RYDEX ETF TRUST - 78355W205
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC | History | Added to | 122,286 | 16,479 | 0.03% | 0.03% | 1 | +8,113 | 7.11% | Q2 2014 | Jul 25, 2014 |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | History | Reduced | 117,862 | 15,883 | 1.69% | 2.27% | 2 | -36,866 | -23.83% | Q2 2014 | Jul 28, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 49,771 | 6,707 | 0.01% | 0.02% | 3 | -73,932 | -59.77% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 9,776 | 1,317 | 0.01% | 0.01% | 4 | -107 | -1.08% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 9,630 | 1,298 | 0.02% | 0.02% | 5 | -3 | -0.03% | Q2 2014 | Jul 23, 2014 |
| Pinnacle Advisory Group, Inc. | History | No change | 8,671 | 1,168 | 0.14% | 0.11% | 6 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Concert Wealth Management Inc. | History | No change | 6,294 | 827 | 0.1% | 0.1% | 7 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| First Heartland Consultants, Inc. | History | Reduced | 5,979 | 806 | 0.36% | 0.41% | 8 | -474 | -7.35% | Q2 2014 | Jul 16, 2014 |
| Baystate Wealth Management LLC | History | Added to | 5,722 | 771 | 0.26% | 0.25% | 9 | +542 | 10.46% | Q2 2014 | Jul 02, 2014 |
| KCM INVESTMENT ADVISORS LLC | History | Reduced | 4,906 | 661 | 0.06% | 0.07% | 10 | -175 | -3.44% | Q2 2014 | Aug 01, 2014 |
| Essex Financial Services, Inc. | History | No change | 3,460 | 466 | 0.14% | 0.15% | 11 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | No change | 3,415 | 460 | 0.1% | 0.11% | 12 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Private Advisor Group, LLC | History | Added to | 3,310 | 446 | 0.04% | 0.04% | 13 | +638 | 23.88% | Q2 2014 | Aug 08, 2014 |
| Summit Asset Management, LLC | History | No change | 2,983 | 402 | 0.31% | 0.31% | 14 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Brown Advisory Securities, LLC | History | No change | 2,845 | 383 | 0.14% | 0.15% | 15 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 2,552 | 343 | 0.0% | 0.0% | 16 | +104 | 4.25% | Q2 2014 | Aug 08, 2014 |
| National Planning Corp | History | Reduced | 2,280 | 307 | 0.02% | 0.03% | 17 | -250 | -9.88% | Q2 2014 | Jul 16, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | New | 2,050 | 276 | 0.04% | — | 19 | +2,050 | New | Q2 2014 | Jul 25, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | No change | 2,050 | 276 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 1,699 | 229 | 0.01% | 0.01% | 20 | -168 | -9.0% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 477 | 64 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Jolley Asset Management, LLC | History | No change | 220 | 30 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 150 | 20 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MetLife Securities, Inc | History | No change | 25 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | History | New | 4 | 1 | 0.0% | — | 25 | +4 | New | Q2 2014 | Aug 05, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -301,166 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -252,501 | -100.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.0% | — | -94,701 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -85,949 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -84,767 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -76,577 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.08% | — | -63,101 | -100.0% | Q1 2014 | May 15, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.22% | — | -45,873 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -35,679 | -100.0% | Q1 2014 | May 15, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -30,418 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,510 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,594 | -100.0% | Q1 2014 | May 14, 2014 |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 0.73% | — | -9,821 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,670 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,833 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,351 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,163 | -100.0% | Q1 2014 | May 15, 2014 |
| ASSOCIATED BANC-CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,975 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,950 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,850 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,161 | -100.0% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -913 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q1 2014 | May 07, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -99 | -100.0% | Q2 2014 | Jul 29, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -67 | -100.0% | Q1 2014 | May 15, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -47 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -24 | -100.0% | Q1 2014 | Apr 24, 2014 |