ULTRA PETROLEUM CORP - 903914109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO | History | Added to | 14,361,475 | 426,391 | 0.92% | 0.84% | 1 | +1,124,412 | 8.49% | Q2 2014 | Aug 01, 2014 |
| VANGUARD GROUP INC | History | Reduced | 8,865,823 | 263,226 | 0.02% | 0.02% | 2 | -1,469,217 | -14.22% | Q2 2014 | Aug 11, 2014 |
| CI INVESTMENTS INC. | History | Reduced | 7,148,300 | 212,233 | 2.1% | 2.08% | 3 | -196,500 | -2.68% | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 3,736,676 | 110,942 | 0.02% | 0.02% | 4 | -156,325 | -4.02% | Q2 2014 | Aug 06, 2014 |
| OMERS ADMINISTRATION Corp | History | Reduced | 3,245,400 | 96,356 | 3.13% | 2.98% | 5 | -186,250 | -5.43% | Q2 2014 | Aug 11, 2014 |
| Meritage Group LP | History | Added to | 2,441,028 | 72,474 | 1.48% | 1.54% | 6 | +347 | 0.01% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,535,353 | 45,585 | 0.01% | 0.01% | 7 | -85,640 | -5.28% | Q2 2014 | Aug 06, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 1,075,753 | 31,939 | 0.62% | 0.6% | 8 | -45,622 | -4.07% | Q2 2014 | Aug 01, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 969,587 | 28,787 | 0.12% | 0.08% | 9 | +316,325 | 48.42% | Q2 2014 | Aug 11, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 964,601 | 28,639 | 0.49% | 0.47% | 10 | -1,666 | -0.17% | Q2 2014 | Jul 25, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 887,906 | 26,362 | 0.03% | 0.03% | 11 | -79,600 | -8.23% | Q2 2014 | Aug 04, 2014 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 803,803 | 23,865 | 1.94% | 1.81% | 12 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | Reduced | 705,974 | 20,960 | 0.34% | 0.31% | 13 | -4,414 | -0.62% | Q2 2014 | Aug 11, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Added to | 663,150 | 19,689 | 0.63% | 0.45% | 14 | +135,647 | 25.71% | Q2 2014 | Jul 22, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 464,986 | 13,805 | 0.01% | 635.52% | 15 | -370,000 | -44.31% | Q2 2014 | Aug 06, 2014 |
| Granite Investment Advisors, Inc. | History | Reduced | 448,065 | 13,303 | 2.94% | 2.74% | 16 | -17,550 | -3.77% | Q2 2014 | Jul 23, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 397,418 | 11,797 | 0.01% | 0.01% | 17 | +15,707 | 4.11% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 380,245 | 11,290 | 0.01% | 0.01% | 18 | -28,874 | -7.06% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 369,655 | 10,976 | 0.02% | 0.02% | 19 | -598 | -0.16% | Q2 2014 | Jul 30, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 356,905 | 10,596 | 0.05% | 0.0% | 20 | +350,203 | 5225.35% | Q2 2014 | Jul 21, 2014 |
| FOSTER DYKEMA CABOT & CO INC/MA | History | Added to | 298,903 | 8,874 | 2.12% | 1.93% | 21 | +11,960 | 4.17% | Q2 2014 | Jul 29, 2014 |
| Morningstar Investment Services, Inc. | History | Added to | 277,894 | 8,251 | 0.48% | 0.49% | 22 | +9,302 | 3.46% | Q2 2014 | Aug 07, 2014 |
| SPEECE THORSON CAPITAL GROUP INC | History | Reduced | 262,854 | 7,804 | 1.99% | 2.61% | 23 | -105,290 | -28.6% | Q2 2014 | Aug 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 256,007 | 7,601 | 0.02% | 0.02% | 24 | -3,984 | -1.53% | Q2 2014 | Aug 07, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 252,015 | 7,458 | 0.02% | 0.01% | 25 | +119,153 | 89.68% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 172,380 | 5,118 | 0.0% | 0.01% | 26 | -316,416 | -64.73% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 172,197 | 5,113 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 154,189 | 4,578 | 0.02% | 0.02% | 28 | -6,130 | -3.82% | Q2 2014 | Aug 11, 2014 |
| Guinness Asset Management LTD | History | Added to | 138,450 | 4,111 | 1.6% | 1.69% | 29 | +35,700 | 34.74% | Q2 2014 | Jul 24, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 134,225 | 3,985 | 0.17% | 0.16% | 30 | +975 | 0.73% | Q2 2014 | Jul 23, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 131,771 | 3,912 | 0.07% | 0.12% | 31 | -110,400 | -45.59% | Q2 2014 | Jul 23, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Reduced | 122,595 | 3,640 | 0.05% | 0.1% | 32 | -127,200 | -50.92% | Q2 2014 | Aug 08, 2014 |
| Counsel Portfolio Services Inc. | History | No change | 113,253 | 3,362 | 0.32% | 0.31% | 33 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 112,700 | 3,346 | 0.04% | 0.05% | 34 | -27,300 | -19.5% | Q2 2014 | Aug 01, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 110,400 | 3,278 | 0.01% | 0.01% | 35 | +6,486 | 6.24% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Added to | 104,853 | 3,113 | 0.0% | 0.0% | 36 | +93,472 | 821.3% | Q2 2014 | Aug 06, 2014 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | History | Reduced | 98,140 | 2,914 | 0.47% | 0.44% | 37 | -750 | -0.76% | Q2 2014 | Aug 08, 2014 |
