | May 14, 2014 |
| BOLTON LP | History | Reduced | 97,100 | 395 | 0.09% | 0.07% | 16 | -33,200 | -25.48% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | New | 88,209 | 359 | 0.06% | — | 17 | +88,209 | New | Q1 2014 | May 13, 2014 |
| UBS AG | History | Added to | 76,245 | 309 | 0.0% | 0.0% | 18 | +48,256 | 172.41% | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 75,332 | 307 | 0.0% | 0.0% | 19 | +60,192 | 397.57% | Q1 2014 | May 15, 2014 |
| Verity Asset Management, Inc. | History | Reduced | 61,981 | 253 | 0.26% | 0.26% | 20 | -15,829 | -20.34% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | New | 60,000 | 244 | 0.01% | — | 21 | +60,000 | New | Q1 2014 | May 09, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | New | 57,000 | 232 | 0.03% | — | 22 | +57,000 | New | Q1 2014 | Apr 14, 2014 |
| Coe Capital Management, LLC | History | Reduced | 52,558 | 214 | 0.06% | 1.19% | 23 | -1,073,791 | -95.33% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | New | 46,316 | 189 | 0.01% | — | 24 | +46,316 | New | Q1 2014 | May 09, 2014 |
| NORTHERN TRUST CORP | History | Added to | 42,039 | 171 | 0.0% | 0.0% | 25 | +5,550 | 15.21% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | New | 39,600 | 158 | 0.0% | — | 26 | +39,600 | New | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 34,367 | 140 | 0.0% | 0.0% | 27 | +9,360 | 37.43% | Q1 2014 | May 02, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 31,324 | 127 | 0.18% | 0.01% | 28 | +30,048 | 2354.86% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | New | 29,400 | 120 | 0.0% | — | 29 | +29,400 | New | Q1 2014 | May 15, 2014 |
| BALDWIN BROTHERS INC/MA | History | New | 29,075 | 118 | 0.02% | — | 30 | +29,075 | New | Q1 2014 | May 09, 2014 |
| JANE STREET GROUP, LLC | History | New | 28,740 | 117 | 0.0% | — | 31 | +28,740 | New | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | New | 26,011 | 110 | 0.0% | — | 32 | +26,011 | New | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Reduced | 23,922 | 97 | 0.0% | 0.0% | 33 | -9,991 | -29.46% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 22,660 | 92 | 0.0% | 0.0% | 34 | +11,573 | 104.38% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 20,771 | 85 | 0.0% | 0.0% | 35 | -89,210 | -81.11% | Q1 2014 | May 13, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 19,719 | 80 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | New | 16,033 | 65 | 0.01% | — | 37 | +16,033 | New | Q1 2014 | Apr 28, 2014 |
| SUMIT CAPITAL, LLC | History | New | 12,698 | 52 | 0.2% | — | 38 | +12,698 | New | Q1 2014 | May 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 10,515 | 43 | 0.0% | — | 39 | +10,515 | New | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 6,900 | 28 | 0.0% | — | 40 | +6,751 | 4530.87% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 5,970 | 24 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 4,500 | 18 | 0.0% | — | 42 | +4,500 | New | Q1 2014 | May 12, 2014 |
| Psagot Investment House Ltd. | History | New | 2,593 | 11 | 0.0% | — | 43 | +2,593 | New | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 2,000 | 8 | 0.0% | — | 44 | +2,000 | New | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Reduced | 1,500 | 6 | 0.0% | 0.0% | 45 | -3,500 | -70.0% | Q1 2014 | May 14, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | Reduced | 1,696 | 6 | 0.0% | 0.0% | 46 | -68 | -3.85% | Q1 2014 | Apr 23, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 622 | 3 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Platinum Management (NY) LLC | History | New | 67 | 1 | 0.0% | — | 48 | +67 | New | Q1 2014 | May 16, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,785 | -100.0% | Q4 2013 | Feb 13, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.06% | — | -25,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,034 | -100.0% | Q4 2013 | Feb 12, 2014 |
| HOLLENCREST SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q4 2013 | Jan 28, 2014 |
| GABELLI SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -15,000 | -100.0% | Q4 2013 | Feb 07, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q4 2013 | Jan 08, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -192 | -100.0% | Q4 2013 | Feb 14, 2014 |