SONUS NETWORKS INC COM - 835916107
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 14,072,846 | 50,522 | 0.0% | 0.0% | 1 | -580,035 | -3.96% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 8,234,351 | 29,561 | 0.0% | 0.0% | 2 | +1,076,896 | 15.05% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 8,140,790 | 29,225 | 0.02% | 0.02% | 3 | +178,554 | 2.24% | Q2 2014 | Aug 08, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 6,247,423 | 22,428 | 0.15% | 0.15% | 4 | -598,879 | -8.75% | Q2 2014 | Jul 31, 2014 |
| BlackRock Fund Advisors | History | Added to | 5,421,061 | 19,462 | 0.01% | 0.0% | 5 | +645,695 | 13.52% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 4,083,194 | 14,659 | 0.06% | 0.09% | 6 | -2,108,450 | -34.05% | Q2 2014 | Aug 11, 2014 |
| CENTRAL SECURITIES CORP | History | No change | 3,000,000 | 10,770 | 2.23% | 2.19% | 7 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Reduced | 2,066,773 | 7,420 | 1.18% | 1.06% | 8 | -96,154 | -4.45% | Q2 2014 | Jul 25, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 1,529,494 | 5,491 | 0.01% | 13.44% | 9 | +1,388,644 | 985.9% | Q2 2014 | Aug 06, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Reduced | 1,333,750 | 4,789 | 0.67% | 1.33% | 10 | -446,250 | -25.07% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Added to | 743,849 | 2,670 | 0.21% | 0.08% | 11 | +382,823 | 106.04% | Q2 2014 | Jul 21, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 669,675 | 2,404 | 0.0% | 0.0% | 12 | +27,034 | 4.21% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 655,956 | 2,355 | 0.0% | 0.0% | 13 | -18,629 | -2.76% | Q2 2014 | Jul 30, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 522,152 | 1,874 | 0.0% | 0.0% | 14 | -398,256 | -43.27% | Q2 2014 | Aug 11, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 508,300 | 1,810 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | New | 499,284 | 1,792 | 0.27% | — | 16 | +499,284 | New | Q2 2014 | Jul 16, 2014 |
| Concept Capital Markets, LLC | History | Added to | 316,100 | 1,135 | 0.45% | 0.36% | 17 | +33,800 | 11.97% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 296,200 | 1,063 | 0.0% | — | 18 | +296,200 | New | Q2 2014 | Aug 05, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | New | 288,515 | 1,035 | 0.01% | — | 19 | +288,515 | New | Q2 2014 | Jul 10, 2014 |
| Granite Investment Partners, LLC | History | Added to | 254,154 | 912 | 0.13% | 0.01% | 20 | +235,385 | 1254.12% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Added to | 248,352 | 892 | 0.0% | 0.0% | 21 | +188,771 | 316.83% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 247,370 | 888 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 228,618 | 821 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 220,018 | 790 | 0.0% | 0.0% | 24 | -65,242 | -22.87% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 188,261 | 676 | 0.0% | 0.0% | 25 | +23,369 | 14.17% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 177,723 | 638 | 0.0% | 0.0% | 26 | +4,079 | 2.35% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 167,063 | 600 | 0.03% | 0.04% | 27 | -108,965 | -39.48% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 160,879 | 577 | 0.0% | 0.0% | 28 | +14,065 | 9.58% | Q2 2014 | Aug 08, 2014 |
| BLAIR WILLIAM & CO/IL | History | No change | 148,705 | 534 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| FIRST MERCANTILE TRUST CO | History | Reduced | 128,563 | 462 | 0.04% | 0.03% | 30 | -2,800 | -2.13% | Q2 2014 | Jul 22, 2014 |
| ProShare Advisors LLC | History | Reduced | 119,776 | 430 | 0.01% | 0.01% | 31 | -86,079 | -41.82% | Q2 2014 | Aug 08, 2014 |
| MENTA CAPITAL LLC | History | Added to | 105,000 | 377 | 0.07% | 0.07% | 32 | +37,900 | 56.48% | Q2 2014 | Aug 05, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 100,000 | 359 | 0.0% | — | 33 | +100,000 | New | Q2 2014 | Aug 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 74,000 | 266 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Japan Co. Ltd | History | New | 42,606 | 153 | 0.0% | — | 35 | +42,606 | New | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 35,693 | 128 | 0.0% | 0.0% | 36 | +5,923 | 19.9% | Q2 2014 | Aug 08, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Added to | 30,940 | 111 | 0.07% | 0.03% | 37 | +11,750 | 61.23% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 27,035 | 97 | 0.0% | 0.0% | 38 | +8 | 0.03% | Q2 2014 | Jul 23, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 25,740 | 92 | 0.0% | 0.01% | 39 | -8,061 | -23.85% | Q2 2014 | Aug 08, 2014 |
| AMALGAMATED BANK | History | New | 23,982 | 86 | 0.01% | — | 40 | +23,982 | New | Q2 2014 | Aug 11, 2014 |
| FIRST QUADRANT L P/CA | History | New | 22,500 | 81 | 0.0% | — | 41 | +22,500 | New | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 20,973 | 75 | 0.0% | — | 42 | +20,973 | New | Q2 2014 | Jul 31, 2014 |
| Tradeworx Inc. | History | New | 11,780 | 42 | 0.03% | — | 45 | +11,780 | New | Q2 2014 | Jul 10, 2014 |
| World Asset Management Inc | History | Reduced | 11,598 | 42 | 0.0% | 0.0% | 44 | -1,918 | -14.19% | Q2 2014 | Jul 28, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 11,872 | 42 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 8,183 | 29 | 0.0% | 0.0% | 46 | +397 | 5.1% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 6,944 | 25 | 0.0% | 0.0% | 47 | +207 | 3.07% | Q2 2014 | Aug 06, 2014 |
| WHITTIER TRUST CO | History | No change | 759 | 3 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 300 | 1 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 300 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Empire Capital Management, L.L.C. | History | Closed out | 0 | 0 | — | 10.64% | — | -26,475,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,376,995 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -6,979,060 | -100.0% | Q1 2014 | May 15, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.18% | — | -6,578,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Archon Capital Management LLC | History | Closed out | 0 | 0 | — | 4.53% | — | -4,648,400 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,926,481 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -2,930,434 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,754,635 | -100.0% | Q1 2014 | May 14, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.15% | — | -2,380,407 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,210,094 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,151,543 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.07% | — | -2,049,179 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,909,088 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,878,496 | -100.0% | Q1 2014 | May 14, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -1,771,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,721,567 | -100.0% | Q1 2014 | May 13, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.15% | — | -1,573,389 | -100.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,337,577 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,170,009 | -100.0% | Q1 2014 | May 14, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.78% | — | -975,100 | -100.0% | Q1 2014 | May 15, 2014 |
| BRANT POINT INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -956,300 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -950,805 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -914,975 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -759,501 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -745,603 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -685,862 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -603,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.05% | — | -574,200 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.67% | — | -550,754 | -100.0% | Q1 2014 | Aug 08, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -500,400 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -500,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -422,323 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -404,501 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -403,069 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -369,071 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -346,817 | -100.0% | Q1 2014 | May 08, 2014 |
| G2 Investment Partners Management LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -332,413 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -311,022 | -100.0% | Q1 2014 | May 15, 2014 |
| Kendall Square Capital, LLC | History | Closed out | 0 | 0 | — | 1.35% | — | -309,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Hilltop Park Associates LLC | History | Closed out | 0 | 0 | — | 1.16% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HARBER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.21% | — | -291,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -285,784 | -100.0% | Q1 2014 | May 19, 2014 |
| EJF Capital LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -270,000 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -228,501 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -225,879 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -218,211 | -100.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.0% | — | -200,000 | -100.0% | Q1 2014 | May 05, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -196,700 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -183,239 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -165,261 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -147,071 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -136,789 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -136,686 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -125,057 | -100.0% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -124,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -120,507 | -100.0% | Q1 2014 | May 15, 2014 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -119,837 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -100,454 | -100.0% | Q1 2014 | May 15, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.29% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -97,990 | -100.0% | Q1 2014 | May 07, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 0.95% | — | -96,200 | -100.0% | Q1 2014 | Aug 06, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -92,874 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.05% | — | -90,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -80,100 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -79,788 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -77,929 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,793 | -100.0% | Q1 2014 | May 23, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,155 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -68,448 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,472 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -63,700 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -62,547 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,000 | -100.0% | Q1 2014 | May 09, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.01% | — | -51,296 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,333 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,771 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,594 | -100.0% | Q1 2014 | May 13, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,292 | -100.0% | Q1 2014 | May 14, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.01% | — | -30,000 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -28,538 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,950 | -100.0% | Q1 2014 | May 16, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -19,700 | -100.0% | Q1 2014 | May 21, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -19,136 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,211 | -100.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,305 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,845 | -100.0% | Q1 2014 | May 14, 2014 |
| MAIRS & POWER INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,878 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,422 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -14,151 | -100.0% | Q1 2014 | Apr 22, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -13,800 | -100.0% | Q1 2014 | May 14, 2014 |
| GlobalBridge, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,083 | -100.0% | Q1 2014 | Apr 08, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,843 | -100.0% | Q1 2014 | May 02, 2014 |
| J.P. Marvel Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,250 | -100.0% | Q1 2014 | May 22, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,140 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Winfield Associates, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,910 | -100.0% | Q1 2014 | May 14, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -3,100 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,042 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,617 | -100.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -183 | -100.0% | Q1 2014 | May 15, 2014 |
| DAVIDSON D A & CO | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |