SOLTA MEDICAL INC - 83438K103
Detailed investor-level table based on 13F positions.
Early Q1 2014 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Broadfin Capital, LLC | History | New | 3,356,391 | 9,901 | 1.31% | — | 1 | +3,356,391 | New | Q4 2013 | Feb 28, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | New | 3,326,500 | 9,813 | 0.59% | — | 2 | +3,326,500 | New | Q4 2013 | Feb 14, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | New | 3,110,126 | 9,175 | 0.24% | — | 3 | +3,110,126 | New | Q4 2013 | Jan 30, 2014 |
| Cheyne Capital Management (UK) LLP | History | New | 3,051,604 | 9,002 | 9.72% | — | 4 | +3,051,604 | New | Q4 2013 | Feb 12, 2014 |
| NEA Management Company, LLC | History | New | 2,859,577 | 8,436 | 0.41% | — | 5 | +2,859,577 | New | Q4 2013 | Jan 29, 2014 |
| CARLSON CAPITAL L P | History | New | 2,815,861 | 8,307 | 0.09% | — | 6 | +2,815,861 | New | Q4 2013 | Feb 14, 2014 |
| BlackRock Fund Advisors | History | New | 1,952,396 | 5,760 | 0.0% | — | 7 | +1,952,396 | New | Q4 2013 | Feb 12, 2014 |
| Hudson Bay Capital Management LP | History | New | 1,931,431 | 5,698 | 0.23% | — | 8 | +1,931,431 | New | Q4 2013 | Feb 11, 2014 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | New | 1,756,661 | 5,182 | 0.85% | — | 9 | +1,756,661 | New | Q4 2013 | Feb 03, 2014 |
| ALPINE ASSOCIATES ADVISORS | History | New | 1,685,078 | 4,971 | 0.25% | — | 10 | +1,685,078 | New | Q4 2013 | Feb 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | New | 1,677,922 | 4,950 | 0.0% | — | 11 | +1,677,922 | New | Q4 2013 | Feb 12, 2014 |
| VANGUARD GROUP INC | History | New | 1,509,013 | 4,452 | 0.0% | — | 12 | +1,509,013 | New | Q4 2013 | Feb 12, 2014 |
| JPMORGAN CHASE & CO | History | New | 1,074,115 | 3,168 | 0.0% | — | 13 | +1,074,115 | New | Q4 2013 | Feb 26, 2014 |
| Essex Woodlands Health Ventures, Inc. | History | New | 1,020,219 | 3,009 | 1.51% | — | 14 | +1,020,219 | New | Q4 2013 | Feb 14, 2014 |
| NORTHERN TRUST CORP | History | New | 940,456 | 2,774 | 0.0% | — | 15 | +940,456 | New | Q4 2013 | Feb 21, 2014 |
| STATE STREET CORP | History | New | 922,230 | 2,721 | 0.0% | — | 16 | +922,230 | New | Q4 2013 | Feb 06, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | New | 914,805 | 2,699 | 0.04% | — | 17 | +914,805 | New | Q4 2013 | Feb 07, 2014 |
| HAVENS ADVISORS LLC | History | New | 901,700 | 2,660 | 2.11% | — | 18 | +901,700 | New | Q4 2013 | Jan 29, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | New | 823,556 | 2,429 | 0.0% | — | 19 | +823,556 | New | Q4 2013 | Feb 12, 2014 |
| SG Americas Securities, LLC | History | New | 805,355 | 2,376 | 0.01% | — | 20 | +805,355 | New | Q4 2013 | Feb 12, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | History | New | 734,993 | 2,168 | 0.05% | — | 21 | +734,993 | New | Q4 2013 | Feb 05, 2014 |
| Pine River Capital Management L.P. | History | New | 730,068 | 2,154 | 15.3% | — | 22 | +730,068 | New | Q4 2013 | May 14, 2014 |
| BROADWOOD CAPITAL INC | History | New | 680,723 | 2,008 | 0.4% | — | 23 | +680,723 | New | Q4 2013 | Feb 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | New | 668,550 | 1,972 | 0.01% | — | 24 | +668,550 | New | Q4 2013 | Feb 14, 2014 |
| GLAZER CAPITAL, LLC | History | New | 587,782 | 1,734 | 0.74% | — | 25 | +587,782 | New | Q4 2013 | Feb 14, 2014 |
| GABELLI FUNDS LLC | History | New | 574,600 | 1,695 | 0.01% | — | 26 | +574,600 | New | Q4 2013 | Feb 07, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | New | 546,100 | 1,611 | 0.01% | — | 27 | +546,100 | New | Q4 2013 | Feb 12, 2014 |
| Polar Securities Inc. | History | New | 500,000 | 1,475 | 0.06% | — | 28 | +500,000 | New | Q4 2013 | Feb 14, 2014 |
| KCG Holdings, Inc. | History | New | 473,832 | 1,394 | 0.02% | — | 29 | +473,832 | New | Q4 2013 | Feb 13, 2014 |
| MORGAN STANLEY | History | New | 443,312 | 1,307 | 0.0% | — | 30 | +443,312 | New | Q4 2013 | Feb 13, 2014 |
| WASATCH ADVISORS INC | History | New | 420,000 | 1,239 | 0.01% | — | 31 | +420,000 | New | Q4 2013 | Feb 14, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 410,000 | 1,210 | 0.01% | — | 32 | +410,000 | New | Q4 2013 | Feb 07, 2014 |
| First Eagle Investment Management, LLC | History | New | 350,000 | 1,033 | 0.0% | — | 33 | +350,000 | New | Q4 2013 | Feb 14, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | New | 350,000 | 1,032 | 0.21% | — | 34 | +350,000 | New | Q4 2013 | Feb 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | New | 331,596 | 978 | 0.0% | — | 35 | +331,596 | New | Q4 2013 | Feb 14, 2014 |
| Loeb Offshore Management LP | History | New | 316,613 | 934 | 0.26% | — | 36 | +316,613 | New | Q4 2013 | Feb 14, 2014 |
| Bank of New York Mellon Corp | History | New | 302,461 | 892 | 0.0% | — | 37 | +302,461 | New | Q4 2013 | Feb 12, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 300,624 | 886 | 0.0% | — | 38 | +300,624 | New | Q4 2013 | Feb 14, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 265,000 | 782 | 0.03% | — | 39 | +265,000 | New | Q4 2013 | Feb 13, 2014 |
| BlackRock Investment Management, LLC | History | New | 242,064 | 714 | 0.0% | — | 40 | +242,064 | New | Q4 2013 | Feb 12, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | New | 231,874 | 691 | 0.0% | — | 41 | +231,874 | New | Q4 2013 | Feb 13, 2014 |
| TFS CAPITAL LLC | History | New | 208,264 | 614 | 0.03% | — | 42 | +208,264 | New | Q4 2013 | Feb 07, 2014 |
| Pentwater Capital Management LP | History | New | 200,000 | 590 | 0.02% | — | 43 | +200,000 | New | Q4 2013 | Feb 14, 2014 |
| Teton Advisors, Inc. | History | New | 200,000 | 590 | 0.04% | — | 44 | +200,000 | New | Q4 2013 | Feb 07, 2014 |
| GABELLI SECURITIES, INC. | History | New | 186,800 | 551 | 0.2% | — | 45 | +186,800 | New | Q4 2013 | Feb 07, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | New | 182,818 | 539 | 0.01% | — | 46 | +182,818 | New | Q4 2013 | Feb 13, 2014 |
| Iguana Healthcare Management, LLC | History | New | 175,000 | 516 | 0.29% | — | 47 | +175,000 | New | Q4 2013 | Feb 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | New | 171,700 | 507 | 0.02% | — | 48 | +171,700 | New | Q4 2013 | Feb 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 132,760 | 396 | 0.0% | — | 49 | +132,760 | New | Q4 2013 | Feb 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | New | 127,803 | 377 | 0.0% | — | 50 | +127,803 | New | Q4 2013 | Feb 10, 2014 |
| TEACHERS ADVISORS INC | History | New | 104,361 | 308 | 0.0% | — | 51 | +104,361 | New | Q4 2013 | Feb 14, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 95,100 | 281 | 0.0% | — | 52 | +95,100 | New | Q4 2013 | Feb 14, 2014 |
| RHUMBLINE ADVISERS | History | New | 88,062 | 260 | 0.0% | — | 53 | +88,062 | New | Q4 2013 | Feb 03, 2014 |
| HARVEST MANAGEMENT LLC | History | New | 75,000 | 221 | 0.33% | — | 54 | +75,000 | New | Q4 2013 | Feb 12, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 74,481 | 220 | 0.0% | — | 55 | +74,481 | New | Q4 2013 | Feb 21, 2014 |
| CREDIT SUISSE AG/ | History | New | 72,458 | 214 | 0.0% | — | 56 | +72,458 | New | Q4 2013 | Feb 14, 2014 |
| Nationwide Fund Advisors | History | New | 71,818 | 212 | 0.0% | — | 57 | +71,818 | New | Q4 2013 | Feb 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 64,303 | 190 | 0.0% | — | 58 | +64,303 | New | Q4 2013 | Jan 30, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 61,943 | 182 | 0.0% | — | 59 | +61,943 | New | Q4 2013 | May 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 52,436 | 155 | 0.01% | — | 60 | +52,436 | New | Q4 2013 | Jan 24, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 50,000 | 148 | 0.13% | — | 61 | +50,000 | New | Q4 2013 | Jan 28, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 47,082 | 138 | 0.0% | — | 62 | +47,082 | New | Q4 2013 | Feb 11, 2014 |
| BLACKROCK ADVISORS LLC | History | New | 45,611 | 135 | 3.9% | — | 63 | +45,611 | New | Q4 2013 | Jun 05, 2014 |
| KIRR MARBACH & CO LLC /IN/ | History | New | 45,350 | 134 | 0.02% | — | 64 | +45,350 | New | Q4 2013 | Jan 27, 2014 |
| UBS AG | History | New | 45,285 | 133 | 0.0% | — | 65 | +45,285 | New | Q4 2013 | May 21, 2014 |
| KMS FINANCIAL SERVICES, INC | History | New | 36,750 | 108 | 0.02% | — | 66 | +36,750 | New | Q4 2013 | Feb 10, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | New | 29,904 | 88 | 0.0% | — | 67 | +29,904 | New | Q4 2013 | Feb 12, 2014 |
| CITIGROUP INC | History | New | 27,474 | 81 | 0.0% | — | 68 | +27,474 | New | Q4 2013 | Feb 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | New | 26,455 | 78 | 0.0% | — | 69 | +26,455 | New | Q4 2013 | Feb 14, 2014 |
| Brown Advisory Securities, LLC | History | New | 25,000 | 74 | 0.03% | — | 70 | +25,000 | New | Q4 2013 | Feb 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | New | 24,847 | 73 | 0.0% | — | 71 | +24,847 | New | Q4 2013 | Feb 05, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | New | 18,600 | 55 | 0.02% | — | 72 | +18,600 | New | Q4 2013 | Feb 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 17,652 | 52 | 0.0% | — | 73 | +17,652 | New | Q4 2013 | Feb 13, 2014 |
| DEUTSCHE BANK AG\ | History | New | 14,628 | 42 | 0.0% | — | 74 | +14,628 | New | Q4 2013 | Feb 24, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 11,600 | 34 | 0.0% | — | 75 | +11,600 | New | Q4 2013 | Feb 06, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | New | 10,000 | 30 | 0.0% | — | 76 | +10,000 | New | Q4 2013 | Feb 14, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | New | 10,000 | 29 | 0.0% | — | 77 | +10,000 | New | Q4 2013 | Feb 14, 2014 |
| Stevens First Principles Investment Advisors | History | New | 5,000 | 15 | 0.01% | — | 78 | +5,000 | New | Q4 2013 | Feb 07, 2014 |
| Invesco Ltd. | History | New | 3,250 | 10 | 0.0% | — | 79 | +3,250 | New | Q4 2013 | Feb 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 2,630 | 8 | 0.0% | — | 80 | +2,630 | New | Q4 2013 | Feb 14, 2014 |
| BARCLAYS PLC | History | New | 3,835 | 7 | 0.0% | — | 81 | +3,835 | New | Q4 2013 | Feb 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 1,768 | 5 | 0.08% | — | 82 | +1,768 | New | Q4 2013 | Feb 27, 2014 |
| BlackRock Inc. | History | New | 1,731 | 5 | 0.01% | — | 84 | +1,731 | New | Q4 2013 | Feb 28, 2014 |
| AMERIPRISE FINANCIAL INC | History | New | 1,720 | 5 | 0.0% | — | 83 | +1,720 | New | Q4 2013 | Feb 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | New | 1,309 | 4 | 0.0% | — | 85 | +1,309 | New | Q4 2013 | Feb 13, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,000 | 3 | 0.0% | — | 86 | +1,000 | New | Q4 2013 | Feb 07, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,339 | -100.0% | Q3 2013 | Jan 08, 2014 |