| Regal Investment Advisors LLC | History | Added to | 79,901 | 2,372 | 0.84% | 0.0% | 38 | +79,686 | 37063.26% | Q2 2014 | Aug 04, 2014 |
| Orca Investment Management, LLC | History | Added to | 75,713 | 2,248 | 1.77% | 1.6% | 39 | +4,205 | 5.88% | Q2 2014 | Aug 05, 2014 |
| TAMRO Capital Partners LLC | History | Reduced | 69,857 | 2,074 | 0.1% | 0.09% | 40 | -9,166 | -11.6% | Q2 2014 | Aug 07, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 65,623 | 1,948 | 0.0% | 0.0% | 41 | -6,701 | -9.27% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | New | 65,530 | 1,946 | 0.09% | — | 42 | +65,530 | New | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 61,147 | 1,814 | 0.02% | 0.02% | 43 | -17,878 | -22.62% | Q2 2014 | Aug 11, 2014 |
| Pembroke Management, LTD | History | No change | 56,000 | 1,663 | 0.13% | 0.12% | 44 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Grey Owl Capital Management, LLC | History | Reduced | 53,839 | 1,598 | 1.76% | 1.77% | 45 | -3,485 | -6.08% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 49,606 | 1,473 | 0.07% | — | 46 | +49,606 | New | Q2 2014 | Aug 08, 2014 |
| Cutter & CO Brokerage, Inc. | History | Added to | 47,415 | 1,408 | 0.52% | 0.48% | 47 | +2,400 | 5.33% | Q2 2014 | Jul 31, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 45,242 | 1,343 | 0.02% | 0.02% | 48 | +1,231 | 2.8% | Q2 2014 | Jul 23, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 44,112 | 1,310 | 0.01% | 0.01% | 49 | -4,820 | -9.85% | Q2 2014 | Jul 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 43,950 | 1,305 | 0.01% | 0.02% | 50 | -100 | -0.23% | Q2 2014 | Jul 30, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 43,740 | 1,298 | 0.03% | 0.04% | 51 | -5,350 | -10.9% | Q2 2014 | Aug 01, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Added to | 42,900 | 1,274 | 0.01% | 0.01% | 52 | +14,700 | 52.13% | Q2 2014 | Jul 30, 2014 |
| DAVIDSON D A & CO | History | Added to | 41,845 | 1,242 | 0.04% | 0.04% | 53 | +1,095 | 2.69% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 40,518 | 1,202 | 0.01% | 0.01% | 54 | +83 | 0.21% | Q2 2014 | Aug 08, 2014 |
| SUMITOMO LIFE INSURANCE CO | History | Added to | 39,863 | 1,184 | 0.11% | 0.1% | 55 | +209 | 0.53% | Q2 2014 | Jul 30, 2014 |
| Guinness Atkinson Asset Management Inc | History | No change | 39,400 | 1,170 | 0.87% | 1.06% | 56 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Added to | 38,513 | 1,143 | 0.11% | 0.1% | 57 | +669 | 1.77% | Q2 2014 | Jul 25, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 37,080 | 1,100 | 0.09% | 0.05% | 58 | +11,400 | 44.39% | Q2 2014 | Jul 22, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 33,823 | 1,004 | 0.11% | — | 59 | +33,823 | New | Q2 2014 | Jul 18, 2014 |
| Quantbot Technologies LP | History | Added to | 32,906 | 976 | 0.15% | 0.07% | 60 | +21,978 | 201.12% | Q2 2014 | Jul 08, 2014 |
| CULLEN/FROST BANKERS, INC. | History | No change | 28,970 | 860 | 0.03% | 0.03% | 61 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP | History | Reduced | 27,000 | 802 | 0.01% | 0.01% | 62 | -1,949 | -6.73% | Q2 2014 | Jul 07, 2014 |
| Utah Retirement Systems | History | Reduced | 26,505 | 787 | 0.02% | 0.02% | 63 | -900 | -3.28% | Q2 2014 | Aug 08, 2014 |
| REAVES W H & CO INC | History | New | 25,000 | 742 | 0.02% | — | 64 | +25,000 | New | Q2 2014 | Aug 07, 2014 |
| WOODSTOCK CORP | History | Reduced | 24,837 | 737 | 0.13% | 0.14% | 65 | -3,800 | -13.27% | Q2 2014 | Jul 07, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 23,687 | 694 | 0.01% | 0.0% | 66 | +14,383 | 154.59% | Q2 2014 | Aug 08, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 22,400 | 665 | 0.0% | 0.0% | 67 | -32,000 | -58.82% | Q2 2014 | Aug 05, 2014 |
| FAGAN ASSOCIATES, INC. | History | Added to | 21,865 | 649 | 0.56% | 0.44% | 68 | +3,030 | 16.09% | Q2 2014 | Aug 11, 2014 |
| BRC Investment Management LLC | History | New | 19,407 | 576 | 0.08% | — | 69 | +19,407 | New | Q2 2014 | Jul 16, 2014 |
| LPL Financial LLC | History | Added to | 19,306 | 573 | 0.0% | 0.0% | 70 | +4,166 | 27.52% | Q2 2014 | Aug 05, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 17,360 | 514 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| CIBC Asset Management Inc | History | Reduced | 16,919 | 502 | 0.0% | 0.0% | 72 | -2,048 | -10.8% | Q2 2014 | Aug 01, 2014 |
| SEI TRUST CO | History | No change | 16,200 | 481 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | History | Reduced | 15,647 | 465 | 0.31% | 0.33% | 74 | -1,660 | -9.59% | Q2 2014 | Jul 15, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 14,100 | 419 | 0.01% | — | 75 | +14,100 | New | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Added to | 11,600 | 344 | 0.0% | 0.0% | 76 | +2,462 | 26.94% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Reduced | 10,626 | 315 | 0.0% | 0.0% | 77 | -560 | -5.01% | Q2 2014 | Jul 23, 2014 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | No change | 9,900 | 294 | 0.05% | 0.04% | 78 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| PROFUND ADVISORS LLC | History | New | 9,240 | 274 | 0.01% | — | 79 | +9,240 | New | Q2 2014 | Aug 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | New | 8,200 | 243 | 0.0% | — | 80 | +8,200 | New | Q2 2014 | Aug 11, 2014 |
| TradeLink Global Equity LLC | History | Reduced | 8,168 | 243 | 0.22% | 0.49% | 81 | -4,499 | -35.52% | Q2 2014 | Jul 31, 2014 |
| Yorktown Management & Research Co Inc | History | New | 8,000 | 238 | 0.04% | — | 83 | +8,000 | New | Q2 2014 | Jul 23, 2014 |
| SIMMONS FIRST TRUST CO NA | History | No change | 8,000 | 238 | 0.07% | 0.07% | 82 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| KBC Group NV | History | Added to | 7,809 | 232 | 0.0% | 0.0% | 84 | +7,286 | 1393.12% | Q2 2014 | Aug 01, 2014 |
| AMALGAMATED BANK | History | New | 7,157 | 212 | 0.03% | — | 85 | +7,157 | New | Q2 2014 | Aug 11, 2014 |
| Private Advisor Group, LLC | History | Reduced | 7,121 | 211 | 0.02% | 0.02% | 86 | -300 | -4.04% | Q2 2014 | Aug 08, 2014 |
| World Asset Management Inc | History | Reduced | 7,087 | 210 | 0.01% | 0.01% | 87 | -472 | -6.24% | Q2 2014 | Jul 28, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 6,837 | 203 | 0.0% | 0.01% | 88 | -6,616 | -49.18% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 6,335 | 188 | 0.0% | 0.0% | 89 | +1,921 | 43.52% | Q2 2014 | Jul 31, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 5,621 | 167 | 0.0% | 0.0% | 90 | +150 | 2.74% | Q2 2014 | Aug 05, 2014 |
| MASON STREET ADVISORS, LLC | History | New | 5,180 | 154 | 0.0% | — | 91 | +5,180 | New | Q2 2014 | Aug 05, 2014 |
| CACTI ASSET MANAGEMENT LLC | History | No change | 4,500 | 132 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q2 2014 | Jul 01, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Reduced | 2,975 | 88 | 0.0% | 0.0% | 93 | -180 | -5.71% | Q2 2014 | Aug 05, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,770 | 82 | 0.0% | 0.0% | 94 | -1,497 | -35.08% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,167 | 65 | 0.0% | 0.0% | 95 | +759 | 53.91% | Q2 2014 | Aug 08, 2014 |
| Community Financial Services Group, LLC | History | New | 2,000 | 59 | 0.03% | — | 97 | +2,000 | New | Q2 2014 | Jul 29, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 2,000 | 59 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 1,900 | 56 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 1,750 | 52 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| FTB Advisors, Inc. | History | Reduced | 1,500 | 45 | 0.01% | 0.01% | 100 | -638 | -29.84% | Q2 2014 | Aug 07, 2014 |
| ClariVest Asset Management LLC | History | New | 1,400 | 42 | 0.0% | — | 101 | +1,400 | New | Q2 2014 | Aug 11, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Reduced | 1,234 | 37 | 0.0% | 0.0% | 102 | -50 | -3.89% | Q2 2014 | Jul 16, 2014 |
| KANALY TRUST CO | History | Added to | 1,000 | 30 | 0.01% | 0.0% | 103 | +500 | 100.0% | Q2 2014 | Jul 28, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 674 | 20 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | New | 650 | 19 | 0.03% | — | 106 | +650 | New | Q2 2014 | Jul 29, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 650 | 19 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Advisors Preferred, LLC | History | Added to | 601 | 17 | 0.01% | 0.01% | 107 | +28 | 4.89% | Q2 2014 | Jul 31, 2014 |
| CapWealth Advisors, LLC | History | New | 362 | 11 | 0.0% | — | 108 | +362 | New | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Added to | 324 | 10 | 0.0% | 0.0% | 109 | +265 | 449.15% | Q2 2014 | Aug 04, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 200 | 6 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 114 | 3 | 0.0% | 0.0% | 111 | +65 | 132.65% | Q2 2014 | Jul 22, 2014 |
| JNBA Financial Advisors | History | No change | 100 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | New | 32 | 1 | 0.0% | — | 114 | +32 | New | Q2 2014 | Jul 25, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 41 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Capital Research Global Investors | History | Closed out | 0 | 0 | — | 0.12% | — | -12,706,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.1% | — | -9,239,026 | -100.0% | Q1 2014 | May 15, 2014 |
| HARRIS ASSOCIATES L P | History | Closed out | 0 | 0 | — | 0.33% | — | -6,793,366 | -100.0% | Q1 2014 | Apr 25, 2014 |
| HERNDON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.16% | — | -6,300,131 | -100.0% | Q1 2014 | May 14, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 2.54% | — | -5,391,961 | -100.0% | Q1 2014 | May 09, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.95% | — | -5,356,619 | -100.0% | Q1 2014 | May 16, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 149.11% | — | -3,849,972 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,512,257 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -2,407,963 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,193,703 | -100.0% | Q1 2014 | May 23, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,100,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,760,462 | -100.0% | Q1 2014 | May 14, 2014 |
| Mitsubishi UFJ Trust & Banking Corp | History | Closed out | 0 | 0 | — | 0.1% | — | -1,606,576 | -100.0% | Q1 2014 | May 13, 2014 |
| ARGA Investment Management, LP | History | Closed out | 0 | 0 | — | 10.61% | — | -1,307,346 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,281,084 | -100.0% | Q1 2014 | May 14, 2014 |
| DISCIPLINED GROWTH INVESTORS INC /MN | History | Closed out | 0 | 0 | — | 0.85% | — | -1,239,233 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,027,019 | -100.0% | Q1 2014 | May 13, 2014 |
| MAK CAPITAL ONE LLC | History | Closed out | 0 | 0 | — | 5.77% | — | -1,001,925 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -986,884 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.03% | — | -970,630 | -100.0% | Q1 2014 | May 15, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.24% | — | -937,697 | -100.0% | Q1 2014 | May 13, 2014 |
| Poplar Forest Capital LLC | History | Closed out | 0 | 0 | — | 2.58% | — | -898,622 | -100.0% | Q1 2014 | May 09, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -785,887 | -100.0% | Q1 2014 | May 14, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.39% | — | -765,207 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -725,970 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -679,115 | -100.0% | Q1 2014 | May 14, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.07% | — | -677,661 | -100.0% | Q1 2014 | May 15, 2014 |
| AMICA MUTUAL INSURANCE CO | History | Closed out | 0 | 0 | — | 1.35% | — | -608,483 | -100.0% | Q1 2014 | May 13, 2014 |
| FACTORY MUTUAL INSURANCE CO | History | Closed out | 0 | 0 | — | 0.22% | — | -575,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -574,070 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.89% | — | -555,404 | -100.0% | Q1 2014 | May 15, 2014 |
| SIR Capital Management, L.P. | History | Closed out | 0 | 0 | — | 2.26% | — | -548,300 | -100.0% | Q1 2014 | May 15, 2014 |
| SKYLINE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.24% | — | -543,100 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -518,407 | -100.0% | Q1 2014 | May 16, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -506,300 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -501,333 | -100.0% | Q1 2014 | May 15, 2014 |
| PAX WORLD MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -493,536 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -484,208 | -100.0% | Q1 2014 | May 14, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -478,675 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -467,581 | -100.0% | Q1 2014 | May 15, 2014 |
| Polar Capital LLP | History | Closed out | 0 | 0 | — | 0.28% | — | -457,050 | -100.0% | Q1 2014 | May 07, 2014 |
| Vollero Beach Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -446,712 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -439,756 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -384,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.8% | — | -383,930 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -363,385 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -349,717 | -100.0% | Q1 2014 | Apr 18, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -338,572 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.07% | — | -332,575 | -100.0% | Q1 2014 | May 14, 2014 |
| AMICA PENSION FUND BOARD OF TRUSTEES | History | Closed out | 0 | 0 | — | 1.19% | — | -330,859 | -100.0% | Q1 2014 | May 13, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.32% | — | -302,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.31% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -278,190 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -268,867 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -242,700 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.04% | — | -239,650 | -100.0% | Q1 2014 | May 14, 2014 |
| Alta Advisers Ltd | History | Closed out | 0 | 0 | — | 2.09% | — | -225,697 | -100.0% | Q1 2014 | Apr 28, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -222,791 | -100.0% | Q1 2014 | May 13, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.02% | — | -211,960 | -100.0% | Q1 2014 | May 22, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -201,267 | -100.0% | Q1 2014 | May 16, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -201,080 | -100.0% | Q1 2014 | May 20, 2014 |
| SIGMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.03% | — | -185,496 | -100.0% | Q1 2014 | May 15, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -178,346 | -100.0% | Q1 2014 | May 12, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 1.38% | — | -160,000 | -100.0% | Q1 2014 | Apr 22, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -159,066 | -100.0% | Q1 2014 | May 13, 2014 |
| WEXFORD CAPITAL LP | History | Closed out | 0 | 0 | — | 0.32% | — | -157,543 | -100.0% | Q1 2014 | May 15, 2014 |
| Bodri Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.02% | — | -150,000 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -149,339 | -100.0% | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -136,200 | -100.0% | Q1 2014 | May 15, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.58% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Calypso Capital Management, LP | History | Closed out | 0 | 0 | — | 1.42% | — | -129,900 | -100.0% | Q1 2014 | May 13, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.12% | — | -117,775 | -100.0% | Q1 2014 | May 12, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -111,889 | -100.0% | Q1 2014 | May 09, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -109,299 | -100.0% | Q1 2014 | May 14, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.16% | — | -100,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Glovista Investments LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -95,914 | -100.0% | Q1 2014 | May 14, 2014 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 1.6% | — | -94,500 | -100.0% | Q1 2014 | May 14, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -93,462 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -93,339 | -100.0% | Q1 2014 | May 13, 2014 |
| ATRIA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -91,552 | -100.0% | Q1 2014 | May 12, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -87,900 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -85,138 | -100.0% | Q1 2014 | May 15, 2014 |
| Roumell Asset Management, LLC | History | Closed out | 0 | 0 | — | 2.27% | — | -83,790 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -75,065 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -74,630 | -100.0% | Q1 2014 | May 15, 2014 |
| GLUSKIN SHEFF & ASSOC INC | History | Closed out | 0 | 0 | — | 0.12% | — | -68,940 | -100.0% | Q1 2014 | Apr 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -66,765 | -100.0% | Q1 2014 | May 14, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.84% | — | -66,410 | -100.0% | Q1 2014 | Apr 30, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,814 | -100.0% | Q1 2014 | May 15, 2014 |
| Alpine Partners VI, LLC | History | Closed out | 0 | 0 | — | 1.45% | — | -62,500 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -62,117 | -100.0% | Q1 2014 | May 15, 2014 |
| APG Asset Management N.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -60,291 | -100.0% | Q1 2014 | Apr 30, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -60,107 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -60,094 | -100.0% | Q1 2014 | May 19, 2014 |
| Bares Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -59,829 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -59,420 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.02% | — | -58,877 | -100.0% | Q1 2014 | May 08, 2014 |
| Perimeter Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.76% | — | -56,955 | -100.0% | Q1 2014 | May 05, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -56,610 | -100.0% | Q1 2014 | May 16, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -55,800 | -100.0% | Q1 2014 | May 15, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 1.27% | — | -55,600 | -100.0% | Q1 2014 | May 14, 2014 |
| Amica Retiree Medical Trust | History | Closed out | 0 | 0 | — | 1.14% | — | -49,113 | -100.0% | Q1 2014 | May 13, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -47,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -47,000 | -100.0% | Q1 2014 | May 16, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -45,611 | -100.0% | Q1 2014 | May 14, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.1% | — | -41,886 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -41,154 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -39,673 | -100.0% | Q1 2014 | May 14, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -37,479 | -100.0% | Q1 2014 | May 19, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,960 | -100.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,812 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL LONDON ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -34,792 | -100.0% | Q1 2014 | May 21, 2014 |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | History | Closed out | 0 | 0 | — | 0.06% | — | -32,500 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,967 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,400 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,380 | -100.0% | Q1 2014 | May 14, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -29,352 | -100.0% | Q1 2014 | May 14, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.24% | — | -28,418 | -100.0% | Q1 2014 | May 13, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -26,942 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -26,189 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,709 | -100.0% | Q1 2014 | May 12, 2014 |
| Savitr Capital, LLC | History | Closed out | 0 | 0 | — | 1.29% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,669 | -100.0% | Q1 2014 | May 15, 2014 |
| WOODMONT INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -22,965 | -100.0% | Q1 2014 | May 14, 2014 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -22,405 | -100.0% | Q1 2014 | May 14, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.02% | — | -22,375 | -100.0% | Q1 2014 | Apr 28, 2014 |
| FAIRFIELD RESEARCH CORP | History | Closed out | 0 | 0 | — | 0.27% | — | -21,570 | -100.0% | Q1 2014 | May 05, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -21,400 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,895 | -100.0% | Q1 2014 | May 15, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.08% | — | -19,400 | -100.0% | Q1 2014 | May 09, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -17,923 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,747 | -100.0% | Q1 2014 | May 13, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.02% | — | -16,892 | -100.0% | Q1 2014 | May 14, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,800 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,849 | -100.0% | Q1 2014 | May 08, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -11,676 | -100.0% | Q1 2014 | May 28, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,852 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,161 | -100.0% | Q1 2014 | May 14, 2014 |
| MIDAS MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.12% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| FCA CORP /TX | History | Closed out | 0 | 0 | — | 0.16% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -9,543 | -100.0% | Q1 2014 | May 12, 2014 |
| BARR E S & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -9,350 | -100.0% | Q1 2014 | May 15, 2014 |
| CROFT-LEOMINSTER INC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,111 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,006 | -100.0% | Q1 2014 | May 14, 2014 |
| PILLAR PACIFIC CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,000 | -100.0% | Q1 2014 | May 02, 2014 |
| REGIONS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,749 | -100.0% | Q1 2014 | Apr 17, 2014 |
| GlobalBridge, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -8,279 | -100.0% | Q1 2014 | Apr 08, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,131 | -100.0% | Q1 2014 | May 13, 2014 |
| Sandhill Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GW HENSSLER & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -7,698 | -100.0% | Q1 2014 | May 12, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.25% | — | -7,684 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,573 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -4,538 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,312 | -100.0% | Q1 2014 | May 13, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.02% | — | -4,195 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,117 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,313 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,286 | -100.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,229 | -100.0% | Q1 2014 | Apr 24, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,951 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,900 | -100.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -880 | -100.0% | Q1 2014 | May 01, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -590 | -100.0% | Q1 2014 | May 14, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | May 09, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | May 02, 2014 |
| Tarbox Group, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |