SARATOGA RES INC TEX - 803521103
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| National Asset Management, Inc. | History | Added to | 938,281 | 1,267 | 0.38% | 0.11% | 1 | +640,055 | 214.62% | Q1 2014 | May 02, 2014 |
| VANGUARD GROUP INC | History | Added to | 730,911 | 987 | 0.0% | 0.0% | 2 | +4,060 | 0.56% | Q1 2014 | May 13, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | History | Reduced | 425,367 | 574 | 0.01% | 0.01% | 3 | -41,110 | -8.81% | Q1 2014 | May 09, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 450,000 | 549 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 225,000 | 304 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BARD ASSOCIATES INC | History | Reduced | 173,650 | 234 | 0.1% | 0.09% | 6 | -18,200 | -9.49% | Q1 2014 | May 09, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Added to | 146,993 | 198 | 0.01% | 0.0% | 7 | +49,693 | 51.07% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 105,835 | 143 | 0.0% | 0.0% | 8 | +33,852 | 47.03% | Q1 2014 | May 02, 2014 |
| GRT CAPITAL PARTNERS LLC | History | New | 99,000 | 134 | 0.02% | — | 9 | +99,000 | New | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 54,763 | 73 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 41,014 | 55 | 0.0% | 0.0% | 11 | +14,492 | 54.64% | Q1 2014 | May 02, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Added to | 37,436 | 51 | 0.01% | 0.0% | 12 | +12,936 | 52.8% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | New | 35,109 | 47 | 0.0% | — | 13 | +35,109 | New | Q1 2014 | May 15, 2014 |
| KIRR MARBACH & CO LLC /IN/ | History | No change | 33,300 | 45 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| NORTHERN TRUST CORP | History | Added to | 29,941 | 40 | 0.0% | 0.0% | 15 | +10,579 | 54.64% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Added to | 27,380 | 37 | 0.0% | 0.0% | 16 | +2,240 | 8.91% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Reduced | 21,012 | 28 | 0.0% | 0.0% | 17 | -23,000 | -52.26% | Q1 2014 | May 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 12,892 | 17 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 10,604 | 14 | 0.0% | — | 20 | +10,604 | New | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 11,058 | 14 | 0.0% | 0.0% | 19 | -2 | -0.02% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | New | 9,000 | 12 | 0.02% | — | 21 | +9,000 | New | Q1 2014 | May 09, 2014 |
| Blackstone Group L.P. | History | No change | 4,800,000 | 6 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Added to | 1,727 | 2 | 0.0% | 0.0% | 23 | +1,110 | 179.9% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 1,000 | 1 | 0.0% | 0.02% | 24 | -217 | -17.83% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -114,200 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Geduld E E | History | Closed out | 0 | 0 | — | 0.03% | — | -50,000 | -100.0% | Q4 2013 | Jan 23, 2014 |
| Skylands Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,060 | -100.0% | Q4 2013 | Jan 23, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -2,574 | -100.0% | Q4 2013 | Feb 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Feb 13, 2014 |