SANTARUS INC - 802817304
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | New | 5,120,400 | 163,648 | 0.02% | — | 1 | +5,120,400 | New | Q4 2013 | Feb 13, 2014 |
| PAULSON & CO INC | History | New | 5,000,000 | 159,800 | 0.79% | — | 2 | +5,000,000 | New | Q4 2013 | Feb 14, 2014 |
| WATER ISLAND CAPITAL LLC | History | New | 4,946,241 | 158,081 | 8.78% | — | 3 | +4,946,241 | New | Q4 2013 | Feb 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 3,337,584 | 106,669 | 0.32% | — | 4 | +3,337,584 | New | Q4 2013 | Feb 14, 2014 |
| BlackRock Fund Advisors | History | New | 3,151,822 | 100,732 | 0.03% | — | 5 | +3,151,822 | New | Q4 2013 | Feb 12, 2014 |
| VANGUARD GROUP INC | History | New | 3,113,957 | 99,522 | 0.01% | — | 6 | +3,113,957 | New | Q4 2013 | Feb 12, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 2,136,038 | 68,268 | 0.16% | — | 7 | +2,136,038 | New | Q4 2013 | Feb 14, 2014 |
| STATE STREET CORP | History | New | 1,770,009 | 56,567 | 0.01% | — | 8 | +1,770,009 | New | Q4 2013 | Feb 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | New | 1,665,036 | 53,215 | 0.01% | — | 9 | +1,665,036 | New | Q4 2013 | Feb 12, 2014 |
| GABELLI FUNDS LLC | History | New | 1,528,496 | 48,851 | 0.26% | — | 10 | +1,528,496 | New | Q4 2013 | Feb 07, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | New | 1,468,949 | 46,948 | 1.21% | — | 11 | +1,468,949 | New | Q4 2013 | Jan 30, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 1,431,000 | 45,734 | 0.06% | — | 12 | +1,431,000 | New | Q4 2013 | Feb 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | New | 1,281,061 | 40,943 | 0.03% | — | 13 | +1,281,061 | New | Q4 2013 | Feb 12, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 821,115 | 26,243 | 0.03% | — | 14 | +821,115 | New | Q4 2013 | Feb 12, 2014 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | New | 699,839 | 22,367 | 3.68% | — | 15 | +699,839 | New | Q4 2013 | Feb 03, 2014 |
| JPMORGAN CHASE & CO | History | New | 699,350 | 22,350 | 0.01% | — | 16 | +699,350 | New | Q4 2013 | Feb 26, 2014 |
| CREDIT SUISSE AG/ | History | New | 668,227 | 21,357 | 0.02% | — | 17 | +668,227 | New | Q4 2013 | Feb 14, 2014 |
| NORTHERN TRUST CORP | History | New | 655,538 | 20,951 | 0.01% | — | 18 | +655,538 | New | Q4 2013 | Feb 21, 2014 |
| NEUMEIER POMA INVESTMENT COUNSEL LLC | History | New | 650,800 | 20,800 | 4.74% | — | 19 | +650,800 | New | Q4 2013 | Feb 10, 2014 |
| Bank of New York Mellon Corp | History | New | 605,318 | 19,347 | 0.01% | — | 20 | +605,318 | New | Q4 2013 | Feb 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | New | 513,888 | 16,425 | 0.01% | — | 21 | +513,888 | New | Q4 2013 | Feb 14, 2014 |
| GARDNER LEWIS ASSET MANAGEMENT L P | History | New | 434,767 | 13,895 | 4.68% | — | 22 | +434,767 | New | Q4 2013 | Feb 14, 2014 |
| TFS CAPITAL LLC | History | New | 426,690 | 13,637 | 0.64% | — | 23 | +426,690 | New | Q4 2013 | Feb 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 410,224 | 13,112 | 0.01% | — | 24 | +410,224 | New | Q4 2013 | Feb 13, 2014 |
| GABELLI SECURITIES, INC. | History | New | 401,395 | 12,829 | 4.63% | — | 25 | +401,395 | New | Q4 2013 | Feb 07, 2014 |
| GLAZER CAPITAL, LLC | History | New | 399,045 | 12,769 | 5.45% | — | 26 | +399,045 | New | Q4 2013 | Feb 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 393,095 | 12,563 | 0.06% | — | 27 | +393,095 | New | Q4 2013 | Feb 21, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 392,700 | 12,551 | 0.07% | — | 28 | +392,700 | New | Q4 2013 | Feb 07, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | New | 390,628 | 12,484 | 0.2% | — | 29 | +390,628 | New | Q4 2013 | Feb 07, 2014 |
| CREDIT AGRICOLE S A | History | New | 381,687 | 12,199 | 0.05% | — | 30 | +381,687 | New | Q4 2013 | Feb 11, 2014 |
| DEUTSCHE BANK AG\ | History | New | 368,331 | 11,770 | 0.01% | — | 31 | +368,331 | New | Q4 2013 | Feb 24, 2014 |
| D. E. Shaw & Co., Inc. | History | New | 326,800 | 10,444 | 0.01% | — | 32 | +326,800 | New | Q4 2013 | Feb 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 322,085 | 10,293 | 0.01% | — | 33 | +322,085 | New | Q4 2013 | Feb 14, 2014 |
| BARCLAYS PLC | History | New | 305,330 | 9,465 | 0.01% | — | 34 | +305,330 | New | Q4 2013 | Feb 13, 2014 |
| ASHFORD CAPITAL MANAGEMENT INC | History | New | 265,600 | 8,489 | 1.62% | — | 35 | +265,600 | New | Q4 2013 | Feb 14, 2014 |
| ALPINE ASSOCIATES ADVISORS | History | New | 263,200 | 8,412 | 0.43% | — | 36 | +263,200 | New | Q4 2013 | Feb 11, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | New | 240,000 | 7,670 | 4.66% | — | 37 | +240,000 | New | Q4 2013 | Feb 12, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 224,300 | 7,169 | 0.26% | — | 38 | +224,300 | New | Q4 2013 | Feb 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | New | 211,222 | 6,751 | 0.01% | — | 39 | +211,222 | New | Q4 2013 | Feb 11, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | New | 205,448 | 6,566 | 0.19% | — | 40 | +205,448 | New | Q4 2013 | Feb 06, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | New | 201,774 | 6,449 | 0.14% | — | 41 | +201,774 | New | Q4 2013 | Feb 14, 2014 |
| BlackRock Investment Management, LLC | History | New | 185,756 | 5,937 | 0.01% | — | 42 | +185,756 | New | Q4 2013 | Feb 12, 2014 |
| UBS AG | History | New | 170,802 | 5,459 | 0.01% | — | 43 | +170,802 | New | Q4 2013 | May 21, 2014 |
| Invesco Ltd. | History | New | 150,956 | 4,825 | 0.0% | — | 44 | +150,956 | New | Q4 2013 | Feb 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 149,182 | 4,768 | 0.01% | — | 45 | +149,182 | New | Q4 2013 | Feb 14, 2014 |
| Marshall Wace North America, L.P. | History | New | 138,923 | 4,440 | 0.09% | — | 46 | +138,923 | New | Q4 2013 | Feb 14, 2014 |
| Polar Securities Inc. | History | New | 135,000 | 4,315 | 0.18% | — | 47 | +135,000 | New | Q4 2013 | Feb 14, 2014 |
| KCG Holdings, Inc. | History | New | 130,575 | 4,173 | 0.05% | — | 48 | +130,575 | New | Q4 2013 | Feb 13, 2014 |
| SHELL ASSET MANAGEMENT CO | History | New | 129,130 | 4,127 | 0.07% | — | 49 | +129,130 | New | Q4 2013 | Feb 03, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 119,815 | 3,829 | 0.0% | — | 50 | +119,815 | New | Q4 2013 | Feb 13, 2014 |
| BLACKROCK ADVISORS LLC | History | New | 119,597 | 3,822 | 110.53% | — | 51 | +119,597 | New | Q4 2013 | Jun 05, 2014 |
| TEALWOOD ASSET MANAGEMENT INC | History | New | 115,280 | 3,684 | 1.48% | — | 52 | +115,280 | New | Q4 2013 | Feb 11, 2014 |
| MORGENS WATERFALL VINTIADIS & CO INC | History | New | 115,200 | 3,682 | 2.52% | — | 53 | +115,200 | New | Q4 2013 | Feb 04, 2014 |
| HAVENS ADVISORS LLC | History | New | 113,000 | 3,616 | 2.87% | — | 54 | +113,000 | New | Q4 2013 | Jan 29, 2014 |
| OPPENHEIMER & CO INC | History | New | 105,591 | 3,375 | 0.11% | — | 55 | +105,591 | New | Q4 2013 | Feb 12, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 104,800 | 3,349 | 0.01% | — | 56 | +104,800 | New | Q4 2013 | Feb 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | New | 104,710 | 3,346 | 0.0% | — | 57 | +104,710 | New | Q4 2013 | Feb 14, 2014 |
| Apex Capital Management | History | New | 103,491 | 3,308 | 0.12% | — | 58 | +103,491 | New | Q4 2013 | Jan 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | New | 100,351 | 3,207 | 0.01% | — | 59 | +100,351 | New | Q4 2013 | Feb 10, 2014 |
| Cheyne Capital Management (UK) LLP | History | New | 100,000 | 3,196 | 3.45% | — | 60 | +100,000 | New | Q4 2013 | Feb 12, 2014 |
| BlackRock Group LTD | History | New | 85,973 | 2,748 | 0.0% | — | 61 | +85,973 | New | Q4 2013 | Feb 12, 2014 |
| RHUMBLINE ADVISERS | History | New | 80,102 | 2,560 | 0.01% | — | 62 | +80,102 | New | Q4 2013 | Feb 03, 2014 |
| Ancora Advisors, LLC | History | New | 78,800 | 2,518 | 0.38% | — | 63 | +78,800 | New | Q4 2013 | Feb 07, 2014 |
| FNY Managed Accounts LLC | History | New | 75,000 | 2,397 | 3.65% | — | 64 | +75,000 | New | Q4 2013 | Feb 12, 2014 |
| MORGAN STANLEY | History | New | 73,950 | 2,362 | 0.0% | — | 65 | +73,950 | New | Q4 2013 | Feb 13, 2014 |
| HARVEST MANAGEMENT LLC | History | New | 69,800 | 2,231 | 3.3% | — | 66 | +69,800 | New | Q4 2013 | Feb 12, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | New | 69,075 | 2,208 | 0.01% | — | 67 | +69,075 | New | Q4 2013 | Feb 19, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | New | 63,807 | 2,039 | 0.02% | — | 68 | +63,807 | New | Q4 2013 | Jan 29, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | New | 63,494 | 2,029 | 0.01% | — | 69 | +63,494 | New | Q4 2013 | Feb 05, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | New | 62,800 | 2,009 | 0.0% | — | 70 | +62,800 | New | Q4 2013 | Feb 13, 2014 |
| COMERICA BANK | History | New | 62,665 | 2,003 | 0.02% | — | 71 | +62,665 | New | Q4 2013 | Feb 11, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 61,546 | 1,966 | 0.0% | — | 72 | +61,546 | New | Q4 2013 | Feb 06, 2014 |
| Swiss National Bank | History | New | 56,900 | 1,819 | 0.01% | — | 73 | +56,900 | New | Q4 2013 | Jan 31, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 51,939 | 1,660 | 0.0% | — | 74 | +51,939 | New | Q4 2013 | Feb 06, 2014 |
| Jefferies Group LLC | History | New | 50,340 | 1,609 | 0.01% | — | 75 | +50,340 | New | Q4 2013 | Feb 18, 2014 |
| CURIAN CAPITAL LLC | History | New | 45,411 | 1,451 | 0.03% | — | 77 | +45,411 | New | Q4 2013 | Feb 10, 2014 |
| PERCEPTIVE ADVISORS LLC | History | New | 45,400 | 1,451 | 0.17% | — | 76 | +45,400 | New | Q4 2013 | Feb 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 43,925 | 1,405 | 0.0% | — | 78 | +43,925 | New | Q4 2013 | Feb 07, 2014 |
| CSS LLC/IL | History | New | 43,796 | 1,400 | 0.07% | — | 79 | +43,796 | New | Q4 2013 | Feb 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 43,237 | 1,381 | 0.01% | — | 80 | +43,237 | New | Q4 2013 | Feb 11, 2014 |
| Nationwide Fund Advisors | History | New | 42,885 | 1,371 | 0.01% | — | 81 | +42,885 | New | Q4 2013 | Feb 07, 2014 |
| BlackRock Japan Co. Ltd | History | New | 42,397 | 1,355 | 0.01% | — | 82 | +42,397 | New | Q4 2013 | Feb 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 42,283 | 1,351 | 0.0% | — | 83 | +42,283 | New | Q4 2013 | May 01, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | New | 41,140 | 1,315 | 0.07% | — | 84 | +41,140 | New | Q4 2013 | Feb 14, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 40,000 | 1,278 | 1.14% | — | 85 | +40,000 | New | Q4 2013 | Jan 28, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | New | 38,662 | 1,236 | 0.0% | — | 86 | +38,662 | New | Q4 2013 | Feb 13, 2014 |
| DekaBank Deutsche Girozentrale | History | New | 37,800 | 1,208 | 0.02% | — | 87 | +37,800 | New | Q4 2013 | Feb 11, 2014 |
| Tower Research Capital LLC | History | New | 37,598 | 1,202 | 0.2% | — | 89 | +37,598 | New | Q4 2013 | Jan 31, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | New | 37,594 | 1,202 | 0.03% | — | 88 | +37,594 | New | Q4 2013 | Feb 04, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 36,472 | 1,165 | 0.0% | — | 90 | +36,472 | New | Q4 2013 | Feb 14, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 36,390 | 1,163 | 0.01% | — | 91 | +36,390 | New | Q4 2013 | Jan 31, 2014 |
| PUTNAM INVESTMENTS LLC | History | New | 36,009 | 1,150 | 0.0% | — | 92 | +36,009 | New | Q4 2013 | Feb 13, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | New | 30,000 | 959 | 0.01% | — | 93 | +30,000 | New | Q4 2013 | Feb 14, 2014 |
| DEERE & CO | History | New | 28,845 | 922 | 0.05% | — | 94 | +28,845 | New | Q4 2013 | Feb 11, 2014 |
| CORTLAND ASSOCIATES INC/MO | History | New | 26,200 | 837 | 0.17% | — | 95 | +26,200 | New | Q4 2013 | Feb 07, 2014 |
| Hillsdale Investment Management Inc. | History | New | 25,700 | 821 | 0.24% | — | 96 | +25,700 | New | Q4 2013 | Feb 13, 2014 |
| Gotham Asset Management, LLC | History | New | 25,257 | 807 | 0.02% | — | 97 | +25,257 | New | Q4 2013 | Feb 14, 2014 |
| Summit Investment Advisors, Inc. | History | New | 24,500 | 783 | 0.06% | — | 98 | +24,500 | New | Q4 2013 | Feb 13, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | New | 23,500 | 751 | 0.01% | — | 99 | +23,500 | New | Q4 2013 | Jan 23, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | New | 23,198 | 741 | 0.0% | — | 100 | +23,198 | New | Q4 2013 | Jan 31, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 22,300 | 713 | 0.0% | — | 101 | +22,300 | New | Q4 2013 | Feb 13, 2014 |
| AlphaMark Advisors, LLC | History | New | 21,375 | 683 | 0.43% | — | 102 | +21,375 | New | Q4 2013 | Jan 30, 2014 |
| PROFUND ADVISORS LLC | History | New | 20,360 | 651 | 0.03% | — | 103 | +20,360 | New | Q4 2013 | Feb 04, 2014 |
| COWEN GROUP, INC. | History | New | 20,000 | 639 | 0.11% | — | 104 | +20,000 | New | Q4 2013 | Feb 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | New | 19,800 | 633 | 0.0% | — | 105 | +19,800 | New | Q4 2013 | Feb 18, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | New | 17,851 | 571 | 0.01% | — | 106 | +17,851 | New | Q4 2013 | Feb 11, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | New | 17,775 | 568 | 0.0% | — | 107 | +17,775 | New | Q4 2013 | Feb 14, 2014 |
| CITIGROUP INC | History | New | 17,534 | 561 | 0.0% | — | 108 | +17,534 | New | Q4 2013 | Feb 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | New | 17,315 | 553 | 0.0% | — | 109 | +17,315 | New | Q4 2013 | Feb 12, 2014 |
| IndexIQ Advisors LLC | History | New | 16,930 | 541 | 0.06% | — | 110 | +16,930 | New | Q4 2013 | Feb 04, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 15,703 | 502 | 7.57% | — | 111 | +15,703 | New | Q4 2013 | Feb 27, 2014 |
| NOMURA HOLDINGS INC | History | New | 12,543 | 401 | 0.0% | — | 112 | +12,543 | New | Q4 2013 | Feb 14, 2014 |
| Wilmington Funds Management Corp | History | New | 11,680 | 373 | 0.04% | — | 113 | +11,680 | New | Q4 2013 | Feb 12, 2014 |
| SUNTRUST BANKS INC | History | New | 11,219 | 357 | 0.0% | — | 114 | +11,219 | New | Q4 2013 | Feb 12, 2014 |
| Verition Fund Management LLC | History | New | 10,133 | 324 | 0.06% | — | 115 | +10,133 | New | Q4 2013 | Feb 14, 2014 |
| FIRST MANHATTAN CO | History | New | 9,000 | 287 | 0.0% | — | 116 | +9,000 | New | Q4 2013 | Feb 04, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | New | 8,974 | 287 | 1.09% | — | 117 | +8,974 | New | Q4 2013 | Feb 11, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 8,692 | 278 | 0.0% | — | 118 | +8,692 | New | Q4 2013 | Feb 12, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 8,000 | 255 | 0.01% | — | 119 | +8,000 | New | Q4 2013 | Feb 14, 2014 |
| NAVELLIER & ASSOCIATES INC | History | New | 7,654 | 245 | 0.01% | — | 120 | +7,654 | New | Q4 2013 | Feb 03, 2014 |
| Schonfeld Group Holdings LLC | History | New | 7,500 | 240 | 0.09% | — | 121 | +7,500 | New | Q4 2013 | Feb 14, 2014 |
| CITADEL ADVISORS LLC | History | New | 7,070 | 226 | 0.39% | — | 122 | +7,070 | New | Q4 2013 | May 09, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | New | 4,580 | 146 | 0.0% | — | 123 | +4,580 | New | Q4 2013 | Feb 13, 2014 |
| SG Americas Securities, LLC | History | New | 3,902 | 125 | 0.0% | — | 124 | +3,902 | New | Q4 2013 | Feb 12, 2014 |
| US BANCORP \DE\ | History | New | 3,580 | 114 | 0.0% | — | 125 | +3,580 | New | Q4 2013 | Feb 13, 2014 |
| STRS OHIO | History | New | 3,100 | 99 | 0.0% | — | 126 | +3,100 | New | Q4 2013 | Jan 30, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 2,700 | 87 | 0.0% | — | 127 | +2,700 | New | Q4 2013 | Jan 31, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | New | 2,600 | 83 | 0.01% | — | 128 | +2,600 | New | Q4 2013 | Feb 07, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 2,353 | 75 | 0.0% | — | 129 | +2,353 | New | Q4 2013 | Feb 05, 2014 |
| BlackRock Inc. | History | New | 1,820 | 59 | 0.16% | — | 130 | +1,820 | New | Q4 2013 | Feb 28, 2014 |
| Creative Planning | History | New | 1,750 | 56 | 0.0% | — | 131 | +1,750 | New | Q4 2013 | Jan 06, 2014 |
| BANK OF MONTREAL /CAN/ | History | New | 1,505 | 48 | 0.0% | — | 132 | +1,505 | New | Q4 2013 | Jan 08, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | New | 1,100 | 35 | 0.01% | — | 133 | +1,100 | New | Q4 2013 | Feb 14, 2014 |
| ETRADE Capital Management LLC | History | New | 905 | 29 | 0.0% | — | 135 | +905 | New | Q4 2013 | Feb 13, 2014 |
| M&T BANK CORP | History | New | 900 | 29 | 0.0% | — | 134 | +900 | New | Q4 2013 | Feb 12, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 648 | 21 | 0.0% | — | 136 | +648 | New | Q4 2013 | Feb 14, 2014 |
| DAVIDSON D A & CO | History | New | 625 | 19 | 0.0% | — | 137 | +625 | New | Q4 2013 | Feb 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 214 | 7 | 0.0% | — | 138 | +214 | New | Q4 2013 | Feb 14, 2014 |
| Camarda Wealth Advisory Group, LLLP | History | New | 119 | 4 | 0.0% | — | 139 | +119 | New | Q4 2013 | Jan 16, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | New | 100 | 3 | 0.0% | — | 140 | +100 | New | Q4 2013 | Feb 11, 2014 |