RUBICON TECHNOLOGY INC - 78112T107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | No change | 2,932,683 | 33,109 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | No change | 2,048,517 | 23,128 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 1,634,114 | 14,298 | 0.04% | 0.06% | 3 | -219,328 | -11.83% | Q2 2014 | Aug 11, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | No change | 1,232,025 | 13,910 | 0.28% | 0.28% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | No change | 1,191,500 | 13,452 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,309,104 | 11,455 | 0.0% | 0.0% | 6 | +44,508 | 3.52% | Q2 2014 | Aug 06, 2014 |
| Cortina Asset Management, LLC | History | No change | 974,958 | 11,007 | 0.4% | 0.4% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| QUENTEC ASSET MANAGEMENT LLC | History | No change | 862,283 | 9,735 | 2.96% | 2.96% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ECOFIN LTD | History | New | 1,077,171 | 9,425 | 1.6% | — | 9 | +1,077,171 | New | Q2 2014 | Jul 15, 2014 |
| SAC Capital Advisors LP | History | No change | 833,900 | 9,415 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ARIEL INVESTMENTS, LLC | History | No change | 761,517 | 8,598 | 0.1% | 0.1% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 797,347 | 6,977 | 0.0% | 0.0% | 12 | +12,485 | 1.59% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 728,935 | 6,378 | 0.0% | 0.0% | 13 | +94,446 | 14.89% | Q2 2014 | Aug 06, 2014 |
| Invesco Ltd. | History | No change | 514,906 | 5,813 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 624,625 | 5,465 | 0.05% | 0.07% | 15 | +128,322 | 25.86% | Q2 2014 | Jul 30, 2014 |
| NORTHERN TRUST CORP | History | No change | 439,115 | 4,958 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | No change | 403,783 | 4,560 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 501,671 | 4,390 | 0.0% | 0.0% | 18 | -2,808 | -0.56% | Q2 2014 | Aug 08, 2014 |
| Invicta Capital Management, LLC | History | No change | 300,000 | 3,387 | 1.87% | 1.87% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | No change | 290,000 | 3,274 | 0.19% | 0.19% | 20 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| ROBECOSAM AG | History | Added to | 320,000 | 2,829 | 0.23% | 0.2% | 21 | +119,000 | 59.2% | Q2 2014 | Aug 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 246,730 | 2,785 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Irving Magee Investment Management | History | No change | 293,080 | 2,564 | 1.16% | 1.5% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | No change | 225,000 | 2,540 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 201,294 | 2,272 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | No change | 200,000 | 2,258 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Lapides Asset Management, LLC | History | No change | 226,800 | 1,984 | 0.27% | 0.36% | 27 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| AGF Investments America Inc. | History | No change | 221,200 | 1,935 | 0.75% | 0.97% | 28 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Bank of New York Mellon Corp | History | No change | 162,812 | 1,838 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 200,400 | 1,754 | 0.0% | 0.0% | 30 | +75,400 | 60.32% | Q2 2014 | Aug 05, 2014 |
| ROYAL BANK OF CANADA | History | No change | 142,905 | 1,614 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 140,720 | 1,548 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 136,551 | 1,542 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RIVER & MERCANTILE ASSET MANAGEMENT LLP | History | Added to | 173,900 | 1,520 | 0.4% | 0.25% | 34 | +80,000 | 85.2% | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | Added to | 158,490 | 1,386 | 0.05% | 0.01% | 35 | +126,015 | 388.04% | Q2 2014 | Jul 29, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 116,317 | 1,313 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VAN DEN BERG MANAGEMENT INC/TX | History | No change | 110,715 | 1,250 | 0.09% | 0.09% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | No change | 106,400 | 1,201 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| UBS AG | History | No change | 104,993 | 1,185 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 93,926 | 1,060 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 92,495 | 1,044 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Pacific Ridge Capital Partners, LLC | History | No change | 90,690 | 1,024 | 0.7% | 0.7% | 42 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 83,247 | 940 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ZEKE CAPITAL ADVISORS, LLC | History | No change | 83,000 | 937 | 0.81% | 0.81% | 44 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 76,774 | 867 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 97,660 | 855 | 0.0% | 0.0% | 46 | +15,927 | 19.49% | Q2 2014 | Aug 06, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | No change | 67,400 | 761 | 0.11% | 0.11% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALYDAR PARTNERS LLC | History | No change | 64,483 | 728 | 0.07% | 0.07% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 57,346 | 647 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1492 Capital Management LLC | History | No change | 55,977 | 632 | 0.31% | 0.31% | 50 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 54,659 | 618 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | No change | 54,182 | 612 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | No change | 50,388 | 569 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KENSICO CAPITAL MANAGEMENT CORP | History | No change | 50,000 | 564 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 49,976 | 564 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 49,400 | 558 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | No change | 46,935 | 530 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PDT Partners, LLC | History | No change | 45,581 | 515 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | No change | 45,300 | 511 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 41,720 | 471 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CI INVESTMENTS INC. | History | No change | 50,000 | 438 | 0.0% | 0.01% | 61 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 38,423 | 434 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 36,900 | 417 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | New | 44,550 | 390 | 0.0% | — | 64 | +44,550 | New | Q2 2014 | Aug 05, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 43,330 | 379 | 0.0% | 0.0% | 65 | -21,679 | -33.35% | Q2 2014 | Aug 11, 2014 |
