TFF Pharmaceuticals, Inc. - 87241J104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DRW Securities, LLC | History | No change | 1,000,000 | 350 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| VANGUARD GROUP INC | History | Reduced | 846,884 | 296 | 0.0% | 0.0% | 2 | -6,779 | -0.79% | Q3 2023 | Dec 18, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 253,640 | 88 | 0.0% | 0.0% | 3 | +65,762 | 35.0% | Q3 2023 | Nov 13, 2023 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 155,500 | 54 | 0.0% | 0.0% | 4 | +55,000 | 54.73% | Q3 2023 | Nov 14, 2023 |
| Sigma Planning Corp | History | No change | 145,050 | 50 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q3 2023 | Nov 06, 2023 |
| UBS Group AG | History | Reduced | 91,720 | 32 | 0.0% | 0.0% | 6 | -36,870 | -28.67% | Q3 2023 | Nov 09, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 71,518 | 25 | 0.0% | 0.0% | 7 | -13,733 | -16.11% | Q3 2023 | Nov 14, 2023 |
| STATE STREET CORP | History | No change | 69,929 | 24 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q3 2023 | Nov 14, 2023 |
| NORTHERN TRUST CORP | History | No change | 49,238 | 17 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| XTX Topco Ltd | History | New | 21,885 | 7 | 0.0% | — | 10 | +21,885 | New | Q3 2023 | Nov 13, 2023 |
| Corient Private Wealth LLC | History | No change | 19,000 | 6 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2023 | Nov 03, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 16,507 | 5 | 0.0% | 0.0% | 12 | +4,507 | 37.56% | Q3 2023 | Nov 14, 2023 |
| Tower Research Capital LLC (TRC) | History | Added to | 13,879 | 4 | 0.0% | 0.0% | 14 | +2,038 | 17.21% | Q3 2023 | Nov 14, 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 10,000 | 4 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q3 2023 | Oct 23, 2023 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,400 | -100.0% | Q2 2023 | Aug 14, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,509 | 0 | — | 0.0% | — | -875 | -25.86% | Q3 2023 | Nov 14, 2023 |
| GROUP ONE TRADING, L.P. | History | Reduced | 1,381 | 0 | — | — | — | -387 | -21.89% | Q3 2023 | Nov 09, 2023 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | — | — | -137 | -100.0% | Q2 2023 | Aug 14, 2023 |
| JPMORGAN CHASE & CO | History | New | 61 | 0 | — | — | — | +61 | New | Q3 2023 | Nov 14, 2023 |
| Qube Research & Technologies Ltd | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2023 | Nov 13, 2023 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,747 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| MORGAN STANLEY | History | No change | 1,816 | 0 | — | — | — | 0 | 0.0% | Q3 2023 | Nov 15, 2023 |
| HM PAYSON & CO | History | No change | 1,500 | 0 | — | — | — | 0 | 0.0% | Q3 2023 | Nov 06, 2023 |
| OSAIC HOLDINGS, INC. | History | No change | 1,000 | 0 | — | — | — | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |