THAI FUND, INC. - 882904105
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 2,710,750 | 29,737 | 2.54% | — | 1 | +2,710,750 | New | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 1,037,770 | 11,239 | 0.03% | 0.04% | 2 | +85,875 | 9.02% | Q1 2014 | May 12, 2014 |
| Gramercy Funds Management LLC | History | Added to | 748,299 | 8,104 | 2.86% | 3.22% | 3 | +185,393 | 32.93% | Q1 2014 | May 08, 2014 |
| 1607 Capital Partners, LLC | History | Reduced | 697,136 | 7,550 | 0.58% | 1.15% | 4 | -56,400 | -7.48% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 429,702 | 4,654 | 0.0% | 0.0% | 5 | +21,400 | 5.24% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 174,585 | 1,891 | 0.15% | 0.28% | 6 | -27,584 | -13.64% | Q1 2014 | May 15, 2014 |
| Lumbard Investment Counseling, LLC | History | No change | 89,360 | 1,622 | 1.39% | 1.39% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STRS OHIO | History | No change | 77,687 | 841 | 0.0% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| Yakira Capital Management, Inc. | History | Added to | 71,498 | 774 | 0.69% | 0.43% | 9 | +48,060 | 205.05% | Q1 2014 | May 16, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 60,315 | 653 | 0.38% | 0.44% | 10 | +17,775 | 41.78% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | New | 46,831 | 507 | 0.03% | — | 11 | +46,831 | New | Q1 2014 | May 05, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | New | 37,202 | 403 | 0.26% | — | 12 | +37,202 | New | Q1 2014 | May 16, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 32,360 | 372 | 0.0% | 0.0% | 13 | -3,889 | -10.73% | Q1 2014 | May 13, 2014 |
| CSS LLC/IL | History | No change | 24,115 | 261 | 0.01% | 0.02% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Ashmore Group plc | History | Reduced | 24,048 | 260 | 0.01% | 0.14% | 15 | -13,764 | -36.4% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 22,497 | 244 | 0.0% | 0.0% | 16 | -108,048 | -82.77% | Q1 2014 | May 14, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | No change | 16,782 | 182 | 0.02% | 0.04% | 17 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 13,390 | 145 | 0.19% | — | 18 | +13,390 | New | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Reduced | 10,483 | 114 | 0.0% | 0.0% | 19 | -193 | -1.81% | Q1 2014 | May 13, 2014 |
| MetLife Securities, Inc | History | Reduced | 8,900 | 96 | 0.01% | 0.03% | 20 | -500 | -5.32% | Q1 2014 | May 21, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 4,968 | 53 | 0.0% | 0.0% | 21 | -18,989 | -79.26% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 3,520 | 38 | 0.0% | — | 22 | +3,520 | New | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 3,200 | 35 | 0.0% | 0.87% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | New | 2,500 | 27 | 0.0% | — | 24 | +2,500 | New | Q1 2014 | Apr 24, 2014 |
| UBS AG | History | Reduced | 1,959 | 21 | 0.0% | 0.0% | 25 | -2,909 | -59.76% | Q1 2014 | May 16, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | No change | 1,396 | 16 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | New | 1,092 | 12 | 0.0% | — | 27 | +1,092 | New | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | New | 797 | 9 | 0.0% | — | 28 | +797 | New | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | No change | 625 | 7 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | New | 244 | 3 | 0.0% | — | 30 | +244 | New | Q1 2014 | May 14, 2014 |
| BILL & MELINDA GATES FOUNDATION TRUST | History | New | 274,254 | 2 | 0.01% | — | 31 | +274,254 | New | Q1 2014 | May 15, 2014 |
| Weiss Asset Management LP | History | Closed out | 0 | 0 | — | 2.44% | — | -369,363 | -100.0% | Q4 2013 | Feb 12, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,067 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -38,269 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.03% | — | -28,315 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BARCLAYS PLC | History | Reduced | 45 | 0 | — | 0.0% | — | -6,234 | -99.28% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,985 | -100.0% | Q4 2013 | Feb 07, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q4 2013 | Feb 24, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -971 | -100.0% | Q4 2013 | Jan 21, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -710 | -100.0% | Q4 2013 | Jan 31, 2014 |