| AGF INVESTMENTS INC. | History | No change | 40,800 | 357 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| TEACHERS ADVISORS INC | History | No change | 31,354 | 354 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| UBS OCONNOR LLC | History | No change | 30,000 | 339 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 38,668 | 338 | 0.0% | 0.0% | 69 | +400 | 1.05% | Q2 2014 | Aug 04, 2014 |
| Rodgers Brothers Inc. | History | No change | 27,800 | 314 | 0.15% | 0.15% | 70 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RobecoSam USA, Inc. | History | Added to | 35,000 | 306 | 0.33% | 0.27% | 71 | +14,000 | 66.67% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 33,197 | 290 | 0.0% | 0.0% | 72 | +6,863 | 26.06% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 32,500 | 285 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Brandywine Global Investment Management, LLC | History | No change | 23,380 | 264 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 22,600 | 255 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 28,516 | 250 | 0.0% | 0.0% | 76 | +4,173 | 17.14% | Q2 2014 | Aug 07, 2014 |
| PIPER JAFFRAY & CO. | History | No change | 20,000 | 226 | 0.2% | 0.2% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Added to | 25,610 | 224 | 0.0% | 0.0% | 78 | +3,616 | 16.44% | Q2 2014 | Aug 11, 2014 |
| COMERICA BANK | History | No change | 19,757 | 223 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 19,222 | 217 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 19,077 | 215 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 17,000 | 212 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 23,535 | 206 | 0.0% | 0.0% | 83 | +2,933 | 14.24% | Q2 2014 | Jul 21, 2014 |
| State of Tennessee, Treasury Department | History | No change | 17,800 | 201 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 30, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 17,900 | 200 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 16,859 | 190 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | No change | 16,800 | 190 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | New | 21,330 | 187 | 0.03% | — | 88 | +21,330 | New | Q2 2014 | Jul 23, 2014 |
| BANQUE PICTET & CIE SA | History | No change | 20,000 | 175 | 0.0% | 0.01% | 89 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 19,656 | 171 | 0.0% | 0.0% | 90 | +5,574 | 39.58% | Q2 2014 | Aug 08, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 14,818 | 167 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 18,806 | 165 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 14,639 | 165 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 13,580 | 153 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Arizona State Retirement System | History | Reduced | 16,600 | 145 | 0.0% | 0.0% | 95 | -1,300 | -7.26% | Q2 2014 | Aug 07, 2014 |
| Nuveen Asset Management, LLC | History | No change | 12,543 | 142 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 15,441 | 135 | 0.0% | 0.0% | 97 | +833 | 5.7% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 14,942 | 131 | 0.0% | 0.0% | 98 | -152,239 | -91.06% | Q2 2014 | Aug 11, 2014 |
| ProShare Advisors LLC | History | Reduced | 13,536 | 118 | 0.0% | 0.0% | 99 | -8,339 | -38.12% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 13,085 | 114 | 0.0% | 0.0% | 100 | -811 | -5.84% | Q2 2014 | Aug 06, 2014 |
| Aperio Group, LLC | History | Added to | 12,227 | 107 | 0.0% | 0.0% | 101 | +1,054 | 9.43% | Q2 2014 | Jul 23, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 10,800 | 95 | 0.0% | — | 104 | +10,800 | New | Q2 2014 | Aug 01, 2014 |
| WESTPAC BANKING CORP | History | Added to | 10,905 | 95 | 0.0% | 0.0% | 102 | +3,115 | 39.99% | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 10,800 | 95 | 0.0% | 0.01% | 103 | +400 | 3.85% | Q2 2014 | Jul 30, 2014 |
| CITIGROUP INC | History | No change | 6,692 | 76 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | No change | 5,148 | 59 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 5,600 | 49 | 0.0% | 0.0% | 107 | +800 | 16.67% | Q2 2014 | Aug 04, 2014 |
| Psagot Investment House Ltd. | History | Added to | 5,342 | 47 | 0.0% | 0.0% | 108 | +1,456 | 37.47% | Q2 2014 | Aug 06, 2014 |
| Walleye Trading LLC | History | No change | 4,101 | 46 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 3,200 | 36 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 2,926 | 26 | 0.0% | 0.0% | 111 | +515 | 21.36% | Q2 2014 | Aug 05, 2014 |
| Marshall Wace LLP | History | No change | 2,232 | 25 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FNY Managed Accounts LLC | History | No change | 2,000 | 23 | 0.06% | 0.06% | 113 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 1,900 | 21 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,232 | 20 | 0.0% | — | 115 | +2,232 | New | Q2 2014 | Jul 31, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,350 | 15 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | No change | 1,330 | 15 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 1,188 | 13 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 842 | 10 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| THOMPSON DAVIS & CO., INC. | History | No change | 750 | 9 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 703 | 8 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Inc. | History | Added to | 735 | 6 | 0.0% | 0.0% | 122 | +206 | 38.94% | Q2 2014 | Aug 06, 2014 |
| MARKSTON INTERNATIONAL LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | New | 102 | 1 | 0.0% | — | 125 | +102 | New | Q2 2014 | Aug 01, 2014 |
| HOWE & RUSLING INC | History | No change | 100 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AH Lisanti Capital Growth, LLC | History | Closed out | 0 | 0 | — | 0.75% | — | -154,990 | -100.0% | Q2 2014 | Aug 08, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -150,000 | -100.0% | Q2 2014 | Aug 07, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -109,806 | -100.0% | Q2 2014 | Jul 14, 2014 |
| EAM Investors, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -86,862 | -100.0% | Q2 2014 | Aug 11, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -16,269 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,600 | -100.0% | Q2 2014 | Jul 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 52 | 0 | — | 0.0% | — | -168 | -76.36% | Q2 2014 | Aug 04, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Wunderlich Securities, Inc. | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |