STRATEGIC GLOBAL INCOME FD - 862719101

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
WELLS FARGO & COMPANY/MN History No change 791,322 7,288 0.0% 0.0% 1 0 0.0% Q1 2014 May 15, 2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD History Added to 543,343 5,080 1.45% 1.44% 2 +9,165 1.72% Q2 2014 Jul 10, 2014
Saba Capital Management, L.P. History No change 372,923 3,435 0.19% 0.19% 3 0 0.0% Q1 2014 May 15, 2014
Invesco Ltd. History No change 321,902 2,964 0.0% 0.0% 4 0 0.0% Q1 2014 May 15, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 321,433 2,960 0.24% 0.24% 5 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 310,058 2,855 0.0% 0.0% 6 0 0.0% Q1 2014 May 13, 2014
Karpus Management, Inc. History No change 170,930 1,574 0.08% 0.08% 7 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 154,860 1,427 0.0% 0.0% 8 0 0.0% Q1 2014 May 16, 2014
ROYAL BANK OF CANADA History No change 114,244 1,052 0.0% 0.0% 9 0 0.0% Q1 2014 May 15, 2014
Ancora Advisors, LLC History No change 103,500 968 0.13% 0.13% 10 0 0.0% Q2 2014 Jul 31, 2014
MERIDIAN INVESTMENT COUNSEL INC. History No change 84,671 780 0.66% 0.66% 11 0 0.0% Q1 2014 May 15, 2014
RAYMOND JAMES & ASSOCIATES History No change 52,755 486 0.0% 0.0% 12 0 0.0% Q1 2014 May 13, 2014
GEODE CAPITAL MANAGEMENT, LLC History No change 47,106 433 0.0% 0.0% 13 0 0.0% Q1 2014 May 14, 2014
Shaker Financial Services, LLC History Added to 45,636 427 0.26% 0.13% 14 +24,300 113.89% Q2 2014 Aug 04, 2014
OPPENHEIMER & CO INC History No change 29,630 272 0.01% 0.01% 15 0 0.0% Q1 2014 May 09, 2014
LPL Financial LLC History Added to 22,897 214 0.0% 0.0% 16 +3,104 15.68% Q2 2014 Aug 05, 2014
BANK OF AMERICA CORP /DE/ History No change 17,450 161 0.0% 0.0% 17 0 0.0% Q1 2014 May 15, 2014
TFS CAPITAL LLC History New 16,888 158 0.01% — 18 +16,888 New Q2 2014 Jul 21, 2014
HOLLENCREST SECURITIES LLC History Reduced 15,500 145 0.02% 0.03% 19 -3,907 -20.13% Q2 2014 Jul 30, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 12,509 115 0.15% 0.15% 20 0 0.0% Q1 2014 May 13, 2014
Cetera Advisor Networks LLC History No change 11,494 106 0.01% 0.01% 21 0 0.0% Q1 2014 May 15, 2014
WOLVERINE ASSET MANAGEMENT LLC History No change 10,548 97 0.0% 0.0% 22 0 0.0% Q1 2014 May 14, 2014
FTB Advisors, Inc. History No change 6,038 56 0.01% 0.01% 23 0 0.0% Q2 2014 Aug 07, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 5,750 53 0.0% 0.0% 24 0 0.0% Q1 2014 May 15, 2014
MUFG Americas Holdings Corp History No change 5,300 50 0.0% 0.0% 25 0 0.0% Q2 2014 Aug 05, 2014
PNC FINANCIAL SERVICES GROUP, INC. History No change 5,000 46 0.0% 0.0% 26 0 0.0% Q2 2014 Aug 08, 2014
WFG Advisors, LP History No change 3,741 34 0.01% 0.01% 27 0 0.0% Q1 2014 Apr 24, 2014
UBS AG History No change 3,451 32 0.0% 0.0% 28 0 0.0% Q1 2014 May 16, 2014
MetLife Securities, Inc History No change 2,600 24 0.0% 0.0% 29 0 0.0% Q2 2014 Aug 04, 2014
BANK OF MONTREAL /CAN/ History No change 2,000 18 0.0% 0.0% 30 0 0.0% Q1 2014 May 15, 2014
Mitsubishi UFJ Securities International PLC History No change 1,900 17 0.0% 0.0% 31 0 0.0% Q2 2014 Aug 01, 2014
AMERICAN INTERNATIONAL GROUP INC History No change 1,000 9 0.0% 0.0% 32 0 0.0% Q2 2014 Aug 08, 2014
KANALY TRUST CO History No change 1,000 9 0.0% 0.0% 33 0 0.0% Q2 2014 Jul 28, 2014