UROPLASTY INC - 917277204

Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q1 2014 · Compare: Q4 2013
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ History Added to 2,598,241 9,431 0.01% 0.0% 1 +17,583 0.68% Q1 2014 May 13, 2014
Cortina Asset Management, LLC History Added to 1,806,024 6,556 0.24% 0.12% 2 +604,403 50.3% Q1 2014 May 13, 2014
ORBIMED ADVISORS LLC History Reduced 1,363,500 4,950 0.06% 0.06% 3 -80,000 -5.54% Q1 2014 May 15, 2014
PERKINS CAPITAL MANAGEMENT INC History Reduced 1,295,611 4,703 3.3% 2.62% 4 -126,714 -8.91% Q1 2014 May 07, 2014
Visium Asset Management, LP History Reduced 989,000 3,591 0.06% 0.06% 5 -90,400 -8.38% Q1 2014 May 15, 2014
Manatuck Hill Partners, LLC History Reduced 709,336 2,575 0.41% 115.36% 6 -93,842 -11.68% Q1 2014 May 16, 2014
PERCEPTIVE ADVISORS LLC History Added to 517,791 1,880 0.2% 0.1% 7 +203,802 64.91% Q1 2014 May 15, 2014
VANGUARD GROUP INC History Added to 472,371 1,715 0.0% 0.0% 8 +33,467 7.63% Q1 2014 May 13, 2014
Rothschild Capital Partners, LLC History No change 397,313 1,442 0.71% 0.51% 9 0 0.0% Q1 2014 May 12, 2014
BARD ASSOCIATES INC History Reduced 310,972 1,129 0.48% 0.37% 10 -1,700 -0.54% Q1 2014 May 09, 2014
DAFNA Capital Management LLC History No change 289,332 1,050 0.9% 0.81% 11 0 0.0% Q1 2014 May 15, 2014
BlackRock Institutional Trust Company, N.A. History Reduced 204,858 744 0.0% 0.0% 12 -88,137 -30.08% Q1 2014 May 02, 2014
SOPHROSYNE CAPITAL LLC History Reduced 172,600 627 0.55% 0.44% 13 -11,100 -6.04% Q1 2014 May 14, 2014
ESSEX INVESTMENT MANAGEMENT CO LLC History New 154,061 559 0.08% 14 +154,061 New Q1 2014 Apr 28, 2014
WHITE PINE CAPITAL LLC History Added to 147,250 535 0.2% 0.11% 15 +43,275 41.62% Q1 2014 May 14, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History No change 89,800 344 0.0% 0.0% 16 0 0.0% Q1 2014 Apr 18, 2014
RENAISSANCE TECHNOLOGIES LLC History Added to 91,300 331 0.0% 0.0% 17 +13,200 16.9% Q1 2014 May 14, 2014
NORTHERN TRUST CORP History Added to 75,700 275 0.0% 0.0% 18 +45,797 153.15% Q1 2014 May 14, 2014
GEODE CAPITAL MANAGEMENT, LLC History Added to 68,988 250 0.0% 0.0% 19 +26,563 62.61% Q1 2014 May 14, 2014
BlackRock Fund Advisors History Added to 63,630 231 0.0% 0.0% 20 +7,722 13.81% Q1 2014 May 02, 2014
DIMENSIONAL FUND ADVISORS LP History No change 57,829 210 0.0% 0.0% 21 0 0.0% Q1 2014 May 14, 2014
MORGAN STANLEY History New 54,882 199 0.0% 22 +54,882 New Q1 2014 May 13, 2014
CITADEL ADVISORS LLC History New 17,951 65 0.09% 23 +17,951 New Q1 2014 Aug 08, 2014
NATIXIS History No change 15,800 57 0.0% 0.0% 24 0 0.0% Q1 2014 May 14, 2014
GUGGENHEIM CAPITAL LLC History Added to 13,827 50 0.0% 0.0% 25 +3,142 29.41% Q1 2014 May 16, 2014
Bank of New York Mellon Corp History No change 11,557 42 0.0% 0.0% 26 0 0.0% Q1 2014 May 14, 2014
STATE STREET CORP History No change 11,100 40 0.0% 0.0% 27 0 0.0% Q1 2014 May 15, 2014
BLACKROCK ADVISORS LLC History Added to 5,585 20 0.57% 0.32% 28 +1,629 41.18% Q1 2014 Jun 05, 2014
Tower Research Capital LLC History Added to 4,533 16 0.0% 0.0% 29 +4,133 1033.25% Q1 2014 May 02, 2014
UBS AG History Added to 3,899 14 0.0% 0.0% 30 +3,340 597.5% Q1 2014 May 16, 2014
Sanctuary Wealth Advisors, LLC History New 2,900 11 0.0% 31 +2,900 New Q1 2014 Apr 23, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History No change 1,230 4 0.0% 0.0% 32 0 0.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History New 295 1 0.0% 34 +295 New Q1 2014 May 13, 2014
MARK SHEPTOFF FINANCIAL PLANNING, LLC History New 200 1 0.0% 35 +200 New Q1 2014 May 09, 2014
CITIGROUP INC History Reduced 200 1 0.0% 0.0% 33 -100 -33.33% Q1 2014 May 15, 2014
THOMSON HORSTMANN & BRYANT INC History Closed out 0 0 0.08% -505,809 -100.0% Q4 2013 Feb 06, 2014