SWS GROUP INC COM - 78503N107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Fund Advisors | History | Reduced | 1,596,358 | 11,621 | 0.0% | 0.0% | 1 | -74,817 | -4.48% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,021,348 | 7,435 | 0.0% | 0.0% | 2 | -10,870 | -1.05% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,019,823 | 7,424 | 0.0% | 0.0% | 3 | +82,304 | 8.78% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 765,647 | 5,574 | 0.0% | 0.0% | 4 | -19,324 | -2.46% | Q2 2014 | Aug 08, 2014 |
| First Eagle Investment Management, LLC | History | New | 730,200 | 5,316 | 0.01% | — | 5 | +730,200 | New | Q2 2014 | Aug 08, 2014 |
| GABELLI FUNDS LLC | History | Added to | 671,677 | 4,890 | 0.02% | 0.02% | 6 | +30,000 | 4.68% | Q2 2014 | Aug 06, 2014 |
| HAVENS ADVISORS LLC | History | Added to | 578,600 | 4,212 | 3.05% | 4.31% | 7 | +8,600 | 1.51% | Q2 2014 | Jul 16, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 554,900 | 4,040 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| APG Asset Management N.V. | History | No change | 461,700 | 3,361 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Teton Advisors, Inc. | History | No change | 355,676 | 2,589 | 0.17% | 0.18% | 10 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 163,769 | 1,192 | 0.26% | 0.31% | 11 | +10,138 | 6.6% | Q2 2014 | Aug 06, 2014 |
| Ancora Advisors, LLC | History | New | 162,281 | 1,181 | 0.15% | — | 12 | +162,281 | New | Q2 2014 | Jul 31, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 141,917 | 1,033 | 0.03% | 0.01% | 13 | +98,517 | 227.0% | Q2 2014 | Aug 11, 2014 |
| RMB Capital Management, LLC | History | New | 125,000 | 910 | 0.06% | — | 14 | +125,000 | New | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 117,024 | 852 | 0.0% | 0.0% | 15 | -2,700 | -2.26% | Q2 2014 | Aug 04, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 113,815 | 829 | 0.0% | 0.0% | 16 | +118 | 0.1% | Q2 2014 | Aug 06, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 111,603 | 812 | 0.13% | 0.17% | 17 | -18,225 | -14.04% | Q2 2014 | Aug 04, 2014 |
| TFS CAPITAL LLC | History | Reduced | 102,594 | 747 | 0.06% | 0.08% | 18 | -69,143 | -40.26% | Q2 2014 | Jul 21, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 64,100 | 467 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 47,211 | 344 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 43,547 | 317 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 42,953 | 313 | 0.0% | 0.0% | 22 | -300 | -0.69% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 29,419 | 214 | 0.0% | 0.0% | 23 | +46 | 0.16% | Q2 2014 | Jul 21, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 27,131 | 197 | 0.0% | 0.0% | 24 | -24,572 | -47.53% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 26,027 | 189 | 0.0% | 0.0% | 25 | +474 | 1.85% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 25,698 | 187 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 22,339 | 162 | 0.0% | 0.0% | 27 | -283 | -1.25% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 20,760 | 151 | 0.0% | 0.0% | 28 | -262 | -1.25% | Q2 2014 | Jul 11, 2014 |
| Arizona State Retirement System | History | Added to | 20,269 | 147 | 0.0% | 0.0% | 29 | +100 | 0.5% | Q2 2014 | Aug 07, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 20,000 | 146 | 0.42% | — | 30 | +20,000 | New | Q2 2014 | Jul 28, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 18,931 | 138 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 17,286 | 126 | 0.0% | 4.05% | 32 | -1,774 | -9.31% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 15,622 | 114 | 0.0% | 0.0% | 33 | -4,697 | -23.12% | Q2 2014 | Aug 06, 2014 |
| Parkwood LLC | History | Added to | 15,502 | 113 | 0.03% | 0.03% | 34 | +1,489 | 10.63% | Q2 2014 | Aug 01, 2014 |
| ProShare Advisors LLC | History | Reduced | 15,261 | 111 | 0.0% | 0.0% | 35 | -14,632 | -48.95% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | No change | 13,500 | 98 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 7,000 | 51 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 3,645 | 27 | 0.0% | 0.0% | 38 | +92 | 2.59% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,498 | 18 | 0.0% | — | 39 | +2,498 | New | Q2 2014 | Jul 31, 2014 |
| DAVIDSON D A & CO | History | New | 2,000 | 14 | 0.0% | — | 40 | +2,000 | New | Q2 2014 | Jul 29, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 307 | 2 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HIGHLAND CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.77% | — | -2,564,786 | -100.0% | Q1 2014 | May 15, 2014 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 5.5% | — | -1,475,387 | -100.0% | Q1 2014 | May 15, 2014 |
| River Road Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -900,665 | -100.0% | Q1 2014 | May 12, 2014 |
| PERRITT CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.72% | — | -599,447 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -561,575 | -100.0% | Q1 2014 | May 15, 2014 |
| Hirzel Capital Management LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -530,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 1.24% | — | -505,000 | -100.0% | Q1 2014 | May 20, 2014 |
| EJF Capital LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -500,000 | -100.0% | Q1 2014 | May 12, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -460,641 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.05% | — | -429,435 | -100.0% | Q1 2014 | May 08, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -416,466 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -386,774 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -329,964 | -100.0% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.65% | — | -302,300 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -237,106 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -212,892 | -100.0% | Q1 2014 | May 14, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.19% | — | -206,513 | -100.0% | Q1 2014 | May 16, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -201,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -200,233 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -190,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -184,977 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,426 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -165,194 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -155,447 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -139,957 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -137,807 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -125,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -125,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -124,305 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,934 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -98,802 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -94,760 | -100.0% | Q1 2014 | May 16, 2014 |
| CANNELL CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -88,136 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -83,272 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -71,827 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,773 | -100.0% | Q1 2014 | May 15, 2014 |
| WHV Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -65,390 | -100.0% | Q1 2014 | Jul 31, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,765 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -58,780 | -100.0% | Q1 2014 | May 15, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -57,670 | -100.0% | Q1 2014 | May 09, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -52,122 | -100.0% | Q1 2014 | May 08, 2014 |
| Sarbit Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,283 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -42,277 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -41,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,851 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,188 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -31,067 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.01% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -29,390 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,088 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,295 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -26,850 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.0% | — | -26,200 | -100.0% | Q1 2014 | May 30, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -24,793 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -24,359 | -100.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,727 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,169 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,206 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,919 | -100.0% | Q1 2014 | May 07, 2014 |
| Andalusian Capital Partners, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -17,672 | -100.0% | Q1 2014 | May 14, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,294 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -16,446 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,768 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,278 | -100.0% | Q1 2014 | May 15, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.71% | — | -13,000 | -100.0% | Q1 2014 | May 05, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,626 | -100.0% | Q1 2014 | May 14, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -6,739 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,438 | -100.0% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,000 | -100.0% | Q1 2014 | Apr 24, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -490 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q1 2014 | Apr 11, 2014 |