*ULTRATECH INC - 904034105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FRONTIER CAPITAL MANAGEMENT CO LLC | History | Added to | 2,587,272 | 57,386 | 0.42% | 0.48% | 1 | +322,531 | 14.24% | Q2 2014 | Aug 01, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,800,593 | 39,937 | 0.0% | 0.0% | 2 | -14,478 | -0.8% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,430,253 | 31,723 | 0.01% | 0.01% | 3 | -89,272 | -5.87% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Added to | 894,151 | 19,832 | 0.02% | 0.02% | 4 | +143,730 | 19.15% | Q2 2014 | Aug 05, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 810,340 | 17,973 | 0.01% | 0.01% | 5 | +157,162 | 24.06% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 757,842 | 16,809 | 0.0% | 0.0% | 6 | +12,153 | 1.63% | Q2 2014 | Aug 06, 2014 |
| TIVERTON ASSET MANAGEMENT LLC | History | No change | 750,000 | 16,637 | 0.37% | 0.47% | 7 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SG Capital Management LLC | History | Added to | 547,005 | 12,133 | 3.35% | 4.01% | 8 | +126,512 | 30.09% | Q2 2014 | Jul 23, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 466,740 | 10,352 | 0.03% | 0.04% | 9 | -17,800 | -3.67% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 459,762 | 10,198 | 0.1% | 0.1% | 10 | +200,054 | 77.03% | Q2 2014 | Jul 30, 2014 |
| Boston Partners | History | Reduced | 377,705 | 8,378 | 0.01% | 0.02% | 11 | -46,918 | -11.05% | Q2 2014 | Aug 08, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Added to | 254,262 | 5,640 | 0.9% | 0.96% | 12 | +26,500 | 11.63% | Q2 2014 | Jul 25, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 148,529 | 3,294 | 0.0% | 0.01% | 13 | +3,500 | 2.41% | Q2 2014 | Aug 05, 2014 |
| Teton Advisors, Inc. | History | Added to | 111,900 | 2,482 | 0.16% | 0.17% | 14 | +26,300 | 30.72% | Q2 2014 | Aug 06, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 103,106 | 2,287 | 0.02% | 0.02% | 15 | +106 | 0.1% | Q2 2014 | Aug 05, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 101,192 | 2,244 | 0.0% | 0.0% | 16 | +8,871 | 9.61% | Q2 2014 | Aug 06, 2014 |
| Ruffer LLP | History | Added to | 90,000 | 2,050 | 0.07% | 0.07% | 17 | +10,000 | 12.5% | Q2 2014 | Aug 05, 2014 |
| SCHWARTZ INVESTMENT COUNSEL INC | History | Added to | 90,000 | 1,996 | 0.14% | 0.18% | 18 | +5,000 | 5.88% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 75,737 | 1,680 | 0.0% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 75,113 | 1,667 | 0.0% | 0.0% | 20 | -200 | -0.27% | Q2 2014 | Jul 30, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 50,000 | 1,109 | 0.0% | — | 21 | +50,000 | New | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 45,844 | 1,017 | 0.0% | 0.01% | 22 | +2,825 | 6.57% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 42,683 | 947 | 0.0% | 0.0% | 23 | +7,228 | 20.39% | Q2 2014 | Aug 06, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 36,146 | 802 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 33,882 | 752 | 0.0% | 0.0% | 25 | +11,599 | 52.05% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 30,100 | 668 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WESBANCO BANK INC | History | No change | 30,000 | 665 | 0.04% | 0.05% | 27 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 28,357 | 629 | 0.01% | 0.01% | 28 | +84 | 0.3% | Q2 2014 | Jul 21, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 27,150 | 602 | 0.02% | 0.02% | 29 | +7,150 | 35.75% | Q2 2014 | Aug 05, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 26,501 | 588 | 0.0% | 0.0% | 30 | +711 | 2.76% | Q2 2014 | Aug 07, 2014 |
| Campbell & CO Investment Adviser LLC | History | New | 26,146 | 580 | 0.23% | — | 31 | +26,146 | New | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Reduced | 25,751 | 571 | 0.0% | 0.0% | 32 | -9,308 | -26.55% | Q2 2014 | Aug 06, 2014 |
| Arizona State Retirement System | History | Added to | 23,131 | 513 | 0.01% | 0.01% | 33 | +3,600 | 18.43% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 21,713 | 482 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 21,516 | 477 | 0.0% | 0.0% | 35 | -270 | -1.24% | Q2 2014 | Aug 08, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 20,870 | 463 | 0.04% | 0.04% | 36 | +2,200 | 11.78% | Q2 2014 | Jul 22, 2014 |
| SEI TRUST CO | History | Reduced | 18,624 | 413 | 0.0% | 0.01% | 37 | -22,073 | -54.24% | Q2 2014 | Jul 22, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 16,294 | 361 | 0.0% | 15.43% | 38 | -2,379 | -12.74% | Q2 2014 | Aug 06, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 15,082 | 335 | 0.0% | 0.01% | 39 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| ProShare Advisors LLC | History | Reduced | 14,654 | 325 | 0.0% | 0.01% | 40 | -14,011 | -48.88% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 12,976 | 288 | 0.01% | 0.01% | 41 | +2,047 | 18.73% | Q2 2014 | Jul 11, 2014 |
| Louisiana State Employees Retirement System | History | No change | 13,000 | 288 | 0.01% | 0.02% | 42 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 9,817 | 218 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 6,700 | 149 | 0.01% | 0.02% | 44 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Capital Impact Advisors, LLC | History | New | 6,492 | 144 | 0.11% | — | 45 | +6,492 | New | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,393 | 53 | 0.0% | — | 46 | +2,393 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,153 | 25 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,007 | 22 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 794 | 17 | 0.0% | 0.0% | 49 | -66 | -7.67% | Q2 2014 | Aug 06, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 500 | 11 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 402 | 9 | 0.0% | 0.0% | 51 | +302 | 302.0% | Q2 2014 | Aug 08, 2014 |
| Blume Capital Management, Inc. | History | No change | 140 | 3 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.18% | — | -3,539,870 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.04% | — | -2,494,090 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,238,921 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -1,181,150 | -100.0% | Q1 2014 | May 12, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 35.39% | — | -1,180,086 | -100.0% | Q1 2014 | May 16, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -825,355 | -100.0% | Q1 2014 | May 15, 2014 |
| BEACONLIGHT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 17.97% | — | -726,100 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -722,795 | -100.0% | Q1 2014 | May 15, 2014 |
| Perkins Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -541,292 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -535,567 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -465,801 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -401,793 | -100.0% | Q1 2014 | May 14, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -400,587 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -369,149 | -100.0% | Q1 2014 | May 14, 2014 |
| QUENTEC ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 3.12% | — | -352,200 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.05% | — | -327,535 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -322,217 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -218,520 | -100.0% | Q1 2014 | May 14, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.83% | — | -214,265 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -178,581 | -100.0% | Q1 2014 | May 13, 2014 |
| NEUMEIER POMA INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 1.15% | — | -173,190 | -100.0% | Q1 2014 | May 14, 2014 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.8% | — | -170,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -161,943 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -157,358 | -100.0% | Q1 2014 | May 14, 2014 |
| Hood River Capital Management LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -140,930 | -100.0% | Q1 2014 | May 02, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -133,021 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -127,275 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -127,100 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109,648 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -104,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -103,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -102,492 | -100.0% | Q1 2014 | May 19, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.04% | — | -100,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.9% | — | -92,675 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,370 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -61,715 | -100.0% | Q1 2014 | May 13, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -58,704 | -100.0% | Q1 2014 | May 09, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -56,494 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -50,371 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -47,492 | -100.0% | Q1 2014 | May 13, 2014 |
| HARBER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.7% | — | -47,001 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -43,003 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,137 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,405 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -29,900 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -28,713 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -28,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -27,966 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,600 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.37% | — | -25,900 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -25,629 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,369 | -100.0% | Q1 2014 | May 13, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.0% | — | -25,100 | -100.0% | Q1 2014 | May 30, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.23% | — | -24,945 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -24,913 | -100.0% | Q1 2014 | May 16, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,900 | -100.0% | Q1 2014 | May 05, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -21,148 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,074 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -19,617 | -100.0% | Q1 2014 | Apr 07, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,873 | -100.0% | Q1 2014 | May 07, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,710 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -17,580 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,049 | -100.0% | Q1 2014 | May 15, 2014 |
| REGIONS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,680 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,935 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,426 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,200 | -100.0% | Q1 2014 | May 14, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,910 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,997 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,100 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,999 | -100.0% | Q1 2014 | May 23, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,316 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -6,940 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,415 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,367 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,541 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,533 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,300 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -981 | -100.0% | Q1 2014 | May 14, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 21, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -698 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -350 | -100.0% | Q1 2014 | May 13, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -211 | -100.0% | Q1 2014 | May 12, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19 | -100.0% | Q1 2014 | May 23, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |