STRATEGIC GLOBAL INCOME FD - 862719101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Added to | 543,343 | 5,080 | 1.45% | 1.44% | 1 | +9,165 | 1.72% | Q2 2014 | Jul 10, 2014 |
| Ancora Advisors, LLC | History | No change | 103,500 | 968 | 0.13% | 0.13% | 2 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Shaker Financial Services, LLC | History | Added to | 45,636 | 427 | 0.26% | 0.13% | 3 | +24,300 | 113.89% | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Added to | 22,897 | 214 | 0.0% | 0.0% | 4 | +3,104 | 15.68% | Q2 2014 | Aug 05, 2014 |
| TFS CAPITAL LLC | History | New | 16,888 | 158 | 0.01% | — | 5 | +16,888 | New | Q2 2014 | Jul 21, 2014 |
| HOLLENCREST SECURITIES LLC | History | Reduced | 15,500 | 145 | 0.02% | 0.03% | 6 | -3,907 | -20.13% | Q2 2014 | Jul 30, 2014 |
| FTB Advisors, Inc. | History | No change | 6,038 | 56 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| MUFG Americas Holdings Corp | History | No change | 5,300 | 50 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,000 | 46 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 2,600 | 24 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Mitsubishi UFJ Securities International PLC | History | No change | 1,900 | 17 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,000 | 9 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| KANALY TRUST CO | History | No change | 1,000 | 9 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -791,322 | -100.0% | Q1 2014 | May 15, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.19% | — | -372,923 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -321,902 | -100.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -321,433 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -310,058 | -100.0% | Q1 2014 | May 13, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -170,930 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154,860 | -100.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -114,244 | -100.0% | Q1 2014 | May 15, 2014 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Closed out | 0 | 0 | — | 0.66% | — | -84,671 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -52,755 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,106 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,630 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,450 | -100.0% | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.15% | — | -12,509 | -100.0% | Q1 2014 | May 13, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,494 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,548 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,750 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,741 | -100.0% | Q1 2014 | Apr 24, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -3,451 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |