STERLING FINL CORP WASH - 859319303
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WATER ISLAND CAPITAL LLC | History | Added to | 3,581,723 | 119,378 | 4.24% | 5.44% | 1 | +707,795 | 24.63% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Added to | 1,996,042 | 65,869 | 0.07% | 0.07% | 2 | +77,974 | 4.07% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,919,658 | 63,982 | 0.01% | 0.01% | 3 | +115,546 | 6.4% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Added to | 1,809,100 | 60,297 | 0.01% | 0.01% | 4 | +9,100 | 0.51% | Q1 2014 | May 15, 2014 |
| Westchester Capital Management, LLC | History | No change | 1,782,255 | 59,403 | 0.78% | 0.9% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Reduced | 1,554,477 | 51,815 | 0.01% | 0.01% | 6 | -294,821 | -15.94% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 1,539,244 | 51,302 | 0.02% | 0.02% | 7 | +106,460 | 7.43% | Q1 2014 | May 13, 2014 |
| ALPINE ASSOCIATES ADVISORS | History | Added to | 1,092,133 | 36,401 | 2.28% | 1.88% | 8 | +800 | 0.07% | Q1 2014 | May 09, 2014 |
| Forest Hill Capital, LLC | History | Reduced | 943,756 | 31,455 | 3.15% | 3.34% | 9 | -90 | -0.01% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Reduced | 862,020 | 28,731 | 0.01% | 0.01% | 10 | -6,322 | -0.73% | Q1 2014 | May 02, 2014 |
| HARVARD MANAGEMENT CO INC | History | No change | 802,468 | 26,746 | 2.74% | 3.05% | 11 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 780,421 | 26,011 | 0.0% | 0.01% | 12 | -51,477 | -6.19% | Q1 2014 | May 02, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 777,209 | 25,904 | 0.01% | 0.01% | 13 | +95,115 | 13.94% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 701,039 | 23,366 | 0.07% | 0.07% | 14 | +37,992 | 5.73% | Q1 2014 | May 15, 2014 |
| Epoch Investment Partners, Inc. | History | Added to | 674,570 | 22,484 | 0.09% | 0.09% | 15 | +24,865 | 3.83% | Q1 2014 | May 14, 2014 |
| SKYLINE ASSET MANAGEMENT LP | History | Added to | 637,300 | 21,241 | 1.8% | 1.75% | 16 | +139,200 | 27.95% | Q1 2014 | May 15, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 598,362 | 19,943 | 0.98% | 1.02% | 17 | -19,987 | -3.23% | Q1 2014 | Apr 30, 2014 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | Added to | 561,400 | 18,711 | 3.08% | 3.09% | 18 | +9,600 | 1.74% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 551,612 | 18,385 | 0.02% | 0.02% | 19 | -98,530 | -15.16% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 512,267 | 17,074 | 0.01% | 0.01% | 20 | -31,730 | -5.83% | Q1 2014 | May 15, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Reduced | 470,893 | 15,695 | 0.35% | 0.4% | 21 | -61,337 | -11.52% | Q1 2014 | May 15, 2014 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | No change | 436,729 | 14,556 | 0.06% | 0.06% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 366,197 | 12,204 | 0.01% | 0.01% | 23 | +9,996 | 2.81% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 353,984 | 11,798 | 0.0% | 0.0% | 24 | -98,685 | -21.8% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 332,090 | 11,069 | 0.01% | 0.01% | 25 | -6,850 | -2.02% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Added to | 322,845 | 10,626 | 0.01% | 0.01% | 26 | +50,667 | 18.62% | Q1 2014 | May 28, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Added to | 314,486 | 10,482 | 0.03% | 0.03% | 27 | +1,600 | 0.51% | Q1 2014 | May 14, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | No change | 300,000 | 9,999 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Reduced | 268,853 | 8,961 | 0.17% | 0.2% | 29 | -50,906 | -15.92% | Q1 2014 | May 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Added to | 257,500 | 8,582 | 0.55% | 0.42% | 30 | +10,707 | 4.34% | Q1 2014 | May 15, 2014 |
| FJ Capital Management LLC | History | Reduced | 256,621 | 8,553 | 4.89% | 5.95% | 31 | -1,879 | -0.73% | Q1 2014 | May 20, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 238,943 | 7,964 | 0.02% | 0.03% | 32 | -75,300 | -23.96% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Reduced | 205,992 | 6,865 | 0.04% | 0.06% | 33 | -111,861 | -35.19% | Q1 2014 | May 15, 2014 |
| HENNESSY ADVISORS INC | History | Reduced | 205,000 | 6,833 | 0.25% | 0.35% | 34 | -50,000 | -19.61% | Q1 2014 | Apr 24, 2014 |
| SG Americas Securities, LLC | History | Added to | 183,133 | 6,104 | 0.03% | 0.01% | 35 | +142,435 | 349.98% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Added to | 182,617 | 6,087 | 0.05% | 0.06% | 36 | +2,900 | 1.61% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Reduced | 170,044 | 5,667 | 0.05% | 0.08% | 37 | -78,200 | -31.5% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Reduced | 155,343 | 5,178 | 0.0% | 0.0% | 38 | -8,930 | -5.44% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 153,398 | 5,113 | 0.0% | 0.0% | 39 | -6,029 | -3.78% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 153,023 | 5,100 | 0.0% | 0.0% | 40 | +11,719 | 8.29% | Q1 2014 | May 14, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 140,403 | 4,680 | 0.15% | 0.07% | 41 | +84,613 | 151.66% | Q1 2014 | May 08, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 133,745 | 4,457 | 0.1% | 0.1% | 42 | -7,442 | -5.27% | Q1 2014 | May 14, 2014 |
| BANC FUNDS CO LLC | History | No change | 125,000 | 4,166 | 0.31% | 0.32% | 43 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Hood River Capital Management LLC | History | Added to | 119,005 | 3,966 | 0.53% | 0.56% | 44 | +9,380 | 8.56% | Q1 2014 | May 02, 2014 |
| CAXTON ASSOCIATES LP | History | No change | 117,572 | 3,919 | 0.24% | 0.13% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 116,127 | 3,871 | 0.01% | 0.01% | 46 | +1,286 | 1.12% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 112,066 | 3,735 | 0.0% | 57.76% | 47 | -306 | -0.27% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Reduced | 91,184 | 3,041 | 0.05% | 0.18% | 48 | -176,470 | -65.93% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 85,755 | 2,859 | 0.01% | 0.01% | 49 | +5,496 | 6.85% | Q1 2014 | Apr 29, 2014 |
| Nationwide Fund Advisors | History | Reduced | 84,015 | 2,800 | 0.01% | 0.01% | 50 | -2,228 | -2.58% | Q1 2014 | May 09, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Added to | 75,199 | 2,506 | 0.07% | 0.01% | 51 | +62,352 | 485.34% | Q1 2014 | May 06, 2014 |
| Phocas Financial Corp. | History | Reduced | 71,344 | 2,378 | 0.23% | 0.24% | 52 | -6,560 | -8.42% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 68,000 | 2,233 | 0.0% | 0.0% | 53 | +3,200 | 4.94% | Q1 2014 | Apr 18, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 65,416 | 2,180 | 0.01% | 0.01% | 54 | -2,278 | -3.37% | Q1 2014 | May 13, 2014 |
| Marshall Wace LLP | History | New | 65,000 | 2,166 | 0.04% | — | 55 | +65,000 | New | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 61,756 | 2,058 | 0.01% | 0.01% | 56 | +200 | 0.32% | Q1 2014 | May 08, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 58,925 | 1,964 | 0.01% | 0.01% | 57 | -4,280 | -6.77% | Q1 2014 | May 16, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 57,406 | 1,913 | 0.01% | 0.01% | 58 | -19,720 | -25.57% | Q1 2014 | Apr 22, 2014 |
| TFS CAPITAL LLC | History | Reduced | 52,137 | 1,738 | 0.11% | 0.19% | 59 | -68,746 | -56.87% | Q1 2014 | May 05, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 51,416 | 1,714 | 0.0% | 0.01% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Added to | 50,548 | 1,685 | 0.0% | 0.0% | 61 | +1,500 | 3.06% | Q1 2014 | May 13, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 48,961 | 1,632 | 0.0% | 0.01% | 62 | -1,100 | -2.2% | Q1 2014 | May 06, 2014 |
| Stone Toro Investment Advisers, LP | History | No change | 46,854 | 1,562 | 2.2% | 1.42% | 63 | 0 | 0.0% | Q1 2014 | Apr 25, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 45,413 | 1,517 | 0.0% | 0.0% | 64 | -38,226 | -45.7% | Q1 2014 | May 14, 2014 |
| Swiss National Bank | History | Added to | 44,300 | 1,477 | 0.01% | 0.0% | 65 | +9,500 | 27.3% | Q1 2014 | May 06, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 42,986 | 1,433 | 0.19% | 0.24% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SEI TRUST CO | History | Added to | 42,175 | 1,406 | 0.01% | 0.01% | 67 | +6,869 | 19.46% | Q1 2014 | Apr 28, 2014 |
| D. E. Shaw & Co., Inc. | History | Reduced | 40,763 | 1,359 | 0.0% | 0.0% | 68 | -12,461 | -23.41% | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | New | 34,362 | 1,145 | 0.01% | — | 69 | +34,362 | New | Q1 2014 | May 07, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 31,900 | 1,063 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 31,600 | 1,053 | 0.02% | 0.03% | 71 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 30,063 | 1,002 | 0.0% | 0.0% | 72 | -91,458 | -75.26% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 27,441 | 915 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 26,542 | 884 | 0.0% | 0.0% | 74 | -229 | -0.86% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Added to | 25,822 | 861 | 0.0% | 0.0% | 75 | +540 | 2.14% | Q1 2014 | May 15, 2014 |
| GARDNER LEWIS ASSET MANAGEMENT L P | History | No change | 25,000 | 833 | 0.26% | 0.29% | 76 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 23,677 | 789 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 23,105 | 770 | 0.0% | 0.0% | 78 | +555 | 2.46% | Q1 2014 | May 12, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 20,807 | 693 | 19.62% | 19.87% | 79 | +649 | 3.22% | Q1 2014 | Jun 05, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 20,000 | 667 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 18,700 | 623 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Reduced | 18,363 | 612 | 0.0% | 0.0% | 82 | -2,352 | -11.35% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | Reduced | 18,270 | 609 | 0.03% | 0.04% | 83 | -3,149 | -14.7% | Q1 2014 | May 08, 2014 |
| BlackRock Group LTD | History | Reduced | 18,155 | 605 | 0.0% | 0.0% | 84 | -2,466 | -11.96% | Q1 2014 | May 02, 2014 |
| Forward Management, LLC | History | Reduced | 17,481 | 583 | 0.03% | 0.04% | 85 | -199 | -1.13% | Q1 2014 | May 08, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Added to | 16,098 | 537 | 0.0% | 0.0% | 86 | +900 | 5.92% | Q1 2014 | May 23, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | No change | 15,000 | 500 | 3.66% | 1.93% | 87 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| WARBURG PINCUS LLC | History | No change | 12,948,107 | 431 | 1.91% | 5.35% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LEE THOMAS H PARTNERS LP | History | No change | 12,953,485 | 431 | 10.79% | 9.5% | 89 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | No change | 12,776 | 426 | 0.04% | 0.04% | 90 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| CITIGROUP INC | History | Reduced | 11,330 | 377 | 0.0% | 0.0% | 91 | -14,409 | -55.98% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,247 | 375 | 0.0% | 0.0% | 92 | -1,401 | -11.08% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 10,332 | 344 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BlackRock Japan Co. Ltd | History | No change | 10,234 | 341 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 9,840 | 328 | 0.0% | 0.0% | 95 | -541 | -5.21% | Q1 2014 | Apr 17, 2014 |
| SUNTRUST BANKS INC | History | Reduced | 9,691 | 322 | 0.0% | 0.0% | 96 | -360 | -3.58% | Q1 2014 | May 14, 2014 |
| Concept Capital Markets, LLC | History | No change | 8,980 | 299 | 0.11% | 0.12% | 97 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 8,044 | 268 | 0.0% | 0.0% | 98 | -165 | -2.01% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Reduced | 6,114 | 203 | 0.01% | 0.01% | 99 | -1,919 | -23.89% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 5,841 | 195 | 0.0% | 0.0% | 100 | -4,318 | -42.5% | Q1 2014 | May 15, 2014 |
| IndexIQ Advisors LLC | History | Reduced | 5,315 | 177 | 0.02% | 0.02% | 101 | -237 | -4.27% | Q1 2014 | May 05, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 4,080 | 136 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,139 | 105 | 0.0% | 0.0% | 103 | +799 | 34.15% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Reduced | 2,440 | 81 | 0.0% | 0.0% | 104 | -3,671 | -60.07% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Reduced | 2,297 | 76 | 0.0% | 0.0% | 105 | -16 | -0.69% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,010 | 67 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Tower Research Capital LLC | History | New | 1,709 | 57 | 0.01% | — | 107 | +1,709 | New | Q1 2014 | May 02, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,341 | 45 | 0.0% | 0.0% | 108 | -55 | -3.94% | Q1 2014 | May 01, 2014 |
| BlackRock Inc. | History | No change | 1,031 | 34 | 0.0% | 0.09% | 109 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| DAVIDSON D A & CO | History | No change | 200 | 6 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| WASHINGTON TRUST BANK | History | New | 165 | 5 | 0.0% | — | 111 | +165 | New | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 110 | 4 | 0.0% | — | 112 | +110 | New | Q1 2014 | May 09, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 123 | 4 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 86 | 3 | 0.0% | 0.0% | 115 | -150 | -63.56% | Q1 2014 | May 12, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 71 | 3 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| ROYAL BANK OF CANADA | History | No change | 37 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.03% | — | -2,912,760 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NORGES BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -301,973 | -100.0% | Q4 2013 | May 12, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -134,595 | -100.0% | Q4 2013 | Jan 31, 2014 |
| CASTINE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.44% | — | -100,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,700 | -100.0% | Q4 2013 | Feb 10, 2014 |
| ENDEAVOUR CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.27% | — | -63,926 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Marshall Wace North America, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -40,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| FBR & Co. | History | Closed out | 0 | 0 | — | 2.03% | — | -35,000 | -100.0% | Q4 2013 | Feb 11, 2014 |
| SII INVESTMENTS INC/WI | History | Closed out | 0 | 0 | — | 0.09% | — | -14,103 | -100.0% | Q4 2013 | Feb 13, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -13,700 | -100.0% | Q4 2013 | Feb 12, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,606 | -100.0% | Q4 2013 | Feb 11, 2014 |
| LSV ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q4 2013 | Feb 05, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,780 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -7,280 | -100.0% | Q4 2013 | Feb 13, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -6,694 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -2,500 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Partnervest Advisory Services LